Abstract: A process, framework and system for monitoring and managing financial transactions to assure compliance with customizable sets of standards are disclosed. The Multivariate Dynamic Rules Engine Framework and System invention comprises a plurality of modules for evaluating financial transactions, including the Get Review Criteria Module, the Evaluate Single Transaction Rules Module, the Evaluate Profile Rules Module, and the Evaluate Accumulation Rules Module; a Rules Repository; a Transaction Repository; and a set of Rules Exceptions. If any of the customizable rules for any of the modules is violated, then the Multivariate Dynamic Rules Engine generates an Exception Alert. The Multivariate Dynamic Rules Engine Framework and System invention is an automated and convenient means of assuring that financial transactions comply with a customizable set of standards in order to prevent money laundering and fraud.

Abstract: A process and system for managing anti-money laundering compliance alerts using customizable sets of standards are disclosed. The Anti-Money Laundering Compliance Alert Life Cycle Management Process and System comprises a plurality of modules, including the AML Engine, the Alerts Dashboard Module, the Investigation Case Management Module, the Regulator Reports Management Module and the Risk Management Module. The Anti-Money Laundering Compliance Alert Life Cycle Management Process and System allows analysts to manage Anti-money laundering compliance exception alerts through the dynamic interaction of modules in response to financial transaction data. The Anti-Money Laundering Compliance Alert Life Cycle Management Process and System invention is a dynamically active tool for aiding analysts in reaching decisions to cancel or release financial transactions so that money laundering and fraud may be easily and efficiently prevented.