Patents by Inventor Charles A. Vice

Charles A. Vice has filed for patents to protect the following inventions. This listing includes patent applications that are pending as well as patents that have already been granted by the United States Patent and Trademark Office (USPTO).

  • Publication number: 20180357719
    Abstract: An exemplary system according to the present disclosure comprises a computing device that in operation, causes the system to receive financial product or financial portfolio data, map the financial product to a risk factor, execute a risk factor simulation process involving the risk factor, generate product profit and loss values for the financial product or portfolio profit and loss values for the financial portfolio based on the risk factor simulation process, and determine an initial margin for the financial product. The risk factor simulation process can be a filtered historical simulation process.
    Type: Application
    Filed: July 26, 2018
    Publication date: December 13, 2018
    Inventors: Michael G. Weber, Stanislav I. Ivanov, Charles A. Vice, Michael Gibson, Yunke Yang, Vikram Atre, Joshua I. Shapiro, Judson H. Morrison, Bradley D. Shively, Sidhartha Routray, Michael A. Hopper, Thomas W. Jefson, RJ Cummings, Jacob S. Ensign, Jeremy K. O'Shields, Stephen R. Pounds, Eric D. J. Shepherd, Ismail Iyigunler
  • Publication number: 20180315120
    Abstract: Systems for and methods of evaluating messaging, comprising, receiving, via at least one server device, one or more messages, and said at least one server device processing at least one of the one or more messages by grading content included in said at least one message, applying a weighting factor to said at least one message according to said grading, thereby determining a weighted message count for said at least one message, aggregating the weighted message count for said at least one message, and initiating an action if the aggregated weighted message count meets or exceeds a predetermined count threshold.
    Type: Application
    Filed: July 3, 2018
    Publication date: November 1, 2018
    Inventors: Mark Wassersug, Charles Vice, Mayur Kapani
  • Patent number: 10102581
    Abstract: An exemplary system according to the present disclosure comprises a computing device that in operation, causes the system to receive financial product or financial portfolio data, map the financial product to a risk factor, execute a risk factor simulation process involving the risk factor, generate product profit and loss values for the financial product or portfolio profit and loss values for the financial portfolio based on the risk factor simulation process, and determine an initial margin for the financial product. The risk factor simulation process can be a filtered historical simulation process.
    Type: Grant
    Filed: June 13, 2014
    Date of Patent: October 16, 2018
    Assignee: Intercontinental Exchange Holdings, Inc.
    Inventors: Michael G. Weber, Stanislav I. Ivanov, Charles A. Vice, Michael Gibson, Yunke Yang, Vikram Atre, Joshua I. Shapiro, Judson H. Morrison, Bradley D. Shively, Sidhartha Routray, Michael A. Hopper, Thomas W. Jefson, R J Cummings, Jacob S. Ensign, Jeremy K. O'Shields, Stephen R. Pounds, Eric D. J. Shepherd, Ismail Iyigunler
  • Publication number: 20180241207
    Abstract: A system and method of confirming trades of financial instruments such as OTC derivatives is disclosed. The system includes a data interface which accepts data relating to a trade from both the trader and counter party. The data includes different data fields of differing importance. The system includes a matching engine which compares the submitted data and assigns the trade a status depending on which of the data fields match. The system allows a user to filter trades on their status and display the details relating to that trade. The system also allows a user to display the data fields and change the data fields in order to change the status of the trades. The system thus allows a user to electronically confirm a trade and also identify unmatched trades and the information necessary to reconcile such unmatched trades.
    Type: Application
    Filed: March 1, 2018
    Publication date: August 23, 2018
    Inventors: Bruce Tupper, Charles Vice, DongChun Xia, Henry D. Tullis, III, Sanjay Rane, Cynthia L. Worley, Tracy Hughes, Edwin Marcial
  • Patent number: 10037569
    Abstract: Systems for and methods of evaluating messaging, comprising, receiving, via at least one server device, one or more messages, and said at least one server device processing at least one of the one or more messages by grading content included in said at least one message, applying a weighting factor to said at least one message according to said grading, thereby determining a weighted message count for said at least one message, aggregating the weighted message count for said at least one message, and initiating an action if the aggregated weighted message count meets or exceeds a predetermined count threshold.
    Type: Grant
    Filed: September 21, 2012
    Date of Patent: July 31, 2018
    Assignee: Intercontinental Exchange Holdings, Inc.
    Inventors: Mark Wassersug, Charles Vice, Mayur Kapani
  • Patent number: 9935460
    Abstract: A system and method of confirming trades of financial instruments such as OTC derivatives is disclosed. The system includes a data interface which accepts data relating to a trade from both the trader and counter party. The data includes different data fields of differing importance. The system includes a matching engine which compares the submitted data and assigns the trade a status depending on which of the data fields match. The system allows a user to filter trades on their status and display the details relating to that trade. The system also allows a user to display the data fields and change the data fields in order to change the status of the trades. The system thus allows a user to electronically confirm a trade and also identify unmatched trades and the information necessary to reconcile such unmatched trades.
    Type: Grant
    Filed: October 31, 2007
    Date of Patent: April 3, 2018
    Assignee: Intercontinental Exchange Holdings, Inc.
