Patents by Inventor Morgan C. Hamm

Morgan C. Hamm has filed for patents to protect the following inventions. This listing includes patent applications that are pending as well as patents that have already been granted by the United States Patent and Trademark Office (USPTO).

  • Rules engine having user activated rules of selectable scope and selectable outcomes
    Publication number: 20140108222
    Abstract: Orders for execution of securities transactions and requests for asset movement are screened by a rules engine and may be automatically approved. The rules engine has rules which are user configurable. The rules may be configured to provide different outcomes, to provide a user selectable scope of application and to provide user selectable parameters. A transaction is processed against the rule set applicable thereto in order of increasing scope of the rules. That is, rules applicable to the account level are processed before rules applicable to the registered representative, office or firm. Individual broker-dealer firms may each configure rules applicable to their own firms independently of rules applicable to any other firm serviced by the rules engine.
    Type: Application
    Filed: June 4, 2013
    Publication date: April 17, 2014
    Inventors: Syed K. Quraishi, Morgan C. Hamm, Jorge Alfonso, Claire H. Santaniello
  • Rules engine having user activated rules of selectable scope and selectable outcomes
    Patent number: 8494948
    Abstract: Orders for execution of securities transactions and requests for asset movement are screened by a rules engine and may be automatically approved. The rules engine has rules which are user configurable. The rules may be configured to provide different outcomes, to provide a user selectable scope of application and to provide user selectable parameters. A transaction is processed against the rule set applicable thereto in order of increasing scope of the rules. That is, rules applicable to the account level are processed before rules applicable to the registered representative, office or firm. Individual broker-dealer firms may each configure rules applicable to their own firms independently of rules applicable to any other firm serviced by the rules engine.
    Type: Grant
    Filed: April 6, 2001
    Date of Patent: July 23, 2013
    Assignee: Pershing Investments, LLC
    Inventors: Syed K. Quraishi, Morgan C. Hamm, Jorge Alfonso, Claire H. Santaniello
  • Rules engine having user activated rules of selectable scope and selectable outcomes
    Publication number: 20030167219
    Abstract: Orders for execution of securities transactions and requests for asset movement are screened by a rules engine and may be automatically approved. The rules engine has rules which are user configurable. The rules may be configured to provide different outcomes, to provide a user selectable scope of application and to provide user selectable parameters. A transaction is processed against the rule set applicable thereto in order of increasing scope of the rules. That is, rules applicable to the account level are processed before rules applicable to the registered representative, office or firm. Individual broker-dealer firms may each configure rules applicable to their own firms independently of rules applicable to any other firm serviced by the rules engine.
    Type: Application
    Filed: April 6, 2001
    Publication date: September 4, 2003
    Inventors: Syed K. Quraishi, Morgan C. Hamm, Jorge Alfonso, Claire H. Santaniello