Patents Assigned to The Vanguard Group, Inc.
  • Patent number: 11869012
    Abstract: The various embodiments described herein relate to systems, methods, and devices associated with distributed ledger systems (e.g., distributed ledger technology implemented on a decentralized network) that can be used to handle and manage the distribution and access of data in a manner that preserves the benefits of distributed ledger technology while enabling the private sharing of data. More specifically, the distributed ledger systems contemplated herein involve distributed ledger technology (DLT)-based data management platforms that can be implemented on nodes of a data management network.
    Type: Grant
    Filed: July 29, 2022
    Date of Patent: January 9, 2024
    Assignees: LM FUNDING AMERICA, INC, The Vanguard Group, Inc.
    Inventors: Warren B. Pennington, John C. Evans, Mark Smith, Anush Vijayaraghavan, Ron Papanek
  • Patent number: 11847647
    Abstract: A system, method and computer-readable storage medium that add at least one transaction block to a chained sequence of one or more blocks, including receiving a request message having data of an electronic transaction, broadcasting, to nodes in a blockchain network, a consensus request message for generating at least one transaction block including creating a block header that contains a hash pointer to a previous block, and concurrently with updating transaction block data, comparing and performing an action based on the comparing, performing periodic valuation and transmission of an item having a value that is tied to the transaction data, including establishing transmission links with the external entities, determining a value of the item, and establishing movement of the item between the external entities based on the determined value of the item and predetermined thresholds.
    Type: Grant
    Filed: March 21, 2022
    Date of Patent: December 19, 2023
    Assignee: THE VANGUARD GROUP, INC.
    Inventors: Warren Pennington, John Evans, Ryan Lovell
  • Patent number: 11818218
    Abstract: A system, method, and computer readable-storage medium establishing a communication path between a mobile device and a non-mobile device. The method includes controlling display of a webpage for display on the non-mobile device, receiving data input via the webpage, the data including a mobile number associated with the mobile device, transmitting a message using the mobile number received from the non-mobile device, the message including a hyperlink that includes a uniform resource locator (URL), in response to performing a function at the mobile device, receiving a response associated with the function performed, coordinating communication between the mobile device and the non-mobile device to transmit the response through a communication path to the non-mobile device, and controlling display of the response received from the mobile device in the webpage of the non-mobile device.
    Type: Grant
    Filed: February 12, 2018
    Date of Patent: November 14, 2023
    Assignee: THE VANGUARD GROUP, INC.
    Inventors: John C. Ferrara, Scott Lind
  • Patent number: 11436607
    Abstract: The various embodiments described herein relate to systems, methods, and devices associated with distributed ledger systems (e.g., distributed ledger technology implemented on a decentralized network) that can be used to handle and manage the distribution and access of data in a manner that preserves the benefits of distributed ledger technology while enabling the private sharing of data. More specifically, the distributed ledger systems contemplated herein involve distributed ledger technology (DLT)-based data management platforms that can be implemented on nodes of a data management network.
    Type: Grant
    Filed: September 22, 2020
    Date of Patent: September 6, 2022
    Assignees: SYMBIONT.IO, INC., The Vanguard Group, Inc.
    Inventors: Warren B. Pennington, John C. Evans, Mark Smith, Anush Vijayaraghavan, Ron Papanek
  • Publication number: 20220215385
    Abstract: A system, method and computer-readable storage medium that add at least one transaction block to a chained sequence of one or more blocks, including receiving a request message having data of an electronic transaction, broadcasting, to nodes in a blockchain network, a consensus request message for generating at least one transaction block including creating a block header that contains a hash pointer to a previous block, and concurrently with updating transaction block data, comparing and performing an action based on the comparing, performing periodic valuation and transmission of an item having a value that is tied to the transaction data, including establishing transmission links with the external entities, determining a value of the item, and establishing movement of the item between the external entities based on the determined value of the item and predetermined thresholds.
