Abstract: A system for deriving and managing RIA knowledge employs a data collection server and data processing system. The data collection server is configured to communicate with at least one data source to collect publically-available information pertaining to RIAs and stores such information in a first database. The data processing system processes the publically-available information stored in the first database to derive artifacts representing the publically-available information as well as additional artifacts that represent useful information beyond the publically-available information, and stores the artifacts and additional artifacts in a second database for output and/or analysis by users. The artifacts and additional artifacts that pertain to a particular RIA can be derived from both structured and unstructured data reported by the particular RIA to a regulatory authority.
Type:
Application
Filed:
June 29, 2015
Publication date:
January 14, 2016
Applicant:
CONVERGENCE, INC.
Inventors:
John F. Phinney, JR., George F. Evans, Russell Klein, Rodney Lopez, Curtis J. Kjellman, Matthew C. Smith, Gaurav Patil