Patents by Inventor Brian L. Gay

Brian L. Gay has filed for patents to protect the following inventions. This listing includes patent applications that are pending as well as patents that have already been granted by the United States Patent and Trademark Office (USPTO).

  • METHOD AND SYSTEM FOR ORDER MANAGEMENT
    Publication number: 20230360130
    Abstract: A method and system for order management that allows access to additional pools of liquidity is described. Other embodiments are also described.
    Type: Application
    Filed: July 17, 2023
    Publication date: November 9, 2023
    Inventors: Howard W. Lutnick, Dean P. Alderucci, Andrew Fishkind, Brian L. Gay, Kevin Foley, Mark Miller, Charles Plott
  • Method and system for order management
    Patent number: 11748808
    Abstract: A method and system for order management that allows access to additional pools of liquidity is described. Other embodiments are also described.
    Type: Grant
    Filed: July 8, 2021
    Date of Patent: September 5, 2023
    Assignee: CFPH, LLC
    Inventors: Howard W. Lutnick, Dean P. Alderucci, Andrew Fishkind, Brian L. Gay, Kevin Foley, Mark Miller, Charles Plott
  • METHOD AND SYSTEM FOR ORDER MANAGEMENT
    Publication number: 20210398212
    Abstract: A method and system for order management that allows access to additional pools of liquidity is described. Other embodiments are also described.
    Type: Application
    Filed: July 8, 2021
    Publication date: December 23, 2021
    Inventors: Howard W. Lutnick, Dean P. Alderucci, Andrew Fishkind, Brian L. Gay, Kevin Foley, Mark Miller, Charles Plott
  • LARGE BLOCK TRADING
    Publication number: 20210287290
    Abstract: Systems and methods for administering trade orders are described. An embodiment comprises receiving, from a first server operated by a first trader, a communication including a first trade order and one or more selection criteria, the first trade order including at least one of a specified instrument, a specified quantity, and a specified price; determining that a database of trade orders does not contain a trade order matching the first trade order; identifying a plurality of traders satisfying the selection criteria; sending, to a plurality of second servers, a query including at least one of the specified instrument, the specified quantity, and the specified price; receiving, from a one of the plurality of second servers operated on behalf of a second trader, a positive response to the query; and facilitating execution of a trade between the first trader and the second trader for the specified instrument at the specified price.
    Type: Application
    Filed: May 27, 2021
    Publication date: September 16, 2021
    Inventors: Howard W. Lutnick, Dean P. Alderucci, Mark Miller, Andrew Fishkind, Kevin Foley, William Rice, Brian L. Gay, Philip Marber, Charles Plott
  • Method and system for order management
    Patent number: 11068983
    Abstract: A method and system for order management that allows access to additional pools of liquidity is described. Other embodiments are also described.
    Type: Grant
    Filed: January 14, 2019
    Date of Patent: July 20, 2021
    Assignee: CFPH, LLC
    Inventors: Howard W. Lutnick, Dean P. Alderucci, Andrew Fishkind, Brian L. Gay, Kevin Foley, Mark Miller, Charles Plott
  • Large block trading
    Patent number: 11023971
    Abstract: Systems and methods for administering trade orders are described. An embodiment comprises receiving, from a first server operated by a first trader, a communication including a first trade order and one or more selection criteria, the first trade order including at least one of a specified instrument, a specified quantity, and a specified price; determining that a database of trade orders does not contain a trade order matching the first trade order; identifying a plurality of traders satisfying the selection criteria; sending, to a plurality of second servers, a query including at least one of the specified instrument, the specified quantity, and the specified price; receiving, from a one of the plurality of second servers operated on behalf of a second trader, a positive response to the query; and facilitating execution of a trade between the first trader and the second trader for the specified instrument at the specified price.
    Type: Grant
    Filed: November 13, 2018
    Date of Patent: June 1, 2021
    Assignee: CFPH, LLC
    Inventors: Howard W. Lutnick, Dean P. Alderucci, Mark Miller, Andrew Fishkind, Kevin Foley, William Rice, Brian L. Gay, Philip Marber, Charles Plott
  • ORDER CANCELLATION
    Publication number: 20200242694
    Abstract: A trading platform and trading method that allows access to additional pools of liquidity is described. Other embodiments are also described.
