Patents by Inventor Mark DeNat

Mark DeNat has filed for patents to protect the following inventions. This listing includes patent applications that are pending as well as patents that have already been granted by the United States Patent and Trademark Office (USPTO).

  • Patent number: 7933827
    Abstract: Multiple securities processors each process attributable security interest messages generated by market participants. Each of these attributable security interest messages relates to a specific security chosen from a plurality of securities traded on the securities trading system, such that each individual security is assigned to one or more of the securities processors. An order routing system routes each attributable security interest message to one of the securities processors.
    Type: Grant
    Filed: July 25, 2002
    Date of Patent: April 26, 2011
    Assignee: The NASDAQ OMX Group, Inc.
    Inventors: James N. Richmann, Daniel F. Moore, John T. Hughes, Jr., Stuart Serkin, Timothy Vincent, Peter J. Martyn, Mark DeNat
  • Patent number: 7882010
    Abstract: A system for determining an opening price for products traded over a distributed, networked computer system, includes a plurality of workstations for entering orders for financial products into the distributed, networked computer system and a server computer coupled to the workstations for receiving the orders. The server computer determines when a time just prior to an official opening time for opening regular trading has been reached, and executes a server process that determines an opening price for the product. The server process identifies the oldest of interest at the most aggressive price on each side of the market and selects the older interest of the identified interest to designate as initial interest. The server process matches initial interest against all contra side interest.
    Type: Grant
    Filed: June 7, 2002
    Date of Patent: February 1, 2011
    Assignee: The NASDAQ OMX Group, Inc.
    Inventors: Daniel F. Moore, Timothy Vincent, Richard Justice, John T. Hughes, Jr., Eugene A. Ryan, Yek Kwong Eng, Mark Denat, Peter J. Martyn
  • Patent number: 7801795
    Abstract: A method for trading a security in an electronic market includes entering an order at a client station for executing against any market participant that can at least in part satisfy the order, and matching the entered order at a server system against interest in the market based on how the market participant participates in the market with a portion of the interest in the market being prioritized according to price priority among displayed quotes/orders of market makers, ECNs that do not charge a separate quote-access fee, and non-attributable agency orders of UTP Exchanges, and subsequently by displayed quotes/orders of ECNs that charge a separate quote-access fee, with the quotes/orders of the ECNs that charge a separate quote-access fee being ranked by the amount of the quote-access fee charged.
    Type: Grant
    Filed: October 18, 2002
    Date of Patent: September 21, 2010
    Assignee: The Nasdaq OMX Group, Inc.
    Inventors: Adam Nunes, Daniel F. Moore, Mark Denat, John Malitzis, Karen Peterson, Anna Ewing, Steven J. Randich, Richard G. Ketchum, Dean Furbush, Christopher Folkemer
  • Publication number: 20090030834
    Abstract: A system for determining an opening price for products traded over a distributed, networked computer system, includes a plurality of workstations for entering orders for financial products into the distributed, networked computer system and a server computer coupled to the workstations for receiving the orders. The server computer executes a server process that determines an opening price for the product. The server process identifies the oldest of interest at the most aggressive price on each side of the market and selects the older interest of the identified interest to designate as initial interest. The server process matches initial interest against all contra side interest.
    Type: Application
    Filed: July 29, 2008
    Publication date: January 29, 2009
    Inventors: Daniel F. Moore, Yek Eng, Mark DeNat, Michael Galus, Richard Justice, Bruce E. Friedman, John Hughes, Peter Martyn, Timothy Vincent
  • Patent number: 7406447
    Abstract: A system for determining an opening price for products traded over a distributed, networked computer system, includes a plurality of workstations for entering orders for financial products into the distributed, networked computer system and a server computer coupled to the workstations for receiving the orders. The server computer executes a server process that determines an opening price for the product. The server process identifies the oldest of interest at the most aggressive price on each side of the market and selects the older interest of the identified interest to designate as initial interest. The server process matches initial interest against all contra side interest.
    Type: Grant
    Filed: January 14, 2002
    Date of Patent: July 29, 2008
    Assignee: The NASDAQ OMX Group, Inc.
    Inventors: Daniel F. Moore, Yek Eng, Mark DeNat, Michael Galus, Richard Justice, Bruce E. Friedman, Timothy Vincent, John Hughes, Peter Martyn
  • Publication number: 20030229568
    Abstract: Multiple securities processors each process attributable security interest messages generated by market participants. Each of these attributable security interest messages relates to a specific security chosen from a plurality of securities traded on the securities trading system, such that each individual security is assigned to one or more of the securities processors. An order routing system routes each attributable security interest message to one of the securities processors.
