Patents by Inventor Gautam Sareen

Gautam Sareen has filed for patents to protect the following inventions. This listing includes patent applications that are pending as well as patents that have already been granted by the United States Patent and Trademark Office (USPTO).

  • Method and system for repatriating earnings
    Patent number: 7895114
    Abstract: A financial instrument comprises a forward contract with a first maturity date, a preferred security with the first maturity date, and a debt instrument with a second maturity date that is after the first maturity date. The forward contract is issued by a parent company, the preferred security is issued by a subsidiary of the parent company, and the debt instrument is issued by the subsidiary of the parent company.
    Type: Grant
    Filed: October 28, 2005
    Date of Patent: February 22, 2011
    Assignee: JPMorgan Chase Bank, N.A.
    Inventor: Gautam Sareen
  • Method and system for issuing convertible preferred securities
    Patent number: 7739165
    Abstract: A financial instrument with two parts sold as a unit, comprising a preferred security in a company that is issued directly by the company; and a warrant to buy a common security in the company, wherein the instrument includes a redemption right that is exercisable by the company on both the preferred security and the warrant.
    Type: Grant
    Filed: June 3, 2005
    Date of Patent: June 15, 2010
    Assignee: JPMorgan Chase Bank
    Inventors: Jeffrey J. Zajkowski, Gautam Sareen, David A. Seaman, Wenyan Winston Ma
  • Method and system for issuing convertible preferred securities
    Publication number: 20070174210
    Abstract: A convertible security issued by a financial institution. The security comprises a conversion price, and a provision that allows call of the convertible security only after a predetermined period. The security also comprises a provision that allows conversion of the convertible security if a trading price of shares of common stock of the financial institution is greater than the conversion price or some other level. The security also comprises a provision that allows call or conversion of the convertible security only after approval by a regulatory agency.
    Type: Application
    Filed: January 23, 2006
    Publication date: July 26, 2007
    Inventors: Jeffrey J. Zajkowski, Gautam Sareen
  • Method and system for repatriating earnings
    Publication number: 20070100721
    Abstract: A financial instrument comprises a forward contract with a first maturity date, a preferred security with the first maturity date, and a debt instrument with a second maturity date that is after the first maturity date. The forward contract is issued by a parent company, the preferred security is issued by a subsidiary of the parent company, and the debt instrument is issued by the subsidiary of the parent company.
    Type: Application
    Filed: October 28, 2005
    Publication date: May 3, 2007
    Inventor: Gautam Sareen
  • Method and system for issuing convertible preferred securities
    Publication number: 20060277125
    Abstract: A financial instrument with two parts sold as a unit, comprising a preferred security in a company that is issued directly by the company; and a warrant to buy a common security in the company, wherein the instrument includes a redemption right that is exercisable by the company on both the preferred security and the warrant.
    Type: Application
    Filed: June 3, 2005
    Publication date: December 7, 2006
    Inventors: Jeffrey Zajkowski, Gautam Sareen, David Seaman, Wenyan Ma