Abstract: A method and apparatus for mitigating intersymbol interference (ISI) from narrow-band optical filtering and improving transmission performance by filtering multichannel optical signals using an optical filter device that exhibits a desired loss ripple in the transmittance profile of the filter passband.

Abstract: A multi-channel optical equalizer for intersymbol interference mitigation compensates for single- or multi-wavelength channels simultaneously and requires few adjustable parameters. The optical equalizer also compensates for overshoots and signal transition degradations in semiconductor optical amplifiers. The equalizer unit uses one control signal for magnitude and one to control signal phase. The equalizer includes a controllable coupling ratio coupler for splitting the light into two portions and a controllable interferometer having two arms, one arm having an additional delay which is equal to an integer multiple of 1/?f, where ?f is the channel spacing between adjacent wavelengths utilized in the optical system. The controllable interferometer has a controllable delay in a first or second arm for adjusting the relative phase of the light passing therethrough. A coupler combines the two signal portions from the first and second arms to form the equalized output signal.

Abstract: A low power or passive optical apparatus provides temperature control of dynamic thermooptic devices and temperature-sensitive optical devices formed on the same substrate. The optical apparatus includes a variable heat transfer device with a conductive heat transfer component (e.g., heat pipe) and a heat-conductive interface component (e.g., heat sink) to exchange thermal energy with an external environment. In one embodiment, the heat pipe has a variable resistance and the heat sink has a fixed thermal resistance. In a second embodiment, the heat pipe has a fixed resistance and the heat sink has a variable thermal resistance. In another embodiment both the heat pipe and heat sink have variable thermal resistance. In another embodiment, the optical apparatus further includes a thermoelectric cooler and the variable heat transfer device (e.g.

Abstract: A planar lightwave circuit coupler including first and second waveguides with curved coupling portions having radii of curvature selected such that the coupler has a splitting ratio that is substantially wavelength and polarization insensitive.

Abstract: Transmissive WSS-based mesh nodes of degree N, N?3, includes N node port apparatuses connected to provide a multiple wavelength channel signal with reciprocal connectivity between the N node ports. Each node port apparatus has an input port and N?1 output ports and comprises either (1) a coupler connected to said input port and having N?1 outputs, (2) a transmissive 1×(N?1) WSS connected to said input port and responsive to a control signal C for establishing a switching connection to one of its N?1 outputs, or (3) a coupler connected to said input port and having X+1 outputs including one output connected to an input of a transmissive 1×Y WSS having Y outputs, where X+Y equals N?1, the sum of the remaining X outputs of the coupler and the Y outputs of the transmissive 1×Y WSS being the N?1 output ports of the node port apparatus.

Abstract: Reflective WSS-based mesh nodes of degree N (i.e., nodes having N ports, where 3<=N<=6) are connected to provide a multiple wavelength channel signal with reciprocal connectivity between the N node ports. The WSS-based mesh nodes of degrees 3 and 4 are implemented using a reflective 1×K WSS, where K is at least equal to 3N-6. Also described are a partitioned degree-4 mesh node and a two-dimensional degree-4 mesh node. For degree-4 mesh nodes, one or more 1×2 directional couplers are used. The degree-5 and -6 nodes are designed by enforcing a symmetric demand constraint and require five 1×4 WSSs and six 1×5 WSSs, respectively. The WSS based degree-3 to -6 mesh nodes offer reduced size and cost.

Abstract: A fully integrated microelectromechanical (MEMS) lxK wavelength selective switch (WSS) includes an array of N solid-immersion micromirrors (SIMs) and a K+1 dispersion waveguide arrays that are integrally fabricated together. In one embodiment, the WSS is fabricated in Silicon. In another embodiment, the N actuators of the SIMs are etched in the Silicon layer of a Silicon-on Insulator (SOI) wafer. Thereafter, a Silica layer is deposited on the Silicon layer and the K+1 waveguide arrays and the mirrors for the N SIMs are etched in that Silica layer.