    Type: Application
    Filed: March 24, 2020
    Publication date: July 30, 2020
    Inventors: Howard W. Lutnick, Dean P. Alderucci, Andrew Fishkind, Brian L. Gay, Kevin Foley, Mark Miller, Charles Plott
  • TRADING RELATED TO FUND COMPOSITIONS
    Publication number: 20190220927
    Abstract: A trading platform and trading method that allows access to additional pools of liquidity is described. Other embodiments are also described.
    Type: Application
    Filed: January 14, 2019
    Publication date: July 18, 2019
    Inventors: Howard W. Lutnick, Dean P. Alderucci, Andrew Fishkind, Brian L. Gay, Kevin Foley, Mark Miller, Charles Plott
  • LARGE BLOCK TRADING
    Publication number: 20190147533
    Abstract: Systems and methods for administering trade orders are described. An embodiment comprises receiving, from a first server operated by a first trader, a communication including a first trade order and one or more selection criteria, the first trade order including at least one of a specified instrument, a specified quantity, and a specified price; determining that a database of trade orders does not contain a trade order matching the first trade order; identifying a plurality of traders satisfying the selection criteria; sending, to a plurality of second servers, a query including at least one of the specified instrument, the specified quantity, and the specified price; receiving, from a one of the plurality of second servers operated on behalf of a second trader, a positive response to the query; and facilitating execution of a trade between the first trader and the second trader for the specified instrument at the specified price.
    Type: Application
    Filed: November 13, 2018
    Publication date: May 16, 2019
    Inventors: Howard W. Lutnick, Dean P. Alderucci, Mark Miller, Andrew Fishkind, Kevin Foley, William Rice, Brian L. Gay, Philip Marber, Charles Plott
  • LARGE BLOCK TRADING
    Publication number: 20150026029
    Abstract: Systems and methods for administering trade orders are described. An embodiment comprises receiving, from a first server operated by a first trader, a communication including a first trade order and one or more selection criteria, the first trade order including at least one of a specified instrument, a specified quantity, and a specified price; determining that a database of trade orders does not contain a trade order matching the first trade order; identifying a plurality of traders satisfying the selection criteria; sending, to a plurality of second servers, a query including at least one of the specified instrument, the specified quantity, and the specified price; receiving, from a one of the plurality of second servers operated on behalf of a second trader, a positive response to the query; and facilitating execution of a trade between the first trader and the second trader for the specified instrument at the specified price.
    Type: Application
    Filed: June 30, 2014
    Publication date: January 22, 2015
    Inventors: Howard W. Lutnick, Dean P. Alderucci, Mark Miller, Andrew Fishkind, Kevin Foley, William Rice, Brian L. Gay, Philip Marber, Charles Plott
  • TRADING RELATED TO FUND COMPOSITIONS
    Publication number: 20140236803
    Abstract: An electronic marketplace uses a fund composition to guide trading opportunities. Mutual funds typically have a target composition of financial instruments. When prices change for constituents of such a mutual fund, the fund typically needs to rebalance in order to maintain a desired composition. A marketplace that understands the target composition and the movement in prices targets trading opportunities to a fund in a more tailored manner than a traditional marketplace.
    Type: Application
    Filed: April 28, 2014
    Publication date: August 21, 2014
    Applicant: CFPH, LLC
    Inventors: Howard W. Lutnick, Dean P. Alderucci, Andrew Fishkind, Brian L. Gay, Kevin Foley, Mark Miller, Charles Plott
  • Multicomputer distributed processing of large block trading data
    Patent number: 8768819
    Abstract: Systems and methods for administering trade orders are described. An embodiment comprises receiving, from a first server operated by a first trader, a communication including a first trade order and one or more selection criteria, the first trade order including at least one of a specified instrument, a specified quantity, and a specified price; determining that a database of trade orders does not contain a trade order matching the first trade order; identifying a plurality of traders satisfying the selection criteria; sending, to a plurality of second servers, a query including at least one of the specified instrument, the specified quantity, and the specified price; receiving, from a one of the plurality of second servers operated on behalf of a second trader, a positive response to the query; and facilitating execution of a trade between the first trader and the second trader for the specified instrument at the specified price.
