Stock Quotation Patents (Class 340/4.5)
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Patent number: 12039598Abstract: In a network for acquiring/discharging short sale stock locates, a server provides for displaying a graphic user interface (GUI) that includes: watchlist; pending locate; history; and inventory screens. Client devices of institutions and others seeking to sell stock locates transmit availability to the server. Investor client devices that enter symbol(s) corresponding to the availability have displayed, in their watchlist, data relating to the available locate including a rate, and can request particular locate share quantities using a locate button. The acquired locate shares are removed from the availability, and are listed in the inventory screen of the investor. The investor can request/enter a rate different than the institution's rate; and can offer for sale any unused or unneeded locate shares in his/her inventory at any time to the others using the pending locate screen, and can receive offers, which accepted or rejected offers appear in the history screen.Type: GrantFiled: June 19, 2020Date of Patent: July 16, 2024Assignee: TRADE Zero USA INC.Inventors: Daniel Pipitone, John Caruso
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Patent number: 11288741Abstract: The system and methods for securities claims identification, optimization and recovery are disclosed herein. The disclosed system can maximizes returns on assets that are the securities claims arising from alleged fraud in the purchase or sale of securities in a securities portfolio. In one embodiment, the disclosed system monitors portfolio using analytics tools to identify asynchronous activity or movements in portfolio securities, performs loss and damages valuation analysis, open arms-length communications with securities litigation plaintiffs' bar and/or litigation funders, publishes relevant information to investors, provides analysis and information for merit analysis, counsel selection and/or litigation monitoring and performs risk mitigation analysis to identify securities claims and optimize recovery of revenue associated with the securities claims.Type: GrantFiled: October 2, 2018Date of Patent: March 29, 2022Assignee: Dividex Analytics, LLCInventor: Irwin Schwartz
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Patent number: 11216876Abstract: A system and method for automated securities trading is provided. The system includes a lead trader account database, a follower account database, and a trade determination system. Trade information is received from a lead trader and a listing of followers for the lead trader is retrieved from the lead account database. For each follower, their account at the follower account database is accessed to confirm that they desire to participate in the lead trader's trade and that they have enough funds to do so. The lead trader and follower's traders are then grouped together and traded as a single trade. The traded shares are then provided to the lead trader and followers at the average price of the trade.Type: GrantFiled: January 4, 2019Date of Patent: January 4, 2022Inventors: Lawrence J. Wert, Richard D. Kincaid, James O. Myers
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Patent number: 11138671Abstract: Proposed is an adaptive, layered, automated risk-transfer system and method thereof, with a self-optimizing, increased leveraged capacity and enhanced drop-down cover structure with a plurality of adjustable risk-transfer layers. If a triggered risk-event is assignable to either of the top risk-transfer layer or the bottom risk-transfer layer of the drop-down cover structure, a shared exhaustion factor is generated based on the assigned risk-transfer layer and based on a cover of the loss associated with the triggered risk event. The shared exhaustion factor is applied mutually to both layers by the system eroding both layers by the same exhaustion factor. The top layer and the bottom layer are reinstatable by a corresponding generated normalized reinstatement parameter values normalized over both layers and based on a thus provided shared limit and the erosion of the top layer and the bottom layer.Type: GrantFiled: July 25, 2017Date of Patent: October 5, 2021Assignee: Swiss Reinsurance Company Ltd.Inventors: Philip Edward Schoen, Alexander Raymond Peck, Andreas Schäfli
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Patent number: 11068986Abstract: Orders are automatically sent to the market when certain user defined conditions are met. In particular, a trader can configure the trading application to automatically send orders for preset quantities at price levels with queues falling below a user defined threshold. The length of queues may be measured in several ways, for example, the queue length could be measured by quantity at a given price level or the queue length could be measured by the number of orders at a given price level, or the queue length could be measured by a combination of quantity and orders. The present embodiments can more quickly recognize opportunities and send an order to take advantage of it than a trader can do manually. Other advantages and features are described herein.Type: GrantFiled: February 13, 2020Date of Patent: July 20, 2021Assignee: Trading Technologies International, Inc.Inventors: Steven F. Borsand, Michael J. Burns, Scott F. Singer
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Patent number: 10991044Abstract: The technology allows to assist the stock price forecast by referring to the past business performance and stock price based on the business performance forecast of the company by the user himself/herself.Type: GrantFiled: March 30, 2018Date of Patent: April 27, 2021Inventor: Hironobu Katoh
