Patents Examined by Greg Pollock
  • Patent number: 9779454
    Abstract: A speed adjustable and reversible tool for slicer orders is used to adjust one or more parameters of a slicer order that has been submitted for trading or otherwise includes one or more child order to be submitted for trading. A user input device, or controller may be used to receive a command, such as by sliding one or more sliders along a range to affect adjustment of one or more corresponding parameters of the slicer order and child orders.
    Type: Grant
    Filed: December 20, 2012
    Date of Patent: October 3, 2017
    Assignee: Trading Technologies International, Inc.
    Inventor: William Tigard Baker
  • Patent number: 9369655
    Abstract: Techniques to display advertisements on a remote control device are described. In an implementation, a remote control device includes a display device and one or more modules. The one or more modules are configured to initiate one or more control functions related to control of an output of content by a client. The one or more modules are also configured to detect manual interaction and initiate a first mode to display an advertisement on the display device when the manual interaction has not been detected. A second mode is initiated by the one or more modules to display one or more representations of the one or more control functions when the manual interaction is detected.
    Type: Grant
    Filed: April 1, 2008
    Date of Patent: June 14, 2016
    Assignee: MICROSOFT CORPORATION
    Inventors: Joseph J. Seidel, Nadav M. Neufeld, Pradhan S. Rao
  • Patent number: 9292865
    Abstract: Data processing systems and methods for managing transactions in auction-based trading of specialized items such as fixed income instruments are presented. The data processing system provides a highly structured trading protocol implemented through a sequence of trading paradigms. The system employs a distributed computer processing network linking together a plurality of commonly configured program-controlled workstations. The protocol and its program-controlling logic improves trading efficiency, rewards market Makers, and fairly distributes market opportunity to system users.
    Type: Grant
    Filed: March 15, 2005
    Date of Patent: March 22, 2016
    Assignee: Cantor Fitzgerald, L.P. CFPH, LLC
    Inventors: Howard W Lutnick, Stuart Fraser, Bijoy Paul
  • Patent number: 9092831
    Abstract: Certain embodiments of the invention may include apparatus, systems and methods for efficient implementation of energy-recapture farms for conditioning electrical power from energy-recapture sources of vehicular mechanical energy, which would otherwise be dissipated, as exemplified by farms for energy-recapture that provide available electrical energy for commercial distribution. Said farms may include one or more energy-recapture sources. One method for aggregation may include a plurality of mechanical energy-recapture devices comprising individual source energy output of one or more energy-recapture sources, measuring conditions of one or more energy-recapture sources via a controller that facilitates communication with one or more energy-recapture sources, and managing the distribution of the conditioned electrical energy to the national electrical grid.
    Type: Grant
    Filed: December 30, 2011
    Date of Patent: July 28, 2015
    Assignee: Energy Intelligence, Inc.
    Inventors: Richard James Walter Mansfield, Daniel Shani, Nissim Shani
  • Patent number: 8924253
    Abstract: In embodiments of the present invention improved capabilities are described for delivering targeted advertising to users. A digital ad targeting system is adapted to operate with respect to expressly provided profiles of and relating to consumers. The expressly provided profiles may include psychographic information of and relating to consumers. The system may include an application, a database, and/or an interface. Related methods are disclosed.
    Type: Grant
    Filed: July 9, 2008
    Date of Patent: December 30, 2014
    Inventor: Jon Fisse
  • Patent number: 8856016
    Abstract: Life insurance methods, systems and products are provided that incorporate a fixed account, a separate account, and under specified circumstances a death benefit. One embodiment of a method for providing life insurance policy includes: providing a fixed account for receiving a portion of premiums allocated to the fixed account and providing a separate account for receiving a portion of premiums allocated to the separate account. The separate account allows a policy owner to manage investments in a plurality of investment options. If the policy meets a safety test, the method guarantees the death benefit without withdrawing more than a specified percentage of specified charges from the separate account to fund the guaranteed death benefit.
    Type: Grant
    Filed: May 7, 2003
    Date of Patent: October 7, 2014
    Assignee: Massachusetts Mutual Life Insurance Company
    Inventors: Roland P. Fawthrop, III, Craig Waddington, Kevin E. Baldwin, Jeffrey M. Dube, Jerrold M. Norman
  • Patent number: 8793175
    Abstract: A Single Tranche Synthetic ABS product designed to replicate economics returns of structured finance collateralized debt obligations (SF CDO) securities, allow parties to express a leveraged and/or correlation view on a custom ABS portfolio by transferring a credit risk of a particular transacted tranche of a portfolio in swap format, and account for an available funds cap risk of the ABS securities within the underlying portfolio in a manner equivalent to a cash analog based on the same underlying portfolio with sequential pay structure.
    Type: Grant
    Filed: July 7, 2010
    Date of Patent: July 29, 2014
    Assignee: Barclays Capital Inc.