    Type: Application
    Filed: July 25, 2002
    Publication date: December 11, 2003
    Inventors: James N. Richmann, Daniel F. Moore, John T. Hughes, Stuart Serkin, Timothy Vincent, Peter J. Martyn, Mark DeNat
  • Publication number: 20030229563
    Abstract: A system for determining an opening price for products traded over a distributed, networked computer system, includes a plurality of workstations for entering orders for financial products into the distributed, networked computer system and a server computer coupled to the workstations for receiving the orders. The server computer determines when a time just prior to an official opening time for opening regular trading has been reached, and executes a server process that determines an opening price for the product. The server process identifies the oldest of interest at the most aggressive price on each side of the market and selects the older interest of the identified interest to designate as initial interest. The server process matches initial interest against all contra side interest.
    Type: Application
    Filed: June 7, 2002
    Publication date: December 11, 2003
    Inventors: Daniel F. Moore, Timothy Vincent, Richard Justice, John T. Hughes, Eugene A. Ryan, Yek Kwong Eng, Mark Denat, Peter J. Martyn
  • Publication number: 20030135443
    Abstract: A system for determining an opening price for products traded over a distributed, networked computer system, includes a plurality of workstations for entering orders for financial products into the distributed, networked computer system and a server computer coupled to the workstations for receiving the orders. The server computer executes a server process that determines an opening price for the product. The server process identifies the oldest of interest at the most aggressive price on each side of the market and selects the older interest of the identified interest to designate as initial interest. The server process matches initial interest against all contra side interest.
    Type: Application
    Filed: January 14, 2002
    Publication date: July 17, 2003
    Inventors: Daniel F. Moore, Yek Eng, Mark DeNat, Michael Galus, Richard Justice, Bruce E. Friedman, Timothy Vincent, John Hughes, Peter Martyn
  • Publication number: 20030126066
    Abstract: A method for trading a security in an electronic market includes entering an order at a client station for executing against any market participant that can at least in part satisfy the order, and matching the entered order at a server system against interest in the market based on how the market participant participates in the market with a portion of the interest in the market being prioritized according to price priority among displayed quotes/orders of market makers, ECNs that do not charge a separate quote-access fee, and non-attributable agency orders of UTP Exchanges, and subsequently by displayed quotes/orders of ECNs that charge a separate quote-access fee, with the quotes/orders of the ECNs that charge a separate quote-access fee being ranked by the amount of the quote-access fee charged.
    Type: Application
    Filed: October 18, 2002
    Publication date: July 3, 2003
    Inventors: Adam Nunes, Daniel F. Moore, Mark Denat, John Malitzis, Karen Peterson, Anna Ewing, Steven J. Randich, Richard G. Ketchum, Dean Furbush, Christopher Folkemer
  • Publication number: 20010003179
    Abstract: A data processing system provides an interface with a securities exchange system over which securities are traded. The system allows a user to configure displays tailored for specific functions and to show displays for a particular security. The user may also view a display showing information about selected securities, monitor trade activity, participate in a trade, and report trades. In addition, a user may display information for a selected set of securities on a continuously updated basis and can easily select from a displayed list, a desired security and certain information and functions associated with the selected security.
    Type: Application
    Filed: January 23, 2001
    Publication date: June 7, 2001
    Applicant: The Nasdaq Stock Market, Inc.,
    Inventors: Peter Martyn, Mark DeNat, Diane Geberth Hall, Ira Slomowitz, Maureen Franke, Mei Pang, Edward Flynn, Michael Waldo, Pamela Sweet, Deane Coords
  • Patent number: 6195647
    Abstract: A data processing system provides an interface with a securities exchange system over which securities are traded. The system allows a user to configure displays tailored for specific functions and to show displays for a particular security. The user may also view a display showing information about selected securities, monitor trade activity, participate in a trade, and report trades. In addition, a user may display information for a selected set of securities on a continuously updated basis and can easily select from a displayed list, a desired security and certain information and functions associated with the selected security.
    Type: Grant
    Filed: September 26, 1996
    Date of Patent: February 27, 2001
    Assignee: The Nasdaq Stock Market, Inc.
    Inventors: Peter Martyn, Mark DeNat, Diane Geberth Hall, Ira Slomowitz, Maureen Franke, Mei Pang, Edward Flynn, Mike Waldo, Pam Sweet, Deane Coords