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Patent number: 10937095Abstract: A system and methods for controlled market data delivery are described. According to one example embodiment, upon detecting a preset threshold of updates in a queue at a gateway, a predetermined number of market updates may be processed before any data is sent to a client terminal. According to one method, update types may be used to control how many updates are processed before any data is sent. Also, once the number of updates to be processed is set, a market update having a higher priority update type may be used to trigger a change in the number of market updates that was set for processing.Type: GrantFiled: January 3, 2020Date of Patent: March 2, 2021Assignee: Trading Technologies International, Inc.Inventor: Robert A. West
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Patent number: 10839458Abstract: Methods, devices, and systems for managing electronic messages of an electronic trading system in which orders are extracted from the electronic messages involve executing actions associated with respect to the orders and matching orders to counter orders. Matching orders may be based on a priority determined using a market quality index of the order and an associated market participant.Type: GrantFiled: August 7, 2018Date of Patent: November 17, 2020Assignee: Chicago Mercantile Exchange Inc.Inventors: Alan Shontz, John Labuszewski, Richard Co, Steve Peters, David Boberski, Roberta Paffaro, Greg Skony
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Patent number: 10776866Abstract: Systems and methods are provided which monitor trades entered into and cleared by counterparties, track the net and gross positions of counterparties and the counterparties' parent entities, trigger warnings when counterparties or their parent entities exceed a warning limit, and shut-off counterparties' trading ability when counterparties exceed a credit limit. An operator of a credit system using these systems and methods is provided with a variety of interfaces through which the operator can set up new counterparties, search a list of counterparties, view and edit basic information for counterparties, view financial information for counterparties, view and edit notes regarding to counterparties, view and edit limits of counterparties, view position versus limit information for counterparties, view the current day's position information for counterparties, and view cumulative position information for counterparties.Type: GrantFiled: May 19, 2014Date of Patent: September 15, 2020Assignee: BGC PARTNERS, L.P.Inventors: Stewart Harris, Azucena De Latorre, Aniruddha Deb, Janna Turetsky
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Patent number: 10650451Abstract: A network device coalesces data received from an exchange, and provides a user with the opportunity to receive fewer, but up-to-date, data updates from an exchange when duplicate prices become available or a large volume of prices becomes available suddenly. Accordingly, the trader can be assured of receiving non-duplicated prices that are fed at a rate that is cohesive with that trader's connection speed. The present invention is designed to conserve on bandwidth thereby increasing the likelihood that bandwidth will be available to receive desirable market information.Type: GrantFiled: September 20, 2013Date of Patent: May 12, 2020Assignee: Trading Technologies International, Inc.Inventors: Jens-Uwe Schluetter, Stephen A. Schwarz
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Patent number: 10650455Abstract: Methods, software, and hardware are disclosed for providing verified real time price quotes in an over-the-counter financial market. Systems are described that can comprise methods, software, and/or hardware to provide verified real time price information for securities traded over-the-counter. Verification methods of the invention include identifying suspect source data, wherein the suspect source data includes information about the price of a security, verifying the suspect source data, and displaying to a user a verified price quote of a security traded in an over-the-counter market to a user. The verification methods of the invention include using hash functions and hash tables to process suspect source data, wherein the hashing allows for confidential processing while at the same time maintaining the ability to match a price quote to the source of the price quote.Type: GrantFiled: June 24, 2016Date of Patent: May 12, 2020Assignee: Intercontinental Exchange Holdings, Inc.Inventors: Stephen Richard Madle, Forbes Herbert Elworthy
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Patent number: 10600120Abstract: Orders are automatically sent to the market when certain user defined conditions are met. In particular, a trader can configure the trading application to automatically send orders for preset quantities at price levels with queues falling below a user defined threshold. The length of queues may be measured in several ways, for example, the queue length could be measured by quantity at a given price level or the queue length could be measured by the number of orders at a given price level, or the queue length could be measured by a combination of quantity and orders. The present embodiments can more quickly recognize opportunities and send an order to take advantage of it than a trader can do manually. Other advantages and features are described herein.Type: GrantFiled: April 28, 2014Date of Patent: March 24, 2020Assignee: Trading Technologies International, Inc.Inventors: Steven F. Borsand, Michael J. Burns, Scott F. Singer
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Patent number: 10586281Abstract: Within the financial-services industry, there are online centers that allow brokers to match sellers with buyers of financial instruments based on indications of interest. However, at least some of these centers are not only limited in the types of IOIs that they provide, but also in the ways they allow IOI viewers to leverage the collective IOIs of multiple entities for a given stock or financial instrument. Accordingly, the present inventors devised systems, methods, interfaces, and software that enhance the ability of such online centers, or more generally financial-information systems, to facilitate trades. One exemplary financial-information system provides an IOI which is associated with an indicator of an enhanced or heightened willingness of its issuer to actually complete a trade, thereby expediting identification of ready trading partners. Additional features include an enhanced IOI search based on desired price or quantity and a multiparty request-for-quote function.Type: GrantFiled: September 29, 2005Date of Patent: March 10, 2020Assignee: REFINITIV US ORGANIZATION LLCInventors: Jeremy Condie, Robert Moitoso