    Type: Application
    Filed: March 21, 2022
    Publication date: July 7, 2022
    Applicant: THE VANGUARD GROUP, INC.
    Inventors: Warren PENNINGTON, John EVANS, Ryan LOVELL
  • Patent number: 11308488
    Abstract: A system, method and computer-readable storage medium that add at least one transaction block to a chained sequence of one or more blocks, including receiving a request message having data of an electronic transaction, broadcasting, to nodes in a blockchain network, a consensus request message for generating at least one transaction block including creating a block header that contains a hash pointer to a previous block, and concurrently with updating transaction block data, comparing and performing an action based on the comparing, performing periodic valuation and transmission of an item having a value that is tied to the transaction data, including establishing transmission links with the external entities, determining a value of the item, and establishing movement of the item between the external entities based on the determined value of the item and predetermined thresholds.
    Type: Grant
    Filed: June 12, 2019
    Date of Patent: April 19, 2022
    Assignee: THE VANGUARD GROUP, INC.
    Inventors: Warren Pennington, John Evans, Ryan Lovell
  • Patent number: 10825024
    Abstract: The various embodiments described herein relate to systems, methods, and devices associated with distributed ledger systems (e.g., distributed ledger technology implemented on a decentralized network) that can be used to handle and manage the distribution and access of data in a manner that preserves the benefits of distributed ledger technology while enabling the private sharing of data. More specifically, the distributed ledger systems contemplated herein involve distributed ledger technology (DLT)-based data management platforms that can be implemented on nodes of a data management network.
    Type: Grant
    Filed: April 10, 2020
    Date of Patent: November 3, 2020
    Assignees: SYMBIONT.IO, INC., The Vanguard Group, Inc.
    Inventors: Warren B. Pennington, John C. Evans, Mark Smith, Anush Vijayaraghavan, Ron Papanek
  • Patent number: 10565654
    Abstract: A method of administering an investment fund using a computer. The method includes the steps of creating shares for sale, providing a managed distribution schedule identifying a number of payments to be provided during each of consecutive periods, providing an investment strategy for investing in assets to provide funds sufficient to meet the managed distribution schedule, issuing a share to an investor in exchange for funds received from the investor, investing the received funds according to the investment strategy, calculating the value of each of the payments to be provided according to the managed distribution schedule in a period to the investor, and providing each of the payments to the investor during the period. Multiple embodiments relate to methods for calculation and sourcing of each payment.
    Type: Grant
    Filed: March 13, 2017
    Date of Patent: February 18, 2020
    Assignee: The Vanguard Group, Inc.
    Inventors: John Ameriks, John Buhl, Edward Delk, Kathryn Hyatt, Ranga Narayanan, Shawn Travis, Daniel Wallick
  • Publication number: 20190377724
    Abstract: A system, method and computer-readable storage medium that add at least one transaction block to a chained sequence of one or more blocks, including receiving a request message having data of an electronic transaction, broadcasting, to nodes in a blockchain network, a consensus request message for generating at least one transaction block including creating a block header that contains a hash pointer to a previous block, and concurrently with updating transaction block data, comparing and performing an action based on the comparing, performing periodic valuation and transmission of an item having a value that is tied to the transaction data, including establishing transmission links with the external entities, determining a value of the item, and establishing movement of the item between the external entities based on the determined value of the item and predetermined thresholds.
    Type: Application
    Filed: June 12, 2019
    Publication date: December 12, 2019
    Applicant: THE VANGUARD GROUP, INC.
    Inventors: Warren PENNINGTON, John EVANS, Ryan LOVELL
  • Publication number: 20190253499
    Abstract: A system, method, and computer readable-storage medium establishing a communication path between a mobile device and a non-mobile device. The method includes controlling display of a webpage for display on the non-mobile device, receiving data input via the webpage, the data including a mobile number associated with the mobile device, transmitting a message using the mobile number received from the non-mobile device, the message including a hyperlink that includes a uniform resource locator (URL), in response to performing a function at the mobile device, receiving a response associated with the function performed, coordinating communication between the mobile device and the non-mobile device to transmit the response through a communication path to the non-mobile device, and controlling display of the response received from the mobile device in the webpage of the non-mobile device.
