Patents by Inventor James Worden

James Worden has filed for patents to protect the following inventions. This listing includes patent applications that are pending as well as patents that have already been granted by the United States Patent and Trademark Office (USPTO).

  • Patent number: 10740835
    Abstract: Methods and Systems for routing an indication of interest message are provided in which one or more external trade messaging systems are monitored to discover and collect information related to a trading posture of a plurality of trading counterparties. The information related to the trading posture of the plurality of trading counterparties is stored in a database and accessed, upon receipt of an indication of interest message to intelligently route the indication of interest message to at least one of the plurality of trading counterparties based at least in part on the information regarding the trading posture of the plurality of trading counterparties stored in the database.
    Type: Grant
    Filed: April 29, 2014
    Date of Patent: August 11, 2020
    Assignee: REFINITIV US ORGANIZATION LLC
    Inventors: Daniel R. Fitzpatrick, James Worden Toffey
  • Publication number: 20140324664
    Abstract: Methods and Systems for routing an indication of interest message are provided in which one or more external trade messaging systems are monitored to discover and collect information related to a trading posture of a plurality of trading counterparties. The information related to the trading posture of the plurality of trading counterparties is stored in a database and accessed, upon receipt of an indication of interest message to intelligently route the indication of interest message to at least one of the plurality of trading counterparties based at least in part on the information regarding the trading posture of the plurality of trading counterparties stored in the database.
    Type: Application
    Filed: April 29, 2014
    Publication date: October 30, 2014
    Inventors: Daniel R. Fitzpatrick, James Worden Toffey
  • Patent number: 8732063
    Abstract: Methods and Systems for routing an indication of interest message are provided in which one or more external trade messaging systems are monitored to discover and collect information related to a trading posture of a plurality of trading counterparties. The information related to the trading posture of the plurality of trading counterparties is stored in a database and accessed, upon receipt of an indication of interest message to intelligently route the indication of interest message to at least one of the plurality of trading counterparties based at least in part on the information regarding the trading posture of the plurality of trading counterparties stored in the database.
    Type: Grant
    Filed: October 19, 2010
    Date of Patent: May 20, 2014
    Inventors: Daniel R. Fitzpatrick, James Worden Toffey
  • Patent number: 8577780
    Abstract: Methods and Systems for routing an indication of interest message are provided in which one or more external trade messaging systems are monitored to discover and collect information related to a trading posture of a plurality of trading counterparties. The information related to the trading posture of the plurality of trading counterparties is stored in a database and accessed, upon receipt of an indication of interest message to intelligently route the indication of interest message to at least one of the plurality of trading counterparties based at least in part on the information regarding the trading posture of the plurality of trading counterparties stored in the database.
    Type: Grant
    Filed: June 6, 2008
    Date of Patent: November 5, 2013
    Inventors: Daniel R. Fitzpatrick, James Worden Toffey
  • Patent number: 8386373
    Abstract: In the financial-services industry, there are online centers that help brokers to match sellers and buyers of stock based on indications of interest (IOIs). However, at least some of these centers are not only limited in the types of IOIs that they provide, but also in the ways how they allow IOI senders to control IOI usage. Accordingly, to facilitate trades, one exemplary system provides an IOI which is associated with an online negotiation capability. Some versions of this system provide mechanisms for users, such as broker-dealers, to define different IOI response privileges for recipients of their IOIs. To reduce the market risks of failed negotiations, some versions provide automated features for comparing confidential information from traders and initiating online negotiations for stock transactions contingent on favorable comparisons.
    Type: Grant
    Filed: September 23, 2011
    Date of Patent: February 26, 2013
    Inventors: Daniel R. Fitzpatrick, Daniel Geoffrey Kramer, Robert Manuel Moitoso, James Worden Toffey
  • Publication number: 20120011055
    Abstract: In the financial-services industry, there are online centers that help brokers to match sellers and buyers of stock based on indications of interest (IOIs). However, at least some of these centers are not only limited in the types of IOIs that they provide, but also in the ways how they allow IOI senders to control IOI usage. Accordingly, the present inventors devised, among other things, exemplary systems, methods, interfaces, and software that enhance the ability of such online centers, or financial-information systems, to facilitate trades. One exemplary system provides an IOI which is associated with an online negotiation capability. Some embodiments provide mechanisms for users, such as broker-dealers, to define different IOI response privileges for recipients of their IOIs.
    Type: Application
    Filed: September 23, 2011
    Publication date: January 12, 2012
    Inventors: Daniel R. Fitzpatrick, Daniel Geoffrey Kramer, Robert Manuel Moitoso, James Worden Toffey
  • Patent number: 8046290
    Abstract: In the financial-services industry, there are online centers that help brokers to match sellers and buyers of stock based on indications of interest (IOIs). However, at least some of these centers are not only limited in the types of IOIs that they provide, but also in the ways how they allow IOI senders to control IOI usage. Accordingly, to facilitate trades, one exemplary system provides an IOI which is associated with an online negotiation capability. Some versions of this system provide mechanisms for users, such as broker-dealers, to define different IOI response privileges for recipients of their IOIs. To reduce the market risks of failed negotiations, some versions provide automated features for comparing confidential information from traders and initiating online negotiations for stock transactions contingent on favorable comparisons.
