Patents by Inventor Alan A. Katz

Alan A. Katz has filed for patents to protect the following inventions. This listing includes patent applications that are pending as well as patents that have already been granted by the United States Patent and Trademark Office (USPTO).

  • Patent number: 7819676
    Abstract: An electrical power distribution system that can provide power to load equipment at any point along its length includes two main components: a power track housing assembly with current carrying conductors that can be mounted to the wall, ceiling or under the floor, and a plug-in power tap. The power track housing assembly includes a housing, insulators, and two or multiple conductors. In order to increase the housing assembly length, the housing assembly is preferably arranged such that multiple housing assemblies can be spliced together using cam operated splicing assemblies that form straight, “90 degree” and/or “T” splices to configure the system to match the equipment arrangement, and that allow all conductors in respective housing assemblies to be connected to each other simultaneously. The plug-in power taps also employ a system such as a shaft-cam mechanism that allows the assemblies to be electrically connected to all phase conductors within the power track housing assembly simultaneously.
    Type: Grant
    Filed: November 12, 2009
    Date of Patent: October 26, 2010
    Assignee: Power Distribution Inc.
    Inventors: Roberto Cardoso, Timothy Cortes, Enrique Horta, Miguel Jauregui, John Kammeter, Alan Katz, Keith Schmid
  • Publication number: 20100017344
    Abstract: A computer implemented system and method determines price and allocation of equity shares. Information about an offering to accept bids for equity shares is provided to qualified potential purchasers and non-qualified potential purchasers. Bids from potential purchasers for equity shares are received through a communication network. Bids are accepted and offered to be accepted only from qualified potential purchasers. A non-qualified potential purchaser submits a bid through a qualified potential purchaser. A clearing price for the offered shares is determined based on the received bids.
    Type: Application
    Filed: August 13, 2009
    Publication date: January 21, 2010
    Applicant: W.R. HAMBRECHT + CO., LLC
    Inventors: William R. Hambrecht, Othar Hansson, Jordan Hayes, Alan Katz, Charles Ocheret, Matt Regan
  • Patent number: 7587358
    Abstract: A computer-implemented system and method determines price and allocation of equity shares. Information about an offering to accepts bids for equity shares is provided to qualified potential purchasers. Bids from potential purchasers for equity shares are received through a communication network. Bids are accepted and offered to be accepted only from qualified potential purchasers. A non-qualified potential purchaser submits a bid through a qualified potential purchaser. A clearing price for the offered shares is determined based on the received bids.
    Type: Grant
    Filed: August 4, 2003
    Date of Patent: September 8, 2009
    Assignee: W. R. Hambrecht + Co., LLC
    Inventors: William R. Hambrecht, Othar Hansson, Jordan Hayes, Alan Katz, Charles Ocheret, Matt Regan
  • Publication number: 20080306854
    Abstract: A method for auctioning securities defines an auction start time and an auction end time. The time therebetween is defined by time bucket intervals and transparency intervals. At the auction start time, a real-time auction of securities over a communications network begins. During each time bucket interval bids are received from prospective purchasers, and assigned a time bucket stamp such that bids with the same time stamp are treated as having occurred at the same time. At the end of each transparency interval public bid information related to the auction is updated and made available to the prospective purchasers. After the auction end time, a final auction price for the securities is established based upon the bids made during the auction, and the securities are allocated to the prospective purchasers at the final auction price.
    Type: Application
    Filed: June 5, 2007
    Publication date: December 11, 2008
    Applicant: W.R. HAMBRECHT + CO., LLC
    Inventors: Alan Katz, Whitney White
  • Publication number: 20080306855
    Abstract: A method is described for auctioning securities by an auction offeror. Bids are received for an offered number of securities. Each bid includes a bid price, a desired number of securities, and a timestamp indicting a time that the bid was received by the system. After a final bid time, a final price for the securities is established based upon the received bids. Then the desired number of securities is allocated to each bid having a bid price more favorable for the auction offeror than the final price. The desired number of securities is also allocated to each bid having a bid price at the final price, in bid timestamp order favoring earlier timestamps, until the offered number of securities has been allocated.