    Type: Application
    Filed: February 12, 2018
    Publication date: August 15, 2019
    Applicant: THE VANGUARD GROUP, INC.
    Inventors: John C. FERRARA, Scott Lind
  • Patent number: 10043216
    Abstract: Data visualization processes are provided for expressing diversification of an investment based on each underlying holding weight in the investment relative to each holding's market capitalization weight in the investment and each holding's market capitalization weight in the broad market or by its absolute holding percentage. Visualizations can be depicted in both 2-D and 3-D formats, with area fill, volume fill, color, and/or opacity depicting percentage of coverage. Visualization can show diversification down to the individual holding level and in aggregate levels, such as mega-cap, mid-cap and small-cap.
    Type: Grant
    Filed: March 19, 2014
    Date of Patent: August 7, 2018
    Assignee: The Vanguard Group, Inc.
    Inventors: Michael R. Padilla, John E. Buhl
  • Patent number: 9633395
    Abstract: A method of administering an investment fund using a computer. The method includes the steps of creating shares for sale, providing a managed distribution schedule identifying a number of payments to be provided during each of consecutive periods, providing an investment strategy for investing in assets to provide funds sufficient to meet the managed distribution schedule, issuing a share to an investor in exchange for funds received from the investor, investing the received funds according to the investment strategy, calculating the value of each of the payments to be provided according to the managed distribution schedule in a period to the investor, and providing each of the payments to the investor during the period. Multiple embodiments relate to methods for calculation and sourcing of each payment.
    Type: Grant
    Filed: September 19, 2013
    Date of Patent: April 25, 2017
    Assignee: THE VANGUARD GROUP, INC.
    Inventors: John Ameriks, John Buhl, Edward Delk, Kathryn Hyatt, Ranga Narayanan, Shawn Travis, Daniel Wallick
  • Publication number: 20150269679
    Abstract: Data visualization processes are provided for expressing diversification of an investment based on each underlying holding weight in the investment relative to each holding's market capitalization weight in the investment and each holding's market capitalization weight in the broad market or by its absolute holding percentage. Visualizations can be depicted in both 2-D and 3-D formats, with area fill, volume fill, color, and/or opacity depicting percentage of coverage. Visualization can show diversification down to the individual holding level and in aggregate levels, such as mega-cap, mid-cap and small-cap.
    Type: Application
    Filed: March 19, 2014
    Publication date: September 24, 2015
    Applicant: THE VANGUARD GROUP, INC.
    Inventors: Michael R. PADILLA, John E. BUHL
  • Patent number: 8849914
    Abstract: A system and method for enabling co-browsing between two or more users accessing a website in separate sessions. Each of the users operates a web browser instance to browse the website. The website comprises one or more web pages, at least a portion of which includes embedded software code or script. A collaboration manager, established after the users consent to co-browsing, associates the sessions of the users. As the users navigate to new web addresses in the website or enter data into their browser instances, the software code or script embedded within the web pages rendered in the browser instances causes each user's browser to communicate changes in the web addresses or data to the collaboration manager. The collaboration manager receives the communicated changes and provides them to other co-browsing users. Synchronization of cursors, scroll-bar positions and other browser events is also supported.
    Type: Grant
    Filed: December 20, 2007
    Date of Patent: September 30, 2014
    Assignee: The Vanguard Group, Inc.
