Patents by Inventor Peter A. Broms

Peter A. Broms has filed for patents to protect the following inventions. This listing includes patent applications that are pending as well as patents that have already been granted by the United States Patent and Trademark Office (USPTO).

  • Patent number: 8719140
    Abstract: The claimed invention relates to an adjustable derivative contract. Particularly a method and system for adjusting the derivative contract to account for time value of money due to an occurrence of a corporate event that affects the value of the derivative contract. The claimed method and system allocates distributions amongst different derivative contracts, each derivative contract representing a different economic interest of at least two shares of an underlying security. The claimed invention uses the concepts of present and future values to value derivative contracts in order to more fairly and accurately represent the interests of the various holders of such derivative contracts upon the occurrence of a corporate event affecting the value of these derivative contracts.
    Type: Grant
    Filed: May 24, 2012
    Date of Patent: May 6, 2014
    Inventors: Peter A. Broms, Andrew M. Scott
  • Patent number: 8666868
    Abstract: The claimed invention relates to an adjustable derivative contract. Particularly a method and system for adjusting the derivative contract to account for time value of money due to an occurrence of a corporate event that affects the value of the derivative contract. The claimed method and system allocates distributions amongst different derivative contracts, each derivative contract representing a different economic interest of at least two shares of an underlying security. The claimed invention uses the concepts of present and future values to value derivative contracts in order to more fairly and accurately represent the interests of the various holders of such derivative contracts upon the occurrence of a corporate event affecting the value of these derivative contracts.
    Type: Grant
    Filed: August 29, 2012
    Date of Patent: March 4, 2014
    Inventors: Peter A. Broms, Andrew M. Scott
  • Publication number: 20120323820
    Abstract: The claimed invention relates to an adjustable derivative contract. Particularly a method and system for adjusting the derivative contract to account for time value of money due to an occurrence of a corporate event that affects the value of the derivative contract. The claimed method and system allocates distributions amongst different derivative contracts, each derivative contract representing a different economic interest of at least two shares of an underlying security. The claimed invention uses the concepts of present and future values to value derivative contracts in order to more fairly and accurately represent the interests of the various holders of such derivative contracts upon the occurrence of a corporate event affecting the value of these derivative contracts.
    Type: Application
    Filed: August 29, 2012
    Publication date: December 20, 2012
    Inventors: Peter A. BROMS, Andrew M. SCOTT
  • Publication number: 20120233093
    Abstract: The claimed invention relates to an adjustable derivative contract. Particularly a method and system for adjusting the derivative contract to account for time value of money due to an occurrence of a corporate event that affects the value of the derivative contract. The claimed method and system allocates distributions amongst different derivative contracts, each derivative contract representing a different economic interest of at least two shares of an underlying security. The claimed invention uses the concepts of present and future values to value derivative contracts in order to more fairly and accurately represent the interests of the various holders of such derivative contracts upon the occurrence of a corporate event affecting the value of these derivative contracts.
    Type: Application
    Filed: May 24, 2012
    Publication date: September 13, 2012
    Inventors: Peter A. Broms, Andrew M. Scott
  • Patent number: 8200565
    Abstract: The claimed invention relates to an adjustable derivative contract. Particularly a method and system for adjusting the derivative contract to account for time value of money due to an occurrence of a corporate event that affects the value of the derivative contract. The claimed method and system allocates distributions amongst different derivative contracts, each derivative contract representing a different economic interest of at least two shares of an underlying security. The claimed invention uses the concepts of present and future values to value derivative contracts in order to more fairly and accurately represent the interests of the various holders of such derivative contracts upon the occurrence of a corporate event affecting the value of these derivative contracts.
    Type: Grant
    Filed: December 17, 2010
    Date of Patent: June 12, 2012
    Inventors: Peter A. Broms, Andrew M. Scott
  • Patent number: 8165949
    Abstract: The claimed invention relates to an adjustable derivative contract. Particularly a method and system for adjusting the derivative contract to account for time value of money due to an occurrence of a corporate event that affects the value of the derivative contract. The claimed method and system allocates distributions amongst different derivative contracts, each derivative contract representing a different economic interest of at least two shares of an underlying security. The claimed invention uses the concepts of present and future values to value derivative contracts in order to more fairly and accurately represent the interests of the various holders of such derivative contracts upon the occurrence of a corporate event affecting the value of these derivative contracts.
    Type: Grant
    Filed: March 21, 2011
    Date of Patent: April 24, 2012
    Inventors: Peter A. Broms, Andrew M. Scott
  • Patent number: 8145551
    Abstract: The present invention relates to an adjustable equity derivative and method for allocating distributions amongst different adjustable derivative components of a security upon a corporate event effecting the underlying equity in a manner that factor in the time value of money. The present invention uses the concepts of present and future values with respect to valuing equity derivatives in order to more fairly and accurately represent the interests of the various holders of such adjustable components upon the occurrence of a corporate event affecting the value of the adjustable equity derivatives.
    Type: Grant
    Filed: October 27, 2006
    Date of Patent: March 27, 2012
    Inventors: Peter A. Broms, Andrew M. Scott
  • Patent number: 8112342
    Abstract: The present invention relates to an adjustable equity derivative and method for allocating distributions amongst different adjustable derivative components of a security upon a corporate event effecting the underlying equity in a manner that factor in the time value of money. The present invention uses the concepts of present and future values with respect to valuing equity derivatives in order to more fairly and accurately represent the interests of the various holders of such adjustable components upon the occurrence of a corporate event affecting the value of the adjustable equity derivatives.
