Abstract: The invention relates to a method and system that implements an assessment tool that assesses regulations. The system comprises: a server interface; a data store; and an assessment engine comprising a computer processor, coupled to the server interface and the data store, programmed to: identify a regulation; divide the regulation into a plurality of rules; convert each rule into a question, test and one or more conditions; present, via a user interface, a first question to a user; receive, via the user interface, a response to the first question; store, in the data store, the response; present, via the user interface, a subsequent question responsive to the response; store, in the data store, the subsequent question and corresponding response; and dynamically generate an audit trail of each question and answer combination.

Abstract: The invention relates to a method and system that implements an assessment tool that assesses regulations. The system comprises: a server interface; a data store; and an assessment engine comprising a computer processor, coupled to the server interface and the data store, programmed to: identify a regulation; divide the regulation into a plurality of rules; convert each rule into a question, test and one or more conditions; present, via a user interface, a first question to a user; receive, via the user interface, a response to the first question; store, in the data store, the response; present, via the user interface, a subsequent question responsive to the response; store, in the data store, the subsequent question and corresponding response; and dynamically generate an audit trail of each question and answer combination.

Abstract: The invention relates to a method and system that implements an assessment tool that assesses regulations. The system comprises: a server interface; a data store; and an assessment engine comprising a computer processor, coupled to the server interface and the data store, programmed to: identify a regulation; divide the regulation into a plurality of rules; convert each rule into a question, test and one or more conditions; present, via a user interface, a first question to a user; receive, via the user interface, a response to the first question; store, in the data store, the response; present, via the user interface, a subsequent question responsive to the response; store, in the data store, the subsequent question and corresponding response; and dynamically generate an audit trail of each question and answer combination.

Abstract: Techniques for processing a set of documents. The techniques include automatically identifying at least one unresolved issue associated with a first document, including a first unresolved issue and a second unresolved issue associated with the first document. The techniques also include resolving the first unresolved issue by presenting information associated with the first unresolved issue to a first user, receiving input from the first user in response to the presented information associated with the first unresolved issue, and resolving the first unresolved issue based on the input received from the first user. The techniques further include resolving the second unresolved issue by presenting information associated with the second unresolved issue to a second user, receiving input from the second user in response to the presented information associated with the second unresolved issue, and resolving the second unresolved issue based on the input received from the second user.

Abstract: Techniques for adaptively processing a set of documents. The techniques include adaptively processing a plurality of documents associated with one or more transactions by processing at least a first document of the plurality of documents based at least in part on a first rule, wherein the first rule uses a first value for a first parameter associated with the first rule, determining whether to update the first rule based at least in part on a measure of performance evaluated for the first document, and if it is determined based on the measure of performance that the first rule is to be updated, updating the first rule by changing the first value of the first parameter to a second value different from the first value.