Abstract: Wavelength-selective switches (WSSs) having embedded multiplexer or demultiplexer functionality include a stack of planar waveguide circuits (PLCs) in which all but one of the PLCs have identical features consisting of a single waveguide connected to a free space region, further connected to a waveguide array that terminates at the PLC edge facet, which are placed at the front focal plane of a lens, generating a spectrally resolved optical signal at the back focal plane of the lens. Due to the use of a single lens, the spectrally resolved optical signal of all the PLCs are superimposed, differing only by propagation direction. A tilting micro-mirror array at the back focal plane reflects the spectral components, implementing a wavelength-selective switch. The reflected light can couple to any of the remaining PLCs, for multiplexing, or to the different PLC in the stack, which implements the multiplexer/demultiplexer.

Abstract: Spot-size conversion for interfacing a first optical element having a higher refractive index to a second optical element having a lower refractive index is achieved through the use of two optical star couplers coupled to each other through a plurality of optical paths embedded in a planar waveguide. The beam from the high refractive index element is introduced into a high numerical aperture (NA) star coupler, which directs the beam through a plurality of optical paths to a second star coupler with a lower numerical aperture than the first star coupler so that its output spot-size is larger. The output port of the second star coupler is interfaced to the lower refractive index element. Wavelength selection can be provided by making non-zero path-length differences between adjacent optical paths between the two star couplers.

Abstract: The inventor proposes herein a novel optical monitor requiring only a single fiber-coupled photodetector. In one embodiment of the present invention, the optical monitor further includes an optical coupler for tapping a portion of an optical signal, a tunable filter for filtering the tapped optical signal at a predetermined frequency, and a Faraday rotator mirror for removing any polarization dependence of the tapped optical signal and for reflecting the filtered optical signal back through the tunable filter and the coupler. Subsequently, the photodetector of the optical monitor measures the power of the filtered optical signal. The optical spectrum of the optical signal is thus measured by scanning the tunable filter across the band of the optical signal and measuring the power of the optical signal as a function of the optical frequency of the tunable filter.

Abstract: A colorless, waveguide-grating-router-based tunable dispersion compensator includes a planar lightwave circuit and a deformable mirror, optically coupled to each other by a plano-cylindrical glass lens such that a fast tuning speed and single-knob dispersion adjustment are obtained. In a further aspect of the present invention, the waveguide-grating router is pinched, symmetrical about its center line, and has a half-wave plate inserted therein to provide polarization independence. In a still further aspect of the present invention, the deformable mirror includes, reflective film attached to opposing piezo-electric actuators.

Abstract: A proposed integrateable optical interleaver includes an input Y-branch coupler and at least two multi-section optical couplers. The multi-section optical couplers of the interleaver include at least three substantially similar optical couplers, adjacent ones of the optical couplers interconnected via at least one set of waveguides. The interleaver of the present invention comprises a highly compact and fabrication-robust form that is capable of being integrated onto a single planar lightwave circuit.

Abstract: Method and apparatus for creating a clone relationship between two or more optical-frequency comb sources (OFCSs). In one embodiment, the invention is an apparatus having (i) first and second OFCSs, each adapted to generate a respective frequency comb, and (ii) means for locking the phases of two comb lines of the first OFCS and the phases of the respective two comb lines of the second OFCS to create a full or partial clone relationship between these two OFCSs. In one system configuration, the locking of the phases of the first and second OFCSs is achieved by locking the phases of two selected comb lines generated by each of these OFCSs to the phases of the respective comb lines generated by the same (third, reference) OFCS.

Abstract: Dispersion compensator apparatus comprising 1XM, MXN and NXN couplers, where the coupling ratios of the MXN and NXN couplers are selected such that the dispersion compensator provides a desired amount of dispersion compensation.