    Inventors: Louis Peter Bove, Joseph F. Ceklosky, Jr., Glenn Jackson Hubler
  • Patent number: 8838983
    Abstract: An article of manufacture comprises a printed document associated with a source entity. The printed document is readable by a software application of an electronic device. The printed document includes a plain text content portion and a two-dimensional code (2-D code) that includes data encoded therein which is readable by the software application of the electronic device. The encoded data includes a resource locator to an intent. The resource locator to an intent includes a protocol identifier designating a secure 2-D code which is detectable by the software application of the electronic device for electronic replacement by the software application with a protocol identifier used to access a secure server of the source entity located at a host portion of the resource locator. The protocol identifier is a protocol identifier associated with URL specifications.
    Type: Grant
    Filed: March 14, 2014
    Date of Patent: September 16, 2014
    Assignee: The Vanguard Group, Inc.
    Inventor: Rajeev Sharma
  • Publication number: 20140201823
    Abstract: An article of manufacture comprises a printed document associated with a source entity. The printed document is readable by a software application of an electronic device. The printed document includes a plain text content portion and a two-dimensional code (2-D code) that includes data encoded therein which is readable by the software application of the electronic device. The encoded data includes a resource locator to an intent. The resource locator to an intent includes a protocol identifier designating a secure 2-D code which is detectable by the software application of the electronic device for electronic replacement by the software application with a protocol identifier used to access a secure server of the source entity located at a host portion of the resource locator. The protocol identifier is a protocol identifier associated with URL specifications.
    Type: Application
    Filed: March 14, 2014
    Publication date: July 17, 2014
    Applicant: THE VANGUARD GROUP, INC.
    Inventor: Rajeev SHARMA
  • Publication number: 20140195404
    Abstract: A method is provided for administering a single investment company that issues one or more classes of shares that are bought from and redeemed with the single investment company at a net asset value and issues one or more classes of shares that are listed for trading on a securities exchange and that are bought and sold at negotiated market prices. One or more computers maintain account data of the outstanding shares. An owner of any share of any share class has an undivided interest in the single investment company.
    Type: Application
    Filed: January 3, 2014
    Publication date: July 10, 2014
    Applicant: The Vanguard Group, Inc.
    Inventors: George U. SAUTER, Walter LENHARD
  • Patent number: 8712898
    Abstract: Computer-implemented methods of creating and maintaining stock indexes are provided. Stock migration is controlled using a systematic stock migration process so that stocks are gradually added and deleted from an index.
    Type: Grant
    Filed: July 12, 2012
    Date of Patent: April 29, 2014
    Assignee: The Vanguard Group, Inc.
    Inventors: George U. Sauter, James D. Troyer
  • Publication number: 20140089229
    Abstract: A method of administering an investment fund using a computer. The method includes the steps of creating shares for sale, providing a managed distribution schedule identifying a number of payments to be provided during each of consecutive periods, providing an investment strategy for investing in assets to provide funds sufficient to meet the managed distribution schedule, issuing a share to an investor in exchange for funds received from the investor, investing the received funds according to the investment strategy, calculating the value of each of the payments to be provided according to the managed distribution schedule in a period to the investor, and providing each of the payments to the investor during the period. Mutiple embodiments relate to methods for calculation and sourcing of each payment.
    Type: Application
    Filed: September 19, 2013
    Publication date: March 27, 2014
    Applicant: The Vanguard Group, Inc.
    Inventors: John Ameriks, John Buhl, Edward Delk, Kathryn Hyatt, Ranga Narayanan, Shawn Travis, Daniel Wallick
  • Patent number: 8682774
    Abstract: Computer-implemented methods of creating and maintaining stock indexes are provided. Stock investment style is determined in a multi-dimensional process, instead of a linear process. Furthermore, the number of stocks in the stock index need not be a fixed value, but may depend upon how many stocks meet predefined criteria at any given point in time.
    Type: Grant
    Filed: July 12, 2012
    Date of Patent: March 25, 2014
    Assignee: The Vanguard Group, Inc.
    Inventors: George U. Sauter, James D. Troyer