    Type: Grant
    Filed: September 29, 2006
    Date of Patent: October 25, 2011
    Inventors: Daniel R. Fitzpatrick, Daniel Geoffrey Kramer, Robert Manuel Moitoso, James Worden Toffey
  • Publication number: 20110093380
    Abstract: Methods and Systems for routing an indication of interest message are provided in which one or more external trade messaging systems are monitored to discover and collect information related to a trading posture of a plurality of trading counterparties. The information related to the trading posture of the plurality of trading counterparties is stored in a database and accessed, upon receipt of an indication of interest message to intelligently route the indication of interest message to at least one of the plurality of trading counterparties based at least in part on the information regarding the trading posture of the plurality of trading counterparties stored in the database.
    Type: Application
    Filed: October 19, 2010
    Publication date: April 21, 2011
    Inventors: Daniel R. Fitzpatrick, James Worden Toffey
  • Patent number: 7882019
    Abstract: A Straight-Through-Processing (STP) trading platform provides a fully electronic and seamless solution to all substantially aspects of the trading cycle for fixed income instruments and other financial instruments. In an exemplary embodiment, all participants to a trade transaction have access to computer software that facilitates trade order management, trade order generation, trade execution (including electronic axes), trade allocation, allocation acknowledgement, trade confirmation, and finally acquisition of settlement instructions. In said exemplary embodiment, the STP trading platform includes computer software modules including at least an account management module and an electronic trading module to handle the various stages of executing a trade, confirming the trade, and facilitating settlement of the trade.
    Type: Grant
    Filed: July 23, 2010
    Date of Patent: February 1, 2011
    Assignee: Tradeweb Markets LLC
    Inventor: James Worden Toffey
  • Publication number: 20100287091
    Abstract: A Straight-Through-Processing (STP) trading platform provides a fully electronic and seamless solution to all substantially aspects of the trading cycle for fixed income instruments and other financial instruments. In an exemplary embodiment, all participants to a trade transaction have access to computer software that facilitates trade order management, trade order generation, trade execution (including electronic axes), trade allocation, allocation acknowledgement, trade confirmation, and finally acquisition of settlement instructions. In said exemplary embodiment, the STP trading platform includes computer software modules including at least an account management module and an electronic trading module to handle the various stages of executing a trade, confirming the trade, and facilitating settlement of the trade.
    Type: Application
    Filed: July 23, 2010
    Publication date: November 11, 2010
    Inventor: James Worden Toffey
  • Patent number: 7769678
    Abstract: A Straight-Through-Processing (STP) trading platform provides a fully electronic and seamless solution to all substantially aspects of the trading cycle for fixed income instruments and other financial instruments. In an exemplary embodiment, all participants to a trade transaction have access to computer software that facilitates trade order management, trade order generation, trade execution (including electronic axes), trade allocation, allocation acknowledgement, trade confirmation, and finally acquisition of settlement instructions. In said exemplary embodiment, the STP trading platform includes computer software modules including at least an account management module and an electronic trading module to handle the various stages of executing a trade, confirming the trade, and facilitating settlement of the trade.
    Type: Grant
    Filed: April 15, 2008
    Date of Patent: August 3, 2010
    Assignee: Tradeweb Markets LLC
    Inventor: James Worden Toffey
  • Patent number: 7756777
    Abstract: A Straight-Through-Processing (STP) trading platform provides a fully electronic and seamless solution to substantially all aspects of the trading cycle for fixed income instruments and other financial instruments. In an exemplary embodiment, one or more customers, one or more dealers and one or more prime brokers have access to computer software that facilitates trade order management, trade order generation, trade execution, trade allocation, allocation acknowledgement, trade confirmation, acquisition of settlement instructions, and the generation of progress reports based on specific metrics criteria. In said exemplary embodiment, the STP trading platform allows a prime broker to monitor and approve a trade where the STP trading platform includes software modules including at least an account management module and an electronic trading module to handle the various stages of executing a trade, confirming the trade, and facilitating settlement of the trade.
    Type: Grant
    Filed: May 22, 2008
    Date of Patent: July 13, 2010
    Assignee: Tradeweb Markets LLC
    Inventors: James Worden Toffey, Thomas Garley
  • Patent number: 7734518
    Abstract: A Straight-Through-Processing (STP) trading platform provides a fully electronic and seamless solution to substantially all aspects of the trading cycle for fixed income instruments and other financial instruments. In an exemplary embodiment, all participants to a trade transaction have access to computer software that facilitates trade order management, trade order generation, trade execution (including electronic axes), trade allocation, allocation acknowledgement, trade confirmation, acquisition of settlement instructions, and the generation of progress reports based on specific metrics criteria. In said exemplary embodiment, the STP trading platform includes computer software modules including at least an account management module and an electronic trading module to handle the various stages of executing a trade, confirming the trade, and facilitating settlement of the trade.