    Type: Grant
    Filed: November 14, 2008
    Date of Patent: July 1, 2014
    Assignee: CFPH, LLC
    Inventors: Howard W. Lutnick, Dean P. Alderucci, Mark Miller, Andrew Fishkind, Kevin Foley, Bill Rice, Brian L. Gay, Philip Marber, Charles Plott
  • Trading related to fund compositions
    Patent number: 8712903
    Abstract: An electronic marketplace uses a fund composition to guide trading opportunities. Mutual funds typically have a target composition of financial instruments. When prices change for constituents of such a mutual fund, the fund typically needs to rebalance in order to maintain a desired composition. A marketplace that understands the target composition and the movement in prices targets trading opportunities to a fund in a more tailored manner than a traditional marketplace.
    Type: Grant
    Filed: September 25, 2008
    Date of Patent: April 29, 2014
    Assignee: CFPH, LLC
    Inventors: Howard W. Lutnick, Dean P. Alderucci, Andrew Fishkind, Brian L. Gay, Kevin Foley, Mark Miller, Charles Plott
  • ORDER CANCELLATION
    Publication number: 20130103540
    Abstract: A trading platform and trading method that allows access to additional pools of liquidity is described. Other embodiments are also described.
    Type: Application
    Filed: September 13, 2012
    Publication date: April 25, 2013
    Applicant: CFPH, LLC
    Inventors: Howard W. Lutnick, Dean P. Alderucci, Andrew Fishkind, Brian L. Gay, Kevin Foley, Mark Miller, Charles Plott
  • Interprogram communication using messages related to order cancellation
    Patent number: 8321323
    Abstract: A trading platform and trading method that allows access to additional pools of liquidity is described. Other embodiments are also described.
    Type: Grant
    Filed: October 24, 2008
    Date of Patent: November 27, 2012
    Assignee: CFPH, LLC
    Inventors: Howard W. Lutnick, Dean P. Alderucci, Andrew Fishkind, Brian L. Gay, Kevin Foley, Mark Miller, Charles Plott
  • INTERPROGRAM COMMUNICATION USING MESSAGES RELATED TO ORDER CANCELLATION
    Publication number: 20100106636
    Abstract: A trading platform and trading method that allows access to additional pools of liquidity is described. Other embodiments are also described.
    Type: Application
    Filed: October 24, 2008
    Publication date: April 29, 2010
    Inventors: Howard W. Lutnick, Dean P. Alderucci, Andrew Fishkind, Brian L. Gay, Kevin Foley, Mark Miller, Charles Plott
  • INTERACTION WITH TRADING SYSTEMS
    Publication number: 20100082500
    Abstract: A trading platform and trading method that allows access to additional pools of liquidity is described.
    Type: Application
    Filed: September 28, 2008
    Publication date: April 1, 2010
    Inventors: Howard W. Lutnick, Dean P. Alderucci, Andrew Fishkind, Brian L. Gay, Kevin Foley, Mark Miller, Charles Plott
  • TRADING SYSTEM ACCESSIBILITY
    Publication number: 20100082495
    Abstract: A trading platform and trading method that allows access to additional pools of liquidity is described. Other embodiments are also described.
    Type: Application
    Filed: September 28, 2008
    Publication date: April 1, 2010
    Inventors: Howard W. Lutnick, Dean P. Alderucci, Andrew Fishkind, Brian L. Gay, Kevin Foley, Mark Miller, Charles Plott
  • TRADING RELATED TO FUND COMPOSITIONS
    Publication number: 20100076884
    Abstract: A trading platform and trading method that allows access to additional pools of liquidity is described. Other embodiments are also described.
    Type: Application
    Filed: September 25, 2008
    Publication date: March 25, 2010
    Inventors: Howard W. Lutnick, Dean P. Alderucci, Andrew Fishkind, Brian L. Gay, Kevin Foley, Mark Miller, Charles Plott
  • GENERATING RISK POOLS
    Publication number: 20100076883
    Abstract: A trading platform and trading method that allows access to additional pools of liquidity is described. Other embodiments are also described.
    Type: Application
    Filed: September 25, 2008
    Publication date: March 25, 2010
    Inventors: Howard W. Lutnick, Dean P. Alderucci, Andrew Fishkind, Brian L. Gay, Kevin Foley, Mark Miller, Charles Plott