Patents by Inventor James L. Davies

James L. Davies has filed for patents to protect the following inventions. This listing includes patent applications that are pending as well as patents that have already been granted by the United States Patent and Trademark Office (USPTO).

  • Publication number: 20240242280
    Abstract: A user interface for use with an electronic trading system includes a display that shows a bid price axis and an ask price axis, as well as corresponding sizes, and a visual indicator of the inside market. When the inside market changes in response to changing market conditions, the display of the inside market clearly shows a spatial movement of the inside market as well as the representative price(s) associated therewith, thereby rendering the two price axis dynamic axis. The user interface is easy to use, intuitive as well as customizable, and contains features that facilitate efficient electronic trading and shows trading activity pertaining to the user as well as the market in general.
    Type: Application
    Filed: March 27, 2024
    Publication date: July 18, 2024
    Inventors: Howard W. Lutnick, Joseph Noviello, Michael Sweeting, James P. Stedman, William P. Gill, Atul Bhatia, Daniel L. Eccleston, James L. Davies
  • Publication number: 20220358593
    Abstract: A user interface for use with an electronic trading system includes a display that shows a bid price axis and an ask price axis, as well as corresponding sizes, and a visual indicator of the inside market. When the inside market changes in response to changing market conditions, the display of the inside market clearly shows a spatial movement of the inside market as well as the representative price(s) associated therewith, thereby rendering the two price axis dynamic axis. The user interface is easy to use, intuitive as well as customizable, and contains features that facilitate efficient electronic trading and shows trading activity pertaining to the user as well as the market in general.
    Type: Application
    Filed: July 26, 2022
    Publication date: November 10, 2022
    Inventors: Howard W. Lutnick, Joseph Noviello, Michael Sweeting, James P. Stedman, William P. Gill, Atul Bhatia, Daniel L. Eccleston, James L. Davies
  • Publication number: 20210174444
    Abstract: A user interface for use with an electronic trading system includes a display that shows a bid price axis and an ask price axis, as well as corresponding sizes, and a visual indicator of the inside market. When the inside market changes in response to changing market conditions, the display of the inside market clearly shows a spatial movement of the inside market as well as the representative price(s) associated therewith, thereby rendering the two price axis dynamic axis. The user interface is easy to use, intuitive as well as customizable, and contains features that facilitate efficient electronic trading and shows trading activity pertaining to the user as well as the market in general.
    Type: Application
    Filed: February 17, 2021
    Publication date: June 10, 2021
    Inventors: Howard W. Lutnick, Joseph Noviello, Michael Sweeting, James P. Stedman, William P. Gill, Atul Bhatia, Daniel L. Eccleston, James L. Davies
  • Publication number: 20150026028
    Abstract: A method for trading an index based on a notional contract using a futures contract where the futures contract is marked to the value of the index on a daily basis rather than only on expiry of the future. In one aspect of the invention the futures contract can be further adapted to have no expiry date, and the mark-to-market used to tie the contract to the underlying market. This construction is particularly useful when trading interest rate products, where the interest rate sensitivity of the International Money Market Dates for expiry changes the nature of the hedge.
    Type: Application
    Filed: July 16, 2013
    Publication date: January 22, 2015
    Inventors: James L. Davies, Vijay A. Angelo
  • Patent number: 8838496
    Abstract: Predefined exposure limits including an actual and a permitted maximum number of owned instrument units or that an entity is exposed are used to determine trade executability. A request for strips of financial instruments is received. A stepped graph is constructed for the financial instrument based on held positions, wherein one axis of the stepped graph represents a time period covering the strip of contracts and another axis represents a total exposure to the financial instrument. The received request is compared to the stepped graph to determine whether the permitted maximum number of investment units would be violated for one or more of the first units of time should the requested trade execute. The trade is then allowed to execute if no violation is determined, and blocked otherwise.
    Type: Grant
    Filed: September 5, 2012
    Date of Patent: September 16, 2014
    Assignee: Trayport Limited
    Inventors: James L. Davies, Marc E. Millington-Buck
  • Publication number: 20140067640
    Abstract: Predefined exposure limits including an actual and a permitted maximum number of owned instrument units or that an entity is exposed are used to determine trade executability. A request for strips of financial instruments is received. A stepped graph is constructed for the financial instrument based on held positions, wherein one axis of the stepped graph represents a time period covering the strip of contracts and another axis represents a total exposure to the financial instrument. The received request is compared to the stepped graph to determine whether the permitted maximum number of investment units would be violated for one or more of the first units of time should the requested trade execute. The trade is then allowed to execute if no violation is determined, and blocked otherwise.
    Type: Application
    Filed: September 5, 2012
    Publication date: March 6, 2014
    Inventors: James L. Davies, Marc E. Millington-Buck
  • Publication number: 20130339215
    Abstract: A user interface for use with an electronic trading system includes a display that shows a bid price axis and an ask price axis, as well as corresponding sizes, and a visual indicator of the inside market. When the inside market changes in response to changing market conditions, the display of the inside market clearly shows a spatial movement of the inside market as well as the representative price(s) associated therewith, thereby rendering the two price axis dynamic axis. The user interface is easy to use, intuitive as well as customizable, and contains features that facilitate efficient electronic trading and shows trading activity pertaining to the user as well as the market in general.
    Type: Application
    Filed: August 18, 2013
    Publication date: December 19, 2013
    Applicant: BGC Partners, Inc.
    Inventors: Howard W. Lutnick, Joseph Noviello, Michael Sweeting, James P. Stedman, William P. Gill, Atul Bhatla, Daniel L. Eccleston, James L. Davies
  • Patent number: 8515854
    Abstract: The invention relates to systems and methods that provide a user interface for use with an electronic trading system. The interface includes a display that shows a bid price axis and an ask price axis, as well as corresponding sizes, and a visual indicator of the inside market. When the inside market changes in response to changing market conditions, the display of the inside market clearly shows a spatial movement of the inside market as well as the representative price(s) associated therewith, thereby rendering the two price axis dynamic axis. The user interface is easy to use, intuitive as well as customizable, and contains features that facilitate efficient electronic trading and shows trading activity pertaining to the user as well as the market in general.
    Type: Grant
    Filed: July 29, 2005
    Date of Patent: August 20, 2013
    Assignee: BGC Partners, Inc.
    Inventors: Howard W. Lutnick, Joseph Noviello, Michael Sweeting, James P. Stedman, William P. Gill, Atul Bhatia, Daniel Eccleston, James L. Davies
  • Publication number: 20090043664
    Abstract: The invention relates to systems and methods that provide a user interface for use with an electronic trading system. The interface includes a display that shows a bid price axis and an ask price axis, as well as corresponding sizes, and a visual indicator of the inside market. When the inside market changes in response to changing market conditions, the display of the inside market clearly shows a spatial movement of the inside market as well as the representative price(s) associated therewith, thereby rendering the two price axis dynamic axis. The user interface is easy to use, intuitive as well as customizable, and contains features that facilitate efficient electronic trading and shows trading activity pertaining to the user as well as the market in general.
    Type: Application
    Filed: July 29, 2005
    Publication date: February 12, 2009
    Inventors: Howard W. Lutnick, Joseph Noviello, Michael Sweeting, James P. Stedman, William P. Gill, Atul Bhatla, Daniel L. Eccleston, James L. Davies