    Inventors: Bruce Tupper, Charles Vice, DongChun Xia, Henry D. Tullis, III, Sanjay Rane, Cynthia L. Worley, Tracy Hughes, Edwin Marcial
  • Publication number: 20160374857
    Abstract: A compact system for performing laser ophthalmic surgery is disclosed. An embodiment of the system includes a mode-locked fiber oscillator-based ultra-short pulsed laser capable of producing laser pulses in the range of 1 nJ to 5 ?J at a pulse repetition rate of between 5 MHz and 25 MHz, a resonant optical scanner oscillating at a frequency of 200 Hz and 21000 Hz, a scan-line rotator, a movable XY-scan device, a z-scan device, and a controller configured to coordinate with the other components of the system to produce one or more desired incision patterns. The system also includes compact visualization optics for in-process monitoring using a beam-splitter inside the cone of a patient interface used to fixate the patient's eye during surgery. The system can be configured such that eye surgery is performed while the patient is either sitting upright, or lying on his or her back.
    Type: Application
    Filed: December 16, 2015
    Publication date: December 29, 2016
    Inventors: Hong Fu, Bryant M. Moore, Charles Vice
  • Publication number: 20140317021
    Abstract: An exemplary system according to the present disclosure comprises a computing device that in operation, causes the system to receive financial product or financial portfolio data, map the financial product to a risk factor, execute a risk factor simulation process involving the risk factor, generate product profit and loss values for the financial product or portfolio profit and loss values for the financial portfolio based on the risk factor simulation process, and determine an initial margin for the financial product. The risk factor simulation process can be a filtered historical simulation process.
    Type: Application
    Filed: June 13, 2014
    Publication date: October 23, 2014
    Inventors: Michael G. Weber, Stanislav I. Ivanov, Charles A. Vice, Michael Gibson, Yunke Yang, Vikram Atre, Joshua I. Shapiro, Judson H. Morrison, Bradley D. Shively, Sidhartha Routray, Michael A. Hopper, Thomas W. Jefson, RJ Cummings, Jacob S. Ensign, Jeremy K. O'Shields, Stephen R. Pounds, Eric D. J. Shepherd, Ismail Iyigunler
  • Publication number: 20130018973
    Abstract: Systems for and methods of evaluating messaging, comprising, receiving, via at least one server device, one or more messages, and said at least one server device processing at least one of the one or more messages by grading content included in said at least one message, applying a weighting factor to said at least one message according to said grading, thereby determining a weighted message count for said at least one message, aggregating the weighted message count for said at least one message, and initiating an action if the aggregated weighted message count meets or exceeds a predetermined count threshold.
    Type: Application
    Filed: September 21, 2012
    Publication date: January 17, 2013
    Applicant: IntercontinentalExchange, Inc.
    Inventors: Mark Wassersug, Charles Vice, Mayur Kapani
  • Patent number: 8005743
    Abstract: A system and method of confirming trades of financial instruments such as OTC derivatives is disclosed. The system includes a data interface which accepts data relating to a trade from both the trader and counter party. The data includes different data fields of differing importance. The system includes a matching engine which compares the submitted data and assigns the trade a status depending on which of the data fields match. The system allows a user to filter trades on their status and display the details relating to that trade. The system also allows a user to display the data fields and change the data fields in order to change the status of the trades. The system thus allows a user to electronically confirm a trade and also identify unmatched trades and the information necessary to reconcile such unmatched trades.
    Type: Grant
    Filed: September 17, 2002
    Date of Patent: August 23, 2011
    Assignee: IntercontinentalExchange, Inc.
    Inventors: Bruce Tupper, Charles Vice, DongChun Xia, Henry D. Tullis, III, Sanjay Rane, Cynthia L. Worley, Tracy Hughes, Edwin Marcial
  • Publication number: 20080262959
    Abstract: A system and method of confirming trades of financial instruments such as OTC derivatives is disclosed. The system includes a data interface which accepts data relating to a trade from both the trader and counter party. The data includes different data fields of differing importance. The system includes a matching engine which compares the submitted data and assigns the trade a status depending on which of the data fields match. The system allows a user to filter trades on their status and display the details relating to that trade. The system also allows a user to display the data fields and change the data fields in order to change the status of the trades. The system thus allows a user to electronically confirm a trade and also identify unmatched trades and the information necessary to reconcile such unmatched trades.
    Type: Application
    Filed: October 31, 2007
    Publication date: October 23, 2008
    Inventors: Bruce Tupper, Charles Vice, DongChun Xia, Henry D. Tullis, Sanjay Rane, Cynthia L. Worley, Tracy Hughes, Edwin Marcial
  • Publication number: 20030093362
    Abstract: A system and method of confirming trades of financial instruments such as OTC derivatives is disclosed. The system includes a data interface which accepts data relating to a trade from both the trader and counter party. The data includes different data fields of differing importance. The system includes a matching engine which compares the submitted data and assigns the trade a status depending on which of the data fields match. The system allows a user to filter trades on their status and display the details relating to that trade. The system also allows a user to display the data fields and change the data fields in order to change the status of the trades. The system thus allows a user to electronically confirm a trade and also identify unmatched trades and the information necessary to reconcile such unmatched trades.
    Type: Application
    Filed: September 17, 2002
    Publication date: May 15, 2003
    Inventors: Bruce Tupper, Charles Vice, DongChun Xia, Henry D. Tullis, Sanjay Rane, Cynthia L. Worley, Tracy Hughes