Patents by Inventor Juan Carlos Mauras

Juan Carlos Mauras has filed for patents to protect the following inventions. This listing includes patent applications that are pending as well as patents that have already been granted by the United States Patent and Trademark Office (USPTO).

  • Patent number: 11094011
    Abstract: The methods and systems described herein can be used for proactively monitoring regulatory compliance within an order management system, and for providing a real-time or near real-time recommendation relating to a subgroup of information containing suspicious attributes of a trade before the trade is executed. As such, market abuse monitoring is integrated with the order management system to provide historical trade data, identify a subgroup of information containing the suspicious attributes, and provide an actionable and contextualized real-time or near real-time recommendation to a compliance officer or other appropriate individual, officer, or office. As such, potential market abuse can be prevented by, for example, a rejection of the trade. By providing proactive surveillance rather than reactive surveillance relating to potential market abuse, fines or other consequences are also prevented. As such, compliance is improved.
    Type: Grant
    Filed: January 25, 2018
    Date of Patent: August 17, 2021
    Assignee: FIDESSA TRADING UK LIMITED
    Inventors: Freddie Chiong, Kurt Erich Huhner, Adam Levy, Anthony J. Martinez, James J. Biancamano, Juan Carlos Mauras
  • Publication number: 20180211317
    Abstract: The methods and systems described herein can be used for proactively monitoring regulatory compliance within an order management system, and for providing a real-time or near real-time recommendation relating to a subgroup of information containing suspicious attributes of a trade before the trade is executed. As such, market abuse monitoring is integrated with the order management system to provide historical trade data, identify a subgroup of information containing the suspicious attributes, and provide an actionable and contextualized real-time or near real-time recommendation to a compliance officer or other appropriate individual, officer, or office. As such, potential market abuse can be prevented by, for example, a rejection of the trade. By providing proactive surveillance rather than reactive surveillance relating to potential market abuse, fines or other consequences are also prevented. As such, compliance is improved.
    Type: Application
    Filed: January 25, 2018
    Publication date: July 26, 2018
    Applicant: FIDESSA PLC
    Inventors: Freddie Chiong, Kurt Erich Huhner, Adam Levy, Anthony J. Martinez, James J. Biancamano, Juan Carlos Mauras