    Type: Application
    Filed: June 5, 2007
    Publication date: December 11, 2008
    Applicant: W.R. HAMBRECHT + CO., LLC
    Inventors: Alan Katz, Whitney White
  • Publication number: 20080222023
    Abstract: A method of auctioning exchange traded assets is described. Before commencing the auction bidding, the seller establishes a maximum asset amount representing a greatest amount of the exchange traded assets to be auctioned, and a minimum asset price representing a minimum acceptable bid amount for a given amount of the exchange traded assets. During the bidding, bids are received for the assets, with each bid including a bid price and a corresponding bid amount of assets. After the bidding, a market demand is determined that represents the total of all the bid amounts for the bids. If the market demand is greater than or equal to the maximum asset amount, a clearing price is established that allocates the maximum asset amount of the assets according to the bids at a final price between and including the clearing price and the minimum asset price.
    Type: Application
    Filed: April 24, 2008
    Publication date: September 11, 2008
    Applicant: W.R. HAMBRECHT + CO., LLC
    Inventors: William R. Hambrecht, Whitney White, Edward John Schneider, Harrison Clay, Alan Katz, Thomas Peterffy
  • Publication number: 20080027001
    Abstract: The present invention provides novel isolated and purified polynucleotides and polypeptides related to functional motifs of the Nogo receptor 1 (NgR1) (e.g., the binding pocket on the side surface of NgR1, functional motifs comprising the amino acid sequence of FRG, etc.) and use of peptides mimicking these functional motifs as antagonists to NgR1 ligands, e.g., myelin-associated glycoprotein, oligodendrocyte myelin glycoprotein, Nogo-A, Nogo-66, GT1b, an antibody to Nogo receptor, an antibody to GT1b, an antibody to p75 neurotrophin receptor, and an antibody to Lingo-1, etc. The invention also provides antibodies to the mimetic peptide antagonists. The present invention is further directed to novel therapeutics and therapeutic targets and to methods of screening and assessing test compounds for treatments requiring axonal regeneration, i.e., reversal of the effects of NgR1 ligand binding to the NgR1 (i.e., producing inhibition of axonal growth).
    Type: Application
    Filed: July 9, 2007
    Publication date: January 31, 2008
    Inventors: Andrew Wood, Alan Katz, Ying Gao, Brian Bates, Patrick Doherty, Gareth Williams
  • Patent number: 7178129
    Abstract: An external object model is built into a comprehensive, drag-and-drop, dynamic, distributed object model, to offer its users lower total cost of ownership than do conventional user interface applications and application builders. A Windows® workstation user computer is provided with a quick, simple, easily-managed path to combinations of available applications on a network of systems, in such a way that the user can establish and exploit complex data relationships and software capabilities on the workstation without application installation, significant access effort, or specialized knowledge. Runtime binding prepares and links user forms and reports to application programs as desired, without preparatory steps. The definition and use of query objects to view concurrently multiple database tables offers the unique ability to combine fields from dissimilar database engines into a single view.
    Type: Grant
    Filed: December 6, 2002
    Date of Patent: February 13, 2007
    Assignee: dBase, Inc.
    Inventor: Alan A. Katz
  • Publication number: 20060282367
    Abstract: Methods and apparatus for auctioning securities. The methods and apparatus receive one or more backstop bids for the securities from one or more backstop bidders and implement a real-time auction of securities over the Internet. The methods and apparatus determine a clearing price for the auction, the clearing price being determined such that all of the securities are distributed and allocate at least a portion of the securities to the one or more backstop bidders if the clearing price is less than the backstop bids.
    Type: Application
    Filed: June 6, 2006
    Publication date: December 14, 2006
    Inventors: Alan Katz, Harrison Clay, Whitney White, Edward Schneider, Barclay Corbus, William Hambrecht
  • Patent number: 6716243
    Abstract: The present invention provides a suture-terminating device comprising a central body having at least one surface, a plurality of flanges extending radially from the surface and defining at least one grove therebetween, each flange having at least one aperture axially aligned and spaced away from the base wall, at least one removable member disposed within each aperture, and at least one spring disposed adjacently to the surface and maintained in its activated state by contact with a removable member disposed within the aperture. The grove has a base wall and at least one sidewall. The spring, while in its active state, is positioned adjacent to and spaced from the base wall, defining a gap of sufficient size to permit the passage of at least one suture therethrough. The surgeon actuates the device by withdrawing the removable member from the aperture, thus permitting the spring to return to its resting state within the grove.
