Abstract: A multi-faceted tool to support regulatory compliance and business efficiency for those involved in the underwriting of municipal bonds is described” Provided is a computer system and process providing for a configurable workflow and deal file solution that allows a user to effectively and efficiently meet their requirements under 15c2-12 and MSRB Rule G-27. The present invention aggregates required data and information, stores the same, provides for the analysis of critical filing information for municipal underwritings and provides the user deal file storage.

Abstract: This invention relates to systems and methods for aggregating, analyzing, searching, and reporting municipal bond market data and related information from disparate data sources.

Abstract: A multi-faceted toll to support regulatory compliance and business efficiency for those involved in the underwriting of municipal bonds is described. Provided is a computer system and process providing for a configurable workflow and deal file solution that allows a user to effectively and efficiently meet their requirements under 15c2-12 and MSRB Rule G-27. The present invention aggregates required data and information, stores the same, provides for the analysis of critical filing information for municipal underwritings and provides the user electronic workflow and deal file storage.

Abstract: A computer system and method for providing an issuer submission tool operative to enable issuers of financial instruments and municipal debt a computer platform for delivering information to relevant market spaces. A template is provided for relevant financial and other information to be submitted by issuers of municipal debt. End-users are provided with the financial and other information. Periodic updates of the financial and other information are enabled through a computer facilitated platform.

Abstract: A method and system for managing information related to fixed income securities and characteristics of investor-sought securities by users of a management and information system employing a computer system and a computer communication network. The method including the steps of entering into the computer system characteristics of a users fixed income security portfolio. CUSIP information for securities included, in the user entered fixed income security portfolio are identified. Disclosure material from EMMA using identified CUSIP information for securities included in the user entered fixed income security portfolio are retrieved and notification is provided to the user containing the retrieved disclosure material.