    Type: Grant
    Filed: March 25, 2005
    Date of Patent: June 8, 2010
    Assignee: Tradeweb Markets, LLC
    Inventor: James Worden Toffey
  • Publication number: 20090006236
    Abstract: Methods and Systems for routing an indication of interest message are provided in which one or more external trade messaging systems are monitored to discover and collect information related to a trading posture of a plurality of trading counterparties. The information related to the trading posture of the plurality of trading counterparties is stored in a database and accessed, upon receipt of an indication of interest message to intelligently route the indication of interest message to at least one of the plurality of trading counterparties based at least in part on the information regarding the trading posture of the plurality of trading counterparties stored in the database.
    Type: Application
    Filed: June 6, 2008
    Publication date: January 1, 2009
    Inventors: Daniel R. Fitzpatrick, James Worden Toffey
  • Publication number: 20080281750
    Abstract: A Straight-Through-Processing (STP) trading platform provides a fully electronic and seamless solution to substantially all aspects of the trading cycle for fixed income instruments and other financial instruments. In an exemplary embodiment, one or more customers, one or more dealers and one or more prime brokers have access to computer software that facilitates trade order management, trade order generation, trade execution, trade allocation, allocation acknowledgement, trade confirmation, acquisition of settlement instructions, and the generation of progress reports based on specific metrics criteria. In said exemplary embodiment, the STP trading platform allows a prime broker to monitor and approve a trade where the STP trading platform includes software modules including at least an account management module and an electronic trading module to handle the various stages of executing a trade, confirming the trade, and facilitating settlement of the trade.
    Type: Application
    Filed: May 22, 2008
    Publication date: November 13, 2008
    Inventors: James Worden Toffey, Thomas Garley
  • Publication number: 20080255999
    Abstract: A Straight-Through-Processing (STP) trading platform provides a fully electronic and seamless solution to all substantially aspects of the trading cycle for fixed income instruments and other financial instruments. In an exemplary embodiment, all participants to a trade transaction have access to computer software that facilitates trade order management, trade order generation, trade execution (including electronic axes), trade allocation, allocation acknowledgement, trade confirmation, and finally acquisition of settlement instructions. In said exemplary embodiment, the STP trading platform includes computer software modules including at least an account management module and an electronic trading module to handle the various stages of executing a trade, confirming the trade, and facilitating settlement of the trade.
    Type: Application
    Filed: April 15, 2008
    Publication date: October 16, 2008
    Inventor: James Worden Toffey
  • Patent number: 6555018
    Abstract: The invention relates to magnets, particularly bonded magnets, of the Re—Fe—B type made from atomized magnetic powders and to methods of producing the powders and the magnet. The magnetic powders comprise, by weight, about 15% to 25% of RE; about 0.8% to 2.0% of B; about 1% to 10% of T; and balanced with Fe, Co, or mixtures thereof; wherein RE is one or more rare earth elements selected from the group consisting of Y, La, Ce, Pr, Nd, Sm, Er, Gd, Tb, Dy, Ho, Tm, Yb and Lu, and T is one or more elements selected from the group consisting of Ti, Zr, Hf, V, Nb, Ta, Cr, Mo, and W. To produce bonded magnets, the atomized powders are heat treated, combined with a binder, pressed or molded, and cured to produce the bonded magnets.
    Type: Grant
    Filed: February 28, 2001
    Date of Patent: April 29, 2003
    Assignee: Magnequench, Inc.
    Inventors: Charles Howard Sellers, Barry Hal Rabin, Wilhelm Ervens, Joseph James Worden, Viswanathan Panchanathan
  • Publication number: 20020190525
    Abstract: A distributed generation system is disclosed that is capable of conditioning power from a utility grid, providing backup power in the event the utility grid fails, and exporting excess power to the utility grid. The system comprises an engine coupled to an asynchronous generator, an energy storage device, an engine controller capable of managing the engine and controlling its torque or speed or power, and an inverter for generating an AC output and also capable of controlling the frequency and voltage of the generator to match the frequency of a coupled utility grid.
    Type: Application
    Filed: June 18, 2001
    Publication date: December 19, 2002
    Applicant: Solectria Corporation
    Inventors: James Worden, Lance P. Haines, Beat J. Arnet
  • Publication number: 20020157733
    Abstract: The invention relates to magnets, particularly bonded magnets, of the Re—Fe—B type made from atomized magnetic powders and to methods of producing the powders and the magnet. The magnetic powders comprise, by weight, about 15% to 25% of RE; about 0.8% to 2.0% of B; about 1% to 10% of T; and balanced with Fe, Co, or mixtures thereof; wherein RE is one or more rare earth elements selected from the group consisting of Y, La, Ce, Pr, Nd, Sm, Er, Gd, Tb, Dy, Ho, Tm, Yb and Lu, and T is one or more elements selected from the group consisting of Ti, Zr, Hf, V, Nb, Ta, Cr, Mo, and W. To produce bonded magnets, the atomized powders are heat treated, combined with a binder, pressed or molded, and cured to produce the bonded magnets.
    Type: Application
    Filed: February 28, 2001
    Publication date: October 31, 2002
    Inventors: Charles Howard Sellers, Barry Hal Rabin, Wilhelm Ervens, Joseph James Worden, Viswanathan Panchanathan