Patents by Inventor Mark Stadler Roberts

Mark Stadler Roberts has filed for patents to protect the following inventions. This listing includes patent applications that are pending as well as patents that have already been granted by the United States Patent and Trademark Office (USPTO).

  • METHOD OF CREATING AND MAINTAINING MULTI-MANAGER EXCHANGE TRADED FUNDS
    Publication number: 20210049697
    Abstract: Systems and methods for creating and maintaining multi-manager exchange traded funds. An embodiment of a method includes receiving a plurality of model portfolios, each created by a different portfolio manager and identifying a plurality of assets traded on a stock exchange. A portfolio composition file is created based at least in part on at least a portion of the model portfolios. The portfolio composition file identifies a set of constituent assets traded on the stock exchange. One or more authorized participants are authorized to trade the set of constituent assets for a creation unit of an exchange traded fund. The creation unit includes at least one share that is tradable on the stock exchange by both the authorized participant(s) and the investors.
    Type: Application
    Filed: November 2, 2020
    Publication date: February 18, 2021
    Inventors: Mark Stadler Roberts, Richard Frank Johnson, JR., Robert Kuharic, Joseph DeWayne Smith
  • Method of creating and maintaining multi-manager exchange traded funds
    Patent number: 10825091
    Abstract: Systems and methods for creating and maintaining multi-manager exchange traded funds. An embodiment of a method includes receiving a plurality of model portfolios, each created by a different portfolio manager and identifying a plurality of assets traded on a stock exchange. A portfolio composition file is created based at least in part on at least a portion of the model portfolios. The portfolio composition file identifies a set of constituent assets traded on the stock exchange. One or more authorized participants are authorized to trade the set of constituent assets for a creation unit of an exchange traded fund. The creation unit includes at least one share that is tradable on the stock exchange by both the authorized participant(s) and the investors.
    Type: Grant
    Filed: October 30, 2018
    Date of Patent: November 3, 2020
    Assignee: RUSSELL INVESTMENTS GROUP, LLC
    Inventors: Mark Stadler Roberts, Richard Frank Johnson, Jr., Robert Kuharic, Joseph DeWayne Smith
  • METHOD OF CREATING AND MAINTAINING MULTI-MANAGER EXCHANGE TRADED FUNDS
    Publication number: 20190066212
    Abstract: Systems and methods for creating and maintaining multi-manager exchange traded funds. An embodiment of a method includes receiving a plurality of model portfolios, each created by a different portfolio manager and identifying a plurality of assets traded on a stock exchange. A portfolio composition file is created based at least in part on at least a portion of the model portfolios. The portfolio composition file identifies a set of constituent assets traded on the stock exchange. One or more authorized participants are authorized to trade the set of constituent assets for a creation unit of an exchange traded fund. The creation unit includes at least one share that is tradable on the stock exchange by both the authorized participant(s) and the investors.
    Type: Application
    Filed: October 30, 2018
    Publication date: February 28, 2019
    Inventors: Mark Stadler Roberts, Richard Frank Johnson, Jr., Robert Kuharic, Joseph DeWayne Smith
  • METHOD OF CREATING AND MAINTAINING MULTI-MANAGER EXCHANGE TRADED FUNDS
    Publication number: 20130080352
    Abstract: Systems and methods for creating and maintaining multi-manager exchange traded funds. An embodiment of a method includes receiving a plurality of model portfolios, each created by a different portfolio manager and identifying a plurality of assets traded on a stock exchange. A portfolio composition file is created based at least in part on at least a portion of the model portfolios. The portfolio composition file identifies a set of constituent assets traded on the stock exchange. One or more authorized participants are authorized to trade the set of constituent assets for a creation unit of an exchange traded fund. The creation unit includes at least one share that is tradable on the stock exchange by both the authorized participant(s) and the investors.
    Type: Application
    Filed: August 1, 2012
    Publication date: March 28, 2013
    Applicant: Frank Russell Company
    Inventors: Mark Stadler Roberts, Richard Frank Johnson, JR., Robert Kuharic, Joseph DeWayne Smith