    Inventors: Jonathan Lai, Jeong Gu Lee
  • Patent number: 8527301
    Abstract: A system and method for evaluating the risk of insuring a grower comprises a communications interface for obtaining a geographic area yield (e.g., mean geographic area yield) of a crop for a particular geographic area (e.g., county) for a corresponding time period. A yield monitor or a yield sensor, associated with a ground-based or aerial work vehicle, obtains a benchmark grower yield (e.g., historic grower yield) for a particular grower within the particular geographic area. An analyzer determines a difference between the geographic area yield and the benchmark grower yield (e.g., historic grower yield). An estimator estimates a variability parameter indicative of a variation in forecasted grower yield in the geographic area. A data processor determines a forecasted grower yield, which may deviate from at least one of the geographic area yield (e.g., mean geographic area yield) and the benchmark grower yield, for the corresponding time period based on the difference and the variability parameter.
    Type: Grant
    Filed: March 27, 2006
    Date of Patent: September 3, 2013
    Assignee: Deere & Company
    Inventors: Shawn James McComb, Dermot James Hayes, Bruce Alan Babcock
  • Patent number: 8412610
    Abstract: A system for preparing an employee benefits form for, e.g., ERISA includes a server in support of a website, and a processor in communication with the server and a memory. The memory includes a program for automatically preparing a benefits form and/or plan via the internet. The program includes instructions to the processor for retrieving previously filed data from a public database, converting and storing into a database, searching the database for a desired portion of the data, and populating the entries of the form. The website connection also allows a remote user to periodically update the benefit data.
    Type: Grant
    Filed: September 29, 2011
    Date of Patent: April 2, 2013
    Assignee: CCH Incorporated
    Inventor: Timothy M. McCutcheon
  • Patent number: 8396774
    Abstract: One embodiment of the invention is a method for providing a financial instrument including determining a current account balance for a financial account and on a first periodic basis: determining a specified percentage of the value of the financial account, determine the greater of a particular limit and the highest value of the financial account multiplied by the specified percentage on a second periodic basis, and in response to a determination that the highest value of the financial account multiplied by the specified percentage on the second periodic basis is greater than the particular limit, stepping-up the particular limit to equal the highest value of the financial account multiplied by the specified percentage on the second periodic basis.
    Type: Grant
    Filed: February 6, 2007
    Date of Patent: March 12, 2013
    Assignee: The Prudential Insurance Company of America
    Inventors: Jacob M. Herschler, Daniel O. Kane, N. David Kuperstock, Robert Francis O'Donnell, Steven Lee Putterman, Dain Eric Runestad, Robert J. Schwartz, Nicholas Berardis, Jr., John L. Grucza, Michael Albert Guido, J. Scott Dunn
  • Patent number: 8370250
    Abstract: The performance management system and method enable users to set performance targets and analyze performance measures for a company based on financial information. The system displays three template areas respectively containing historical financial data for a first time period, predicted financial data for a second time period, and financial performance measurement changes from the first time period to the second time period, where financial performance measures are displayed for each of the time periods. The second template area receives target input variables that include target NOPAT growth, target TRS, and target dividends per share. The system and method enable the recursive adjustment of at least one of the target input variables for a future time period until a percentage change in the target TRS displayed in the second template area is equal to a user selectable target TRS value.
    Type: Grant
    Filed: February 25, 2011
    Date of Patent: February 5, 2013
    Assignee: Accenture Global Services Limited
    Inventors: John J. Ballow, Brian F. McCarthy, Roland Burgman, Anthony J. Relvas
  • Patent number: 8275683
    Abstract: Systems and methods may be provided for deposit prediction based upon an example Monte Carlo analysis. The system and methods may include receiving deposit information associated with a plurality of deposits for a deposit account of a financial institution customer, where the deposit information includes a plurality of deposit amounts, and a respective date associated with each of the plurality of deposit amounts; applying a Monte Carlo analysis to at least a portion of the received deposit information; and identifying, based upon the applied Monte Carlo analysis, a largest total monetary amount that can be expected to be deposited within a time interval according to a predetermined confidence level.
    Type: Grant
    Filed: March 20, 2009
    Date of Patent: September 25, 2012
    Assignee: Fiserv, Inc.
    Inventors: Steven Wolfson, Igor Ofenbakh
  • Patent number: 8170935
    Abstract: System and methods for checking portfolios used to model the behavior of actively managed funds to facilitate intra-day trading of actively managed exchange traded funds (AMETFs) without revealing the fund assets. Exchange traded notes based on an underlying actively managed fund without revealing the fund assets. Computer means are used to perform a statistical comparison between a model portfolio and the AMETF, and a statistical comparison compares the periodic values, returns, or risk characteristics of the model portfolio and the financial instrument over some period of time, periodically sending or publishing the results of the statistical comparison. The model portfolio does not reveal the assets of the financial instrument.
