Abstract: A multi-faceted tool to support regulatory compliance and business efficiency for those involved in the underwriting of municipal bonds is described” Provided is a computer system and process providing for a configurable workflow and deal file solution that allows a user to effectively and efficiently meet their requirements under 15c2-12 and MSRB Rule G-27. The present invention aggregates required data and information, stores the same, provides for the analysis of critical filing information for municipal underwritings and provides the user deal file storage.

Abstract: This invention relates to systems and methods for aggregating, analyzing, searching, and reporting municipal bond market data and related information from disparate data sources.

Abstract: A multi-faceted toll to support regulatory compliance and business efficiency for those involved in the underwriting of municipal bonds is described. Provided is a computer system and process providing for a configurable workflow and deal file solution that allows a user to effectively and efficiently meet their requirements under 15c2-12 and MSRB Rule G-27. The present invention aggregates required data and information, stores the same, provides for the analysis of critical filing information for municipal underwritings and provides the user electronic workflow and deal file storage.

Abstract: Provides, relative to a bond, a relative point in time and trend score based on dispositive economic and demographic factors preferably for State, County and City/place geographies in which the score provides a relative “health” perspective as preferably the same factors relate to similar type of geographies. The data sets used in each geographical scoring are preferably consistent with one another.

Abstract: A computer system and method for providing an issuer submission tool operative to enable issuers of financial instruments and municipal debt a computer platform for delivering information to relevant market spaces. A template is provided for relevant financial and other information to be submitted by issuers of municipal debt. End-users are provided with the financial and other information. Periodic updates of the financial and other information are enabled through a computer facilitated platform.

Abstract: A computer system and method for managing information related to compliance and credit attribution for fixed income securities. A computer system identifies CUSIP information for securities included in a user fixed income security portfolio and retrieves bond attribute information for the identified CUSIP information along with economic and demographic data. Risk credit notices are identified for the CUSIP information and a user report is generated indicating the retrieved bond attribute information, economic and demographic data and identified risk credit notices for the identified CUSIP information.

Abstract: A method and system for managing information related to fixed income securities and characteristics of investor-sought securities by users of a management and information system employing a computer system and a computer communication network. The method including the steps of entering into the computer system characteristics of a users fixed income security portfolio. CUSIP information for securities included, in the user entered fixed income security portfolio are identified. Disclosure material from EMMA using identified CUSIP information for securities included in the user entered fixed income security portfolio are retrieved and notification is provided to the user containing the retrieved disclosure material.

Abstract: A computer-implemented method and system for producing a graphic image representative of a certain geographic region indicating certain datasets. The method including selecting at least one objective dataset correlating to the certain geographic region and segmenting the selected at least one objective dataset into a plurality of interval ranges based upon prescribed values. At least one financial dataset is selected representing financial assets relating to the certain geographic region. A graphic image is generated of the certain geographic region indicating the selected objective dataset in accordance with the segmentation of the objective dataset into a plurality of interval ranges with the at least one financial dataset being superimposed on the objective dataset wherein risk exposure of the financial dataset to the certain geographic regions is graphically illustrated on the generated graphic image.