Patents by Inventor Alfred R. Berkeley, III

Alfred R. Berkeley, III has filed for patents to protect the following inventions. This listing includes patent applications that are pending as well as patents that have already been granted by the United States Patent and Trademark Office (USPTO).

  • Publication number: 20190295166
    Abstract: One exemplary aspect comprises a computer-implemented method comprising: (a) electronically receiving, from a first securities market participant, data including information related to a first order and to one or more group rankings for dissemination; (b) electronically determining with one or more processors, based on data regarding a second securities market participant and the order information and group rankings, whether the second securities market participant has a second order, on the contra side of the first order, and whether, in accordance with the group rankings, the second securities market participant is qualified to receive information about the first order; and, (c) after, and only if, the second participant is determined to be qualified, transmitting information sufficient to display to the second securities market participant the information about the first order.
    Type: Application
    Filed: October 23, 2018
    Publication date: September 26, 2019
    Applicant: ITG Software Solutions, Inc.
    Inventors: Alfred R. Berkeley, III, Marcus Hooper, Henri Waelbroeck
  • Patent number: 10109009
    Abstract: One exemplary aspect comprises a computer-implemented method comprising: (a) electronically receiving, from a first securities market participant, data including information related to a first order and to one or more group rankings for dissemination; (b) electronically determining with one or more processors, based on data regarding a second securities market participant and the order information and group rankings, whether the second securities market participant has a second order, on the contra side of the first order, and whether, in accordance with the group rankings, the second securities market participant is qualified to receive information about the first order; and, (c) after, and only if, the second participant is determined to be qualified, transmitting information sufficient to display to the second securities market participant the information about the first order.
    Type: Grant
    Filed: May 20, 2014
    Date of Patent: October 23, 2018
    Assignee: ITG Software Solutions, Inc.
    Inventors: Alfred R. Berkeley, III, Marcus Hooper, Henri Waelbroeck
  • Publication number: 20140372277
    Abstract: One exemplary aspect comprises a computer-implemented method comprising: (a) electronically receiving, from a first securities market participant, data including information related to a first order and to one or more group rankings for dissemination; (b) electronically determining with one or more processors, based on data regarding a second securities market participant and the order information and group rankings, whether the second securities market participant has a second order, on the contra side of the first order, and whether, in accordance with the group rankings, the second securities market participant is qualified to receive information about the first order; and, (c) after, and only if, the second participant is determined to be qualified, transmitting information sufficient to display to the second securities market participant the information about the first order.
    Type: Application
    Filed: May 20, 2014
    Publication date: December 18, 2014
    Applicant: ITG SOFTWARE SOLUTIONS, INC.
    Inventors: Alfred R. Berkeley, III, Marcus Hooper, Henri Waelbroeck
  • Patent number: 8732071
    Abstract: One exemplary aspect comprises a computer-implemented method comprising: (a) electronically receiving, from a first securities market participant, data including information related to a first order and to one or more group rankings for dissemination; (b) electronically determining with one or more processors, based on data regarding a second securities market participant and the order information and group rankings, whether the second securities market participant has a second order, on the contra side of the first order, and whether, in accordance with the group rankings, the second securities market participant is qualified to receive information about the first order; and (c) after, and only if, the second participant is determined to be qualified, transmitting information sufficient to display to the second securities market participant the information about the first order.
    Type: Grant
    Filed: March 15, 2013
    Date of Patent: May 20, 2014
    Assignee: ITG Software Solutions, Inc.
    Inventors: Alfred R. Berkeley, III, Marcus Hooper, Henri Waelbroeck
  • Patent number: 8412619
    Abstract: One exemplary aspect comprises a computer-implemented method comprising: (a) electronically receiving, from a first securities market participant, data including information related to a first order and to one or more group rankings for dissemination; (b) electronically determining with one or more processors, based on data regarding a second securities market participant and the order information and group rankings, whether the second securities market participant has a second order, on the contra side of the first order, and whether, in accordance with the group rankings, the second securities market participant is qualified to receive information about the first order; and (c) after, and only if, the second participant is determined to be qualified, transmitting information sufficient to display to the second securities market participant the information about the first order.
    Type: Grant
    Filed: December 20, 2011
    Date of Patent: April 2, 2013
    Assignee: ITG Software Solutions, Inc.
    Inventors: Alfred R. Berkeley, III, Marcus Hooper, Henri Waelbroeck
  • Patent number: 8311926
    Abstract: A graphical user interface for an electronic market for trading products includes an aggregation window which displays additional aggregate quotes for a plurality of price levels of a product traded in the market. A trading system includes client station for entering quotes for securities. The clients have graphical user interfaces at which quotes can be entered and displayed at multiple price levels. The system handles a quote size that is displayable and attributable to a specific market participant, a reserve quote size that is neither displayable nor attributable to a specific market participant, and an additional aggregate quote size that is displayable but not attributable to a specific market participant.
    Type: Grant
    Filed: September 23, 1999
    Date of Patent: November 13, 2012
    Assignee: The NASDAQ OMX Group, Inc.
    Inventors: Abraham I. Zeigler, Richard G. Ketchum, Alfred R. Berkeley, III
  • Publication number: 20120095901
    Abstract: One exemplary aspect comprises a computer-implemented method comprising: (a) electronically receiving, from a first securities market participant, data including information related to a first order and to one or more group rankings for dissemination; (b) electronically determining with one or more processors, based on data regarding a second securities market participant and the order information and group rankings, whether the second securities market participant has a second order, on the contra side of the first order, and whether, in accordance with the group rankings, the second securities market participant is qualified to receive information about the first order; and (c) after, and only if, the second participant is determined to be qualified, transmitting information sufficient to display to the second securities market participant the information about the first order.
    Type: Application
    Filed: December 20, 2011
    Publication date: April 19, 2012
    Inventors: Alfred R. Berkeley, III, Marcus Hooper, Henri Waelbroeck
  • Patent number: 8103579
    Abstract: One exemplary aspect comprises a computer-implemented method comprising: (a) electronically receiving, from a first securities market participant, data including information related to a first order and to one or more group rankings for dissemination; (b) electronically determining with one or more processors, based on data regarding a second securities market participant and the order information and group rankings, whether the second securities market participant has a second order, on the contra side of the first order, and whether, in accordance with the group rankings, the second securities market participant is qualified to receive information about the first order; and (c) after, and only if, the second participant is determined to be qualified, transmitting information sufficient to display to the second securities market participant the information about the first order.
    Type: Grant
    Filed: July 15, 2010
    Date of Patent: January 24, 2012
    Assignee: Pipeline Financial Group, Inc.
    Inventors: Alfred R. Berkeley, III, Marcus Hooper, Henri Waelbroeck
  • Patent number: 7599875
    Abstract: A system for securities quotes is described. The system and allows posting of a bid and offer price for a security for a proprietary account. The system use a unique market maker identifier for a market maker proprietary account. In response to a customer order, a bid and/or offer price of the customer is posted for the security for an agency account, using a unique market maker agency identifier for an agency account. The quotes are sent to a server that disseminates the proprietary and agency quotes with other quotes for the same security from other market makers.
    Type: Grant
    Filed: December 10, 1998
    Date of Patent: October 6, 2009
    Assignee: The Nasdaq OMX Group, Inc.
    Inventors: Richard G. Ketchum, Alfred R. Berkeley, III, Joseph Della Rosa