    Type: Grant
    Filed: October 21, 2008
    Date of Patent: May 1, 2012
    Assignee: NYSE Amex LLC
    Inventors: Clifford J. Weber, Scott Ebner, Charles A. Baker, Bonnie Arculli
  • Patent number: 8170934
    Abstract: Systems and methods are provided to determine an estimated value of a traded fund whose assets are not publicly disclosed on a daily basis, where a computer system includes one or more computers and is programmed to determine an estimated value of the traded fund. Embodiments include operating the computer system to calculate an estimated value of the traded fund based on the value of a proxy portfolio, where the identities of the assets of the traded fund are not disclosed to an investor who trades shares of the traded fund on a secondary market, and publicly disclosing the estimated value of the traded fund periodically throughout a trading day.
    Type: Grant
    Filed: January 8, 2004
    Date of Patent: May 1, 2012
    Assignee: NYSE Amex LLC
    Inventors: Clifford J. Weber, Carol Alexander, Jason MacQueen, Charles A. Baker, Gary L. Gastineau, Terry Norman
  • Patent number: 8112331
    Abstract: A computer-implemented method of providing liquidity to an investment fund utilizing a liquidity vehicle, including determining that the investment fund has a net share outflow, prompting the investment fund having a net share outflow to offer shares to the liquidity vehicle, purchasing an offered share, holding the purchased share in the liquidity vehicle for a period of time, and redeeming the purchased share from the investment fund in response to a net inflow of shares of the investment fund.
    Type: Grant
    Filed: March 6, 2002
    Date of Patent: February 7, 2012
    Assignee: ReFlow Services, LLC
    Inventor: Gordon P. Getty
  • Patent number: 8069102
    Abstract: A method and apparatus use decision logic deployed on a reconfigurable logic device to process a stream of financial information at hardware speeds. The decision logic can be configured to perform data reduction operations on the financial information stream. Examples of such data reductions operations include data processing operations to compute a latest stock price, a minimum stock price, and a maximum stock price.
    Type: Grant
    Filed: November 20, 2006
    Date of Patent: November 29, 2011
    Assignee: Washington University
    Inventors: Ronald S. Indeck, Ron Kaplan Cytron, Mark Allen Franklin, Roger D. Chamberlain
  • Patent number: 8055575
    Abstract: A central counterparty for data management (CCDM) receives data relating to financial transactions, associates the data with metadata to create reference data, stores the reference data and provides the reference data in “push” and “pull” ways. The “push” techniques for providing the data include distributing on a data feed, sending the data to parties known to be relevant to the transaction, and sending the data to parties who have a standing query that is satisfied by the data. The “pull” techniques for providing the data include responding to queries received from a variety of parties. The CCDM generates and distributes unique, unambiguous and universal identifiers (U3id's) and associates the U3id identifiers with the reference data.
    Type: Grant
    Filed: November 18, 2010
    Date of Patent: November 8, 2011
    Assignee: Financial Intergroup Holdings, Ltd.
    Inventors: Allan D. Grody, Richard R. Tinervin
  • Patent number: 7899735
    Abstract: A computer-implemented method for setting targets of predicted growth of financial metrics of a company is provided. The method may include displaying a template of historical and predicted financial performance measures, receiving inputs of predicted financial targets such as earnings growth and shareholder return, and calculating the predicted future value and current value components required to obtain the financial targets.
    Type: Grant
    Filed: March 2, 2005
    Date of Patent: March 1, 2011
    Assignee: Accenture Global Services Limited
    Inventors: John J. Ballow, Brian F. McCarthy, Anthony J. Relvas, Roland Burgman
  • Patent number: 7899725
    Abstract: Software encoded on a computer-readable medium when executed performs a method for assessing the performance of a company. The method includes receiving financial data about the company; calculating a Total Economic Profit (TEP) value based in part on the financial data, the TEP value including a current value component and a future value component, determining at least one business component of the company that drives at least one selected from the group comprising the current value component and the future value component, and assessing the at least one business component based in part on at least one selected from the group comprising the TEP value, the current value component, and the future value component. From this data, a Total Return to Shareholders (TRS) value may be calculated with a data processor. The TRS may be decomposed into components and mapped onto a computer-generated display.
    Type: Grant
    Filed: March 2, 2005
    Date of Patent: March 1, 2011
    Assignee: Accenture Global Services Limited
    Inventors: John J. Ballow, Brian F. McCarthy, Roland Burgman
  • Patent number: 7823139
    Abstract: A system that provides programming language translation includes a first compiler that compiles a source file in a first programming language into a parsed representation of the first programming language, and a transformation component that receives the parsed representation and generates a token stream from the parsed representation. The token stream comprises second language tokens of a second programming language and at least one compilation phase of the first compiler is skipped. The system further includes a second compiler that compiles the token stream into an object code and skips at least one compilation phase of the second compiler. The transformation component provides the token stream to the second compiler in memory.
    Type: Grant
    Filed: July 15, 2004
    Date of Patent: October 26, 2010
    Assignee: BEA Systems, Inc.
    Inventor: Kevin Zatloukal