    Type: Grant
    Filed: June 1, 2009
    Date of Patent: February 7, 2012
    Inventors: Peter A. Broms, Andrew M. Scott
  • Patent number: 8103569
    Abstract: This invention relates to a method for allocating distributions amongst different derivative components of a security upon a corporate event effecting the underlying equity in a manner that factors in the time value of money. The present invention uses the concepts of present and future values with respect to valuing equity derivatives in order to more fairly and accurately represent the interests of the various holders of such components upon the occurrence of a corporate event affecting the value of the equity derivatives.
    Type: Grant
    Filed: May 24, 2002
    Date of Patent: January 24, 2012
    Inventors: Peter A. Broms, Andrew Scott
  • Publication number: 20110173136
    Abstract: The claimed invention relates to an adjustable derivative contract. Particularly a method and system for adjusting the derivative contract to account for time value of money due to an occurrence of a corporate event that affects the value of the derivative contract. The claimed method and system allocates distributions amongst different derivative contracts, each derivative contract representing a different economic interest of at least two shares of an underlying security. The claimed invention uses the concepts of present and future values to value derivative contracts in order to more fairly and accurately represent the interests of the various holders of such derivative contracts upon the occurrence of a corporate event affecting the value of these derivative contracts.
    Type: Application
    Filed: March 21, 2011
    Publication date: July 14, 2011
    Inventors: Peter A. BROMS, Andrew M. SCOTT
  • Publication number: 20110087621
    Abstract: The claimed invention relates to an adjustable derivative contract. Particularly a method and system for adjusting the derivative contract to account for time value of money due to an occurrence of a corporate event that affects the value of the derivative contract. The claimed method and system allocates distributions amongst different derivative contracts, each derivative contract representing a different economic interest of at least two shares of an underlying security. The claimed invention uses the concepts of present and future values to value derivative contracts in order to more fairly and accurately represent the interests of the various holders of such derivative contracts upon the occurrence of a corporate event affecting the value of these derivative contracts.
    Type: Application
    Filed: December 17, 2010
    Publication date: April 14, 2011
    Inventors: PETER A. BROMS, Andrew M. Scott
  • Publication number: 20090281964
    Abstract: The present invention relates to an adjustable equity derivative and method for allocating distributions amongst different adjustable derivative components of a security upon a corporate event effecting the underlying equity in a manner that factor in the time value of money. The present invention uses the concepts of present and future values with respect to valuing equity derivatives in order to more fairly and accurately represent the interests of the various holders of such adjustable components upon the occurrence of a corporate event affecting the value of the adjustable equity derivatives.
    Type: Application
    Filed: June 1, 2009
    Publication date: November 12, 2009
    Inventors: Peter A. BROMS, Andrew M. SCOTT
  • Publication number: 20070043640
    Abstract: The present invention relates to an adjustable equity derivative and method for allocating distributions amongst different adjustable derivative components of a security upon a corporate event effecting the underlying equity in a manner that factor in the time value of money. The present invention uses the concepts of present and future values with respect to valuing equity derivatives in order to more fairly and accurately represent the interests of the various holders of such adjustable components upon the occurrence of a corporate event affecting the value of the adjustable equity derivatives.
    Type: Application
    Filed: October 27, 2006
    Publication date: February 22, 2007
    Inventors: Peter Broms, Andrew Scott
  • Publication number: 20030220861
    Abstract: This invention relates to a method for allocating distributions amongst different derivative components of a security upon a corporate event effecting the underlying equity in a manner that factors in the time value of money. The present invention uses the concepts of present and future values with respect to valuing equity derivatives in order to more fairly and accurately represent the interests of the various holders of such components upon the occurrence of a corporate event affecting the value of the equity derivatives.
    Type: Application
    Filed: May 24, 2002
    Publication date: November 27, 2003
    Inventors: Peter A. Broms, Andrew Scott
  • Patent number: 5758097
    Abstract: A data processing system for processing the voting of partial stock interests via equity components comprising computer means for calculating and storing component factors for equity component interests and vote component factors corresponding to each of said component factors, wherein each said vote component factor is indicative of the right to receive a partial vote attributed to each of said equity component factors, wherein said equity component factors are at least two of: (i) a component interest indicative of the right to receive a partial share of stock equal in value to a stipulated price or a fall share of stock of the company on a predetermined future date, whichever is the lesser value; (ii) a component interest indicative of the right to receive a partial share of stock equal in value to the appreciation, if any, of the share of stock above the stipulated price on the predetermined date; and (iii) a component interest indicative of the right to receive substitute payments equal in amount to divi
    Type: Grant
    Filed: May 18, 1995
    Date of Patent: May 26, 1998
    Assignee: Americus Stock Process Corp.
    Inventors: A. Joseph Debe, Peter A. Broms
  • Patent number: 5671358
    Abstract: A data processing system for processing the voting of partial stock interests via equity and options, comprising computer means for determining and storing component factors for equity and for calculating and storing component factors for options and vote component factors corresponding to each of said component factors for options, wherein each said vote component factor is indicative of the right to receive a partial vote attributed to each of said component factors for options, wherein said component factors for options are at least two of: (i) a component interest indicative of the right to receive a partial share of stock equal in value to a stipulated price or a full share of stock of the company on a predetermined future date, whichever is the lesser value; (ii) a component interest indicative of the right to receive a partial share of stock equal in value to the appreciation, if any, of the share of stock above the stipulated price on the predetemined date; (iii) a component interest indicative of the
    Type: Grant
    Filed: August 23, 1994
    Date of Patent: September 23, 1997
    Assignee: Americus Stock Process Corp.
    Inventors: A. Joseph Debe, Peter A. Broms