    Type: Grant
    Filed: September 13, 2000
    Date of Patent: April 6, 2004
    Assignee: Quickie, Inc.
    Inventors: Stephen B. Colvin, Eugene Grossi, Alan Katz
  • Publication number: 20040039685
    Abstract: Techniques are provided for an auction system that is used for pricing and allocating equity securities. Information about an offering to accept bids for equity shares is provided to qualified potential purchasers and non-qualified potential purchasers. Bids from potential purchasers for equity shares are received through a communication network. Bids are accepted and offered to be accepted only from qualified potential purchasers. A non-qualified potential purchaser submits a bid through a qualified potential purchaser. A clearing priced for the offered shares is determined based on the received bids.
    Type: Application
    Filed: August 4, 2003
    Publication date: February 26, 2004
    Applicant: W.R. Hambrecht + Co., a California corporation
    Inventors: William R. Hambrecht, Othar Hansson, Jordan Hayes, Alan Katz, Charles Ocheret, Matt Regan
  • Patent number: 6629082
    Abstract: Techniques are provided for an auction system that is used for pricing and allocating equity securities. Information about an offering to accept bids for equity shares is provided to qualified potential purchasers and non-qualified potential purchasers. Bids front potential purchasers for equity shares are received through a communication network. Bids are accepted and offered to be accepted only from qualified potential purchasers. A non-qualified potential purchaser submits a bid through a qualified potential purchaser. A clearing price for the offered shares is determined based on the received bids. Prospective investors who bid a price above the clearing price are allocated all of the shares for which they bid. Prospective investors who bid a price equal to the clearing price are allocated a pro-rata allocation of the shares for which they bid. No shares are allocated to prospective investors who bid a price below the clearing price.
    Type: Grant
    Filed: July 6, 1999
    Date of Patent: September 30, 2003
    Assignee: W.R. Hambrecht & Co.
    Inventors: William R. Hambrecht, Othar Hansson, Jordan Hayes, Alan Katz, Charles Ocheret, Matt Regan
  • Publication number: 20030120711
    Abstract: A Windows workstation user is provided with a quick, simple, easily-managed path to combinations of available applications on a network of systems, in such a way that the user can establish and exploit complex data relationships and software capabilities on the workstation without application installation, significant access effort, or specialized knowledge. Runtime binding prepares and links user forms and reports to application programs as desired, without preparatory steps. An external object model is built into a comprehensive, drag-and-drop, dynamic, distributed object model, to offer its users lower total cost of ownership than do conventional user interface applications and application builders.
    Type: Application
    Filed: December 6, 2002
    Publication date: June 26, 2003
    Inventor: Alan A. Katz
  • Patent number: 6498884
    Abstract: A wide-view endoscope comprising a rounded body having an inner surface, a proximal end and a distal end, at least one lens element having an outer surface, a plurality of gaps formed by the inner surface of the body and the outer surface of the lens element, where at least one of the gaps is disproportionate in size by comparison to the remaining gaps, and at least one conduit for the transmission of light from an external light source to a visualized object, the conduit being disposed of in the gaps. Whereby, light is asymmetrically transmitted to the visualized object and the visualized object has a three-dimensional appearance that is produced through the shadowing resulting from the asymmetric transmission of light to the visualized object.
    Type: Grant
    Filed: October 19, 2000
    Date of Patent: December 24, 2002
    Assignee: Quickie Vision LLC
    Inventors: Stephen B. Colvin, Eugene Grossi, Alan Katz
  • Patent number: D437859
    Type: Grant
    Filed: March 4, 1998
    Date of Patent: February 20, 2001
    Assignee: International Business Machines Corporation
    Inventors: Carlos Alberto Alvarez, Francis James Canova, Jr., Hunter Thornell Foy, Neil Alan Katz, Richard Francis Pollitt, Lepoldo Lino Suarez