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Patent number: 10572941Abstract: A system and methods for controlled market data delivery are described. According to one example embodiment, upon detecting a preset threshold of updates in a queue at a gateway, a predetermined number of market updates may be processed before any data is sent to a client terminal. According to one method, update types may be used to control how many updates are processed before any data is sent. Also, once the number of updates to be processed is set, a market update having a higher priority update type may be used to trigger a change in the number of market updates that was set for processing.Type: GrantFiled: June 13, 2018Date of Patent: February 25, 2020Assignee: Trading Technologies International, Inc.Inventor: Robert A. West
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Patent number: 10559034Abstract: The disclosed embodiments include computerized methods and systems that automatically verify an identity of a user based on social media messaging. In an embodiment, an apparatus identifies a first social media message associated with a social networking account of a user and generated by a device of the user. The apparatus may generate may extract authentication data from the first social media message, and may verify an identity of the user based on a correspondence between the extracted authentication data and at least a portion of stored user profile. In response to the verification, the apparatus may generate one or more electronic commands to initiate an action involving one or more securities.Type: GrantFiled: October 2, 2015Date of Patent: February 11, 2020Assignee: The Toronto-Dominion BankInventors: Bruno Sandre, Matthew Hamilton, Jonathan K. Barnett, Paul Mon-Wah Chan, John Jong Suk Lee, Orin Del Vecchio
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Patent number: 10516634Abstract: A video displaying section displays video content in a video display region on a viewing screen. A comment acquiring section acquires a comment with regard to the currently displayed video content. A comment displaying section causes the viewing screen currently displaying the video content to scroll a comment acquired by the comment acquiring section. The comment displaying section displays a comment when the position of the comment does not overlap with the video display region and hides from view a comment when the position of the comment overlaps with the video display region.Type: GrantFiled: June 10, 2014Date of Patent: December 24, 2019Assignee: Sony Interactive Entertainment Inc.Inventor: Kensaku Ishizuka
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Patent number: 10395311Abstract: Networks, systems and methods for recovering data messages from a market data stream and for building a book for a financial instrument are disclosed. An out-of-band data stream related to an as-of state of the market for one or more financial instruments is distributed parallel to a stream of market data for the financial instrument. The as-of data stream is referenced to the financial according to a unique identifier of the messages of the market data stream. The as-of data for a financial instrument may be provided at periodic rate that may be varied according to one or more factors.Type: GrantFiled: December 11, 2017Date of Patent: August 27, 2019Assignee: Chicago Mercantile Exchange Inc.Inventors: Dennis Genetski, Vijay Menon, Matt Simpson, Fred Malabre, Sreenivas Achanta
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Patent number: 10349149Abstract: A standby power controller having data communication capability. The standby power controller includes a data communication means adapted to communicate with a processing and display device. The processing and display device includes a processor and a display which are adapted to provide a user interface for the standby power controller.Type: GrantFiled: January 19, 2016Date of Patent: July 9, 2019Assignee: Embertec Pty LtdInventors: Domenico Gelonese, Riccardo Gatto
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Patent number: 10339162Abstract: Methods and apparatus consistent with the invention provide the ability to organize and build understandings of machine data generated by a variety of information-processing environments. Machine data is a product of information-processing systems (e.g., activity logs, configuration files, messages, database records) and represents the evidence of particular events that have taken place and been recorded in raw data format. In one embodiment, machine data is turned into a machine data web by organizing machine data into events and then linking events together.Type: GrantFiled: January 31, 2016Date of Patent: July 2, 2019Assignee: Splunk Inc.Inventors: Michael Joseph Baum, R. David Carasso, Robin Kumar Das, Bradley Hall, Brian Philip Murphy, Stephen Phillip Sorkin, Andre David Stechert, Erik M. Swan, Rory Greene, Nicholas Christian Mealy, Christina Frances Regina Noren
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Patent number: 10296974Abstract: Methods and systems for monitoring market data are disclosed. Real time data is collected that is related to conditions of a trading market. Collection occurs at an edge server associated with a liquidity destination trading at least one financial article of trade. The real time data that is collected can also be normalized if desired into a standard form. A user defined criteria is received from a centralized hub. The user defined criteria defines a particular event in the condition. It is then determined when a condition in the trading market matches the event. A response is generated providing notification of the occurrence of the event. The response is sent to the centralized hub for distribution to a user associated with the user defined criteria.Type: GrantFiled: August 18, 2014Date of Patent: May 21, 2019Assignee: FTEN, Inc.Inventor: Douglas G. Kittelsen
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Patent number: 10290057Abstract: A system and method for automated securities portfolio synchronization is provided. The system includes a lead trader account database, a follower account database, and a trade determination system. A follower provides a lead trader identification which is used to retrieve a lead trader portfolio from the lead trader account database for display to the Follower. The contents of the lead trader portfolio are compared to securities already owned by the follower and to a list of securities not to be purchased that is retrieved from the follower account database. The follower may then make adjustments to the lead trader portfolio and synchronize their portfolio to that of the lead trader.Type: GrantFiled: June 9, 2017Date of Patent: May 14, 2019Assignee: SoVesTech, Inc.Inventor: Joseph Fox
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Patent number: 10243373Abstract: Provided are a power control system, power control device, server device, and method for controlling a power control system in which the power control device can control load devices even when communication between the power control device and the server device is cut off, and which allow for timely discovery that communication has been cut off. A server device (20) extracts at least one of an elapsed time and remaining number of control instructions not acquired by a power control device (10) by polling and provides a warning when at least one of the elapsed time and the remaining number is at least a predetermined value. When the server device does not respond to polling, the power control device (10) creates a control instruction based on control guideline information and executes the control instruction.Type: GrantFiled: July 10, 2013Date of Patent: March 26, 2019Assignee: KYOCERA CORPORATIONInventors: Naohisa Yoshitani, Taku Nakayama
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Patent number: 10223817Abstract: Exemplary method, system, and computer program product embodiments for displaying computer dashboard information are provided. In one embodiment, by way of example only, historical values associated with time intervals are displayed in a single gauge. The historical values are arranged in such a manner that at least one of the historical values is contrasted against a current value for comparison as a single metric. Additional system and computer program product embodiments are disclosed and provide related advantages.Type: GrantFiled: December 22, 2015Date of Patent: March 5, 2019Assignee: INTERNATIONAL BUSINESS MACHINES CORPORATIONInventors: Thomas S. Brugler, Vincent C. Conzola, Randall A. Craig, Todd M. Eischeid, Mark E. Molander
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Patent number: 10223747Abstract: Systems and methods are provided to control gaming in electronic trading markets. These systems and methods alleviate the problem of a seller or buyer trying to act on a trader's original bid or offer only to trade at an unfavorable level after the trader changes the bid or offer. A pricing method suspends trading for a period of time if a price difference between two bids or offers by the same trader is too great. A timing method prevents a trader from canceling or replacing a bid or offer for a period of time. These methods provide a more fair and efficient way of executing electronic trades.Type: GrantFiled: May 23, 2014Date of Patent: March 5, 2019Assignee: BGC PARTNERS, INC.Inventors: Andrew C. Gilbert, Andrew Stergiopoulos, William P. Tselepis
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Patent number: 10153912Abstract: The present invention discloses a method and a system for optimizing information pushing time according to an alarm time, comprising: presetting an alarm time on a smart terminal; according to the set alarm time, and by recording whether a user uses the smart terminal before and after the alarm time for a period, summarizing a regular work/rest time of the user; within said regular work/rest time, shutting down an information pushing function; when the alarm is triggered, turning on the information pushing function again.Type: GrantFiled: October 25, 2016Date of Patent: December 11, 2018Assignee: HUIZHOU TCL MOBILE COMMUNICATION CO., LTD.Inventors: Dongjing Qi, Guokuan Fang
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Patent number: 10068291Abstract: Methods, devices, and systems for managing electronic messages of an electronic trading system in which orders are extracted from the electronic messages involve executing actions associated with respect to the orders and matching orders to counter orders. Matching orders may be based on a priority determined using a market quality index of the order and an associated market participant.Type: GrantFiled: September 30, 2014Date of Patent: September 4, 2018Assignee: Chicago Mercantile Exchange Inc.Inventors: Alan Shontz, John Labuszewski, Richard Co, Steve Peters, David Boberski, Roberta Paffaro, Greg Skony
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Patent number: 9842366Abstract: Networks, systems and methods for recovering data messages from a market data stream and for building a book for a financial instrument are disclosed. An out-of-band data stream related to an as-of state of the market for one or more financial instruments is distributed parallel to a stream of market data for the financial instrument. The as-of data stream is referenced to the financial according to a unique identifier of the messages of the market data stream. The as-of data for a financial instrument may be provided at periodic rate that may be varied according to one or more factors.Type: GrantFiled: December 19, 2012Date of Patent: December 12, 2017Assignee: Chicago Mercantile Exchange Inc.Inventors: Dennis Genetski, Vijay Menon, Matt Simpson, Fred Malabre, Sreenivas Achanta
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Patent number: 9830652Abstract: A data distribution system and method are described herein to improve the distribution of market information to subscribing client devices. Market information updates are provided to subscribing devices over a communication link every time a change in the market occurs. If a bandwidth limitation is reached on the communication link, the preferred embodiments switch to a second mode of transmission such that the market information updates are provided only at predetermined intervals. The preferred embodiment monitors the bandwidth consumption to determine what mode of transmission to apply, and in response, it can dynamically change between modes of transmission. By dynamically adjusting the mode of transmission to comport with the current network bandwidth, the preferred embodiments may provide a network friendly, data intensive, and fast response market information feed.Type: GrantFiled: April 11, 2014Date of Patent: November 28, 2017Assignee: Trading Technologies International, Inc.Inventor: Ryan N. Andrews
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Patent number: 9779382Abstract: A facility for assessing availability of an item for purchase from a merchant using a model of the availability of the item is described. The facility receives asynchronous messages identifying changes in the merchant's inventory for the item that affects the availability of the item for purchase from the merchant. For each received asynchronous message, the facility updates the model to reflect the changes in the merchant's inventory identified in the message. The facility then evaluates the state of the model in order to assess availability of the item for purchase from the merchant.Type: GrantFiled: February 25, 2013Date of Patent: October 3, 2017Assignee: Amazon Technologies, Inc.Inventors: John Chenault, Jeffrey Holden, Gintaras Woss
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Patent number: 9600174Abstract: A method including displaying a list of instant message conversations on a touch screen display, a respective instant message conversation including a respective set of instant messages exchanged between a user of a device and a respective other person, and while displaying the list of instant message conversations, detecting a gesture on the touch screen display. In response to detecting the gesture on the touch screen display, entering a deletion mode. While in the deletion mode continuing to display the list of instant message conversations, displaying a selection icon adjacent to a plurality of instant message conversations in the list of instant message conversations, detecting a first user selection of an instant message conversation, and in response to detecting the first user selection of the instant message conversation, modifying a selection icon adjacent to the selected instant message conversation to indicate selection of the instant message conversation for deletion.Type: GrantFiled: December 8, 2015Date of Patent: March 21, 2017Assignee: Apple Inc.Inventors: Stephen O. Lemay, Marcel Van Os, Scott Herz, Greg Christie
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Patent number: 9516155Abstract: Systems and methods for multi-modal messaging that enable a user to compose, send and retrieve messages, such as SMS, MMS, IM or ordinary e-mail messages, for example, using one or more I/O (input/output) modalities (e.g., speech I/O and/or GUI I/O). A method for composing messages combines the advantages of a multi-modal interface (e.g., grammar-based speech and touchscreen or similar input devices) and message templates, which allows a user to construct a message with significantly less effort in a fraction of the time required by conventional methods. The user can dictate his/her messages using speech and/or GUI input, for example, based on a library of message templates which can be personalized by the user to fit his/her social interaction needs.Type: GrantFiled: January 2, 2008Date of Patent: December 6, 2016Assignee: Nuance Communications, Inc.Inventors: Jan Kleindienst, Martin Labsky, Stephane H. Maes, Jan Sedivy
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Patent number: 9402585Abstract: A biological information monitor includes: a displaying section on which a biological information display screen is displayed, the biological information display screen including a first display region on which a trend graph of first biological information is displayed and a second display region on which a histogram of second biological information is displayed; and a display controlling section which is configured to control contents displayed on the biological information display screen, and which is configured to cause the trend graph for a plurality of days and the histogram for the plurality of days to be simultaneously displayed in the first display region and the second display region, respectively.Type: GrantFiled: February 3, 2014Date of Patent: August 2, 2016Assignee: NIHON KOHDEN CORPORATIONInventors: Yuka Hatano, Naokatsu Ohta, Kohei Ishikawa
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Patent number: 8326732Abstract: A rules-based schema is designed as a directed graph to model various electronic trading markets and trading constraints inherent therein such that the executability of proposed trades having multiple trade parameters can be determined by applying the trade parameters against the constraints, and confirming the executability of the trade if the constraints are satisfied.Type: GrantFiled: January 15, 2009Date of Patent: December 4, 2012Assignee: Trayport LimitedInventors: Edmund Hon Wah Hor, Paul Cechner