Patents by Inventor Frank Kmiec

Frank Kmiec has filed for patents to protect the following inventions. This listing includes patent applications that are pending as well as patents that have already been granted by the United States Patent and Trademark Office (USPTO).

  • PRE-EXECUTION CREDIT CONTROL
    Publication number: 20090089200
    Abstract: Systems and methods are provided to provide pre-execution risk or credit control for electronic financial derivative product trading. A portfolio risk management analysis method, such as the Standard Portfolio Analysis of Risk method, is used to determine how a new order will impact the overall credit or risk of a trading entity. The pre-execution risk control is performed on an order by order basis prior to order execution and may include an analysis of assets and orders for other financial products at the same or different exchanges. The risk level for a trading entity may be set by that trading entity, its clearing organization or the exchange.
    Type: Application
    Filed: August 5, 2008
    Publication date: April 2, 2009
    Applicant: Chicago Mercantile Exchange Inc.
    Inventors: Amy Stephen, Ari Studnitzer, Sunil Cutinho, Ed Gogol, Frank Kmiec, Paul J. Callaway, Michael Culhane
  • OUT OF BAND CREDIT CONTROL
    Publication number: 20090055303
    Abstract: Systems and methods are provided that can provide credit control monitoring across any number of trading engines without adding any performance or scalability limitations.
    Type: Application
    Filed: August 20, 2007
    Publication date: February 26, 2009
    Applicant: Chicago Mercantile Exchange, Inc.
    Inventors: Paul J. Callaway, Michael E. Culhane, II, Sunil K. Cutinho, Frank Kmiec, Ari Studnitzer