Abstract: A wavelength-tracking dispersion compensator (WT-DC) tracks the wavelength of a received input signal. The WT-DC includes an input signal optical monitor, a differential detector control circuit, a temperature controller, and an input signal dispersion compensator. The monitor includes a Mach-Zehnder interferometer that matches the dispersion compensator free-spectral range or an integer sub-multiple or multiple thereof. The monitor is coupled to the differential detector control circuit that controls a temperature controller to set the temperature of the monitor and dispersion compensator. The WT-DC automatically tracks the wavelength of the input signal. In a preferred embodiment, the monitor and the dispersion compensator are integrated on the same planar lightwave circuit chip and include a half-wave plate.

Abstract: The inventors propose herein a novel band filter design for planar lightwave circuits. In one embodiment of the present invention, the band filter includes two waveguide grating routers interconnected by a third waveguide grating, wherein waveguides comprising the third waveguide grating have unequal path lengths. In addition, the waveguides in the third grating are partitioned into sets of adjacent waveguides wherein each set corresponds to a particular wavelength band for the filter. The individual sets of waveguides are spaced at their connection to the second waveguide grating router such that optical signals within predetermined, different optical wavelength bands are routed to different output ports of the band filter. Some of the advantages of this novel band filter include compactness, sharp passband corners, low spectral ripple, and a lack of chromatic dispersion.

Abstract: A linear optical sampling apparatus, temporally samples a modulated optical signal using the amplitude of the interference of its electric field with the electric field of a laser pulse. The apparatus includes a 90° optical hybrid that combines the optical signal and laser pulse in order to generate two quadratures interference samples SA and SB. A processor compensates for optical and electrical signal handling imperfections in the hybrid, balanced detectors, and A/D converters used in the optical sampling apparatus. The processor numerically scales the two quadratures interference samples SA and SB over a large collection of samples by imposing that the average <SA>=<SB>=0 and <SA2>=<SB2> and then minimizes 2<SA·SB>/(<SA2>+<SB2>) =cos(?B??A)). This is done by adjusting the phase between the two quadratures (ideally either ??/2 or +?/2) so that cos(?B??A)) is zero.

Abstract: The inventors propose herein a novel band filter design for planar lightwave circuits. In one embodiment of the present invention, the band filter includes two waveguide grating routers connected by sets of substantially equal path length waveguides within each set separated on one side, wherein the waveguides of each set are formed such that optical signals having overlapping frequency ranges are propagated through adjacent waveguides. In addition, the waveguides of each set are spaced at their connection to the second waveguide grating router such that optical signals with predetermined optical frequency ranges are routed to selected, respective output ports. Some of the advantages of this novel band filter include compactness, sharp passband corners, and a lack of chromatic dispersion.

Abstract: A thermo-optic lens of the present invention includes a plurality of parallel heating elements having substantially constant center-to-center spacing and respective dimensions varying from the outermost heating elements to the innermost heating elements, and at least two conductive elements for providing a potential across the heating elements. The dimensions of the heating elements are varied such that a parabolic temperature distribution is generated within the thermo-optic lens. A dispersion compensator of the present invention includes a first and a second waveguide grating, each of the waveguide gratings having a first star coupler, an array of waveguides of increasing path lengths, a first end of each of the waveguides of the array of waveguides optically coupled to the first star coupler, and a second star coupler, a second end of each of the waveguides of the array of waveguides optically coupled to the second star coupler.

Abstract: The inventors propose herein a novel band filter design for planar lightwave circuits. In one embodiment of the present invention, the band filter includes two waveguide grating routers interconnected by a third waveguide grating, wherein waveguides comprising the third waveguide grating have unequal path lengths. In addition, the waveguides in the third grating are partitioned into sets of adjacent waveguides wherein each set corresponds to a particular wavelength band for the filter. The individual sets of waveguides are spaced at their connection to the second waveguide grating router such that optical signals within predetermined, different optical wavelength bands are routed to different output ports of the band filter. Some of the advantages of this novel band filter include compactness, sharp passband corners, low spectral ripple, and a lack of chromatic dispersion.