Patents by Inventor Paul Pepe

Paul Pepe has filed for patents to protect the following inventions. This listing includes patent applications that are pending as well as patents that have already been granted by the United States Patent and Trademark Office (USPTO).

  • Patent number: 7987129
    Abstract: A convertible financial instrument provides incentives to holders to keep the instruments outstanding so that issuers maintain flexibility and control over the maturity date of the instrument and the manner in which it is settled. The instrument may provide issuers with the ability to deduct an amount for tax purposes that approximates the true economic cost of the financial instrument. The instrument may contain a provision calling for contingent payments (which may include, for example, contingent interest, preferred distributions, contingent principal, dividends, and other pay-outs) to the holder in some circumstances, which may be based on formulae calculations. For example, this may occur when the trading value of the convertible instrument exceeds a pre-determined value such as, for example, a certain percentage of the accreted value of the convertible instrument, or, for example, another circumstance that may trigger a contingent payment may be when the price of another financial instrument (e.g.
    Type: Grant
    Filed: August 12, 2002
    Date of Patent: July 26, 2011
    Assignee: Bank of America Corporation
    Inventors: James R. Birle, Jr., David K. Dolan, Jeffrey N. Edwards, Yonathan Epelbaum, Frederick J. Fiddle, Emerson P. Jones, Stuart C. Kaperst, Todd K. Kaplan, Daniel Y. Kerstein, Dragomir K. Kolev, Richard P. Luciano, Thomas H. Patrick, Jr., Paul A. Pepe, Eric Steifman, Russell L. Stein, Brennan J. Warble, Richard J. Green, Robert A. Rudnick, Frank R. Strong
  • