Patents Assigned to Broadridge Content Solutions, Inc.
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Publication number: 20140101276Abstract: A method and related system obtains consent from a user for electronic delivery of sensitive information. The user operating a first computer accesses a web page on a server system to input the consent. The web page prompts for the consent from the user. Once the consent is received at the server system, the consent is stored and sensitive information is delivered electronically to an e-mail address specified by the user. Once consent is indicated, it is communicated from the individual's computer to another computer such as a server over, for example, a modem connection. Having secured the individual's consent, the additional sensitive information may be delivered to the individual's computer as, for example, a URL attachment to an email message.Type: ApplicationFiled: December 16, 2013Publication date: April 10, 2014Applicant: Broadridge Content Solutions, Inc.Inventors: Stephen V. Burakoff, Sergui S. Simmel, Robert A. Fein, Alex Magary, Leonard Driscoll, Garett Wiley
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Publication number: 20140046860Abstract: A method and related system obtains consent from an individual for computer-aided deliver of compliance information. Initially, a computer-readable data storage device is provided to the individual. The device stores the compliance information and computer-executable instructions. By inserting the device into a computer, the instructions are executed and the individual is prompted by the computer to consent to the computer-aided delivery of additional compliance information. Once consent is indicated, it is communicated from the individual's computer to another computer such as a server over, for example, a modem connection. Having secured the individual s consent, the additional compliance information can be delivered to the individual's computer as, for example, a file attachment to an email message.Type: ApplicationFiled: October 21, 2013Publication date: February 13, 2014Applicant: Broadridge Content Solutions, Inc.Inventors: Stephen V. Burakoff, Sergiu S. Simmel, Robert A. Fein
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Patent number: 8612322Abstract: A method and related system obtains consent from a user for electronic delivery of sensitive information. The user operating a first computer accesses a web page on a server system to input the consent. The web page prompts for the consent from the user. Once the consent is received at the server system, the consent is stored and sensitive information is delivered electronically to an e-mail address specified by the user. Once consent is indicated, it is communicated from the individual's computer to another computer such as a server over, for example, a modem connection. Having secured the individual's consent, the additional sensitive information may be delivered to the individual's computer as, for example, a URL attachment to an email message.Type: GrantFiled: February 14, 2011Date of Patent: December 17, 2013Assignee: Broadridge Content Solutions, Inc.Inventors: Stephen V. Burakoff, Sergiu S. Simmel, Robert A. Fein, Alex Magary, Leonard Driscoll, Garett Wiley
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Patent number: 8566195Abstract: A method and related system obtains consent from an individual for computer-aided delivery of compliance information. Initially, a computer-readable data storage device is provided to the individual. The device stores the compliance information and computer-executable instructions. By inserting the device into a computer, the instructions are executed and the individual is prompted by the computer to consent to the computer-aided delivery of additional compliance information. Once consent is indicated, it is communicated from the individual's computer to another computer such as a server over, for example, a modem connection. Having secured the individual's consent, the additional compliance information can be delivered to the individual's computer as, for example, a file attachment to an email message.Type: GrantFiled: February 11, 2011Date of Patent: October 22, 2013Assignee: Broadridge Content Solutions, Inc.Inventors: Stephen V. Burakoff, Sergiu S. Simmel, Robert A. Fein
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Patent number: 8521632Abstract: Embodiments of the invention provide techniques for improving clarity of disclosure materials provided to investors, by enabling securities issuers, intermediaries and/or other entities to create and disseminate clear and concise summary-level information on individual securities to investors to enable informed investment decisions. The information may include a summary version of the full statutory prospectus (a “summary prospectus”). A summary prospectus may include a concise, “plain English” synopsis and/or representation of certain information contained in the full statutory prospectus, such as a security's investment objectives and strategies, costs, risks and/or other information.Type: GrantFiled: July 24, 2009Date of Patent: August 27, 2013Assignee: Broadridge Content Solutions, Inc.Inventors: Russell E. Planitzer, Mark Asdoorian, David Brown, Ying Chen, Leonard Driscoll, Jeffrey B. Levering, Alex Magary
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Publication number: 20130191297Abstract: A method and system to create personalized investor information packages, based on investor information, to be delivered to the investor to satisfy both compliance regulations and investor preferences. The method and system may deliver information in a paper or electronic format.Type: ApplicationFiled: March 11, 2013Publication date: July 25, 2013Applicant: BROADRIDGE CONTENT SOLUTIONS, INC.Inventor: BROADRIDGE CONTENT SOLUTIONS, INC.
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Patent number: 8396785Abstract: A method and system to create personalized investor information packages, based on investor information, to be delivered to the investor to satisfy both compliance regulations and investor preferences. The method and system may deliver information in a paper or electronic format.Type: GrantFiled: June 27, 2011Date of Patent: March 12, 2013Assignee: Broadridge Content Solutions, Inc.Inventors: Jeffrey B. Levering, Alex Magary, Craig LeClair, Larry Kunz, Anil Gupta, Brigitte Tuller, Garett Wiley, Patricia Rosch