Patents Assigned to RODMAN & RENSHAW, LLC
  • Publication number: 20120022997
    Abstract: Methods and corresponding systems and non-transitory computer readable media for facilitating securities placements are provided that allow users of the system to identify a plurality of investors having interests that correspond to an investment project and communicate to one or more investors at least one message that includes non-confidential, basic information regarding the investment project. The system may match investors to the investment project, automatically or otherwise, based on the investors' express or implied interest with regard to one or more securities. Once one or more of the investors that may be interested in the investment project indicate that the investor agrees to maintain project information confidential, the system may thereafter provide the investor with confidential, specific information regarding the investment project. Thereafter, the issuer and investors may negotiate the terms of the private placement and generate documents for the transaction.
    Type: Application
    Filed: June 22, 2011
    Publication date: January 26, 2012
    Applicant: RODMAN & RENSHAW, LLC
    Inventor: Michael Vasinkevich
  • Publication number: 20120022996
    Abstract: Methods and corresponding system and non-transitory computer readable media are provide that allow a user of the system to identify primary issuers authorized legally to sell primary securities, from a database that includes a plurality of potential parties, for a trade in one or more securities. The legal authority to sell primary securities may be premised on a regulatory limitation that requires the primary issuer take at least one action in order for the primary issuer to be authorized legally to sell the primary securities. Once identified the system may pair the user and the identified primary issuer and enable the user and the identified primary issuer to communicate offer and counteroffer messages between each other to negotiate a sale of primary securities.
    Type: Application
    Filed: June 22, 2011
    Publication date: January 26, 2012
    Applicant: RODMAN & RENSHAW, LLC
    Inventor: Michael Vasinkevich
  • Publication number: 20120022989
    Abstract: Methods and corresponding system and non-transitory computer readable media are provide that allow the system to determine a sentiment of one or more potential buyers with regard to one or more securities, identify a primary issuer for a trade of the one or more securities based on the sentiment of the plurality of potential buyers, and communicate the sentiment of the plurality of potential buyers to the primary issuer.
    Type: Application
    Filed: June 22, 2011
    Publication date: January 26, 2012
    Applicant: RODMAN & RENSHAW, LLC
    Inventor: Michael Vasinkevich
  • Publication number: 20120011045
    Abstract: Methods and corresponding systems and non-transitory computer readable media are provided that allow users of the system to identify potential sellers with a concentrated position in one or more securities, from a database that includes a plurality of potential parties, for a trade in one or more securities. Once identified the system may pair a potential buyer with the identified potential seller with the concentrated position and enable the potential buyer and seller to communicate offer and counteroffer messages between each other to negotiate a sale of securities held.
    Type: Application
    Filed: June 22, 2011
    Publication date: January 12, 2012
    Applicant: RODMAN & RENSHAW, LLC
    Inventor: Michael Vasinkevich
  • Publication number: 20120011044
    Abstract: Methods and corresponding systems and non-transitory computer readable media are provided that cause at least one interface screen to be displayed on at least one client device associated with a primary issuer. The interface screen or screen generally includes information regarding an offering of primary securities and at least one form element for the primary issuer to define terms of an offer to sell the primary securities. The primary issuer may therewith submit an offer to sell the primary securities and confirm that the primary issuer is legally authorized to issue the primary securities. Thereafter, the offer to sell the primary securities may be communicated to a trading market for execution.
    Type: Application
    Filed: June 22, 2011
    Publication date: January 12, 2012
    Applicant: RODMAN & RENSHAW, LLC
    Inventor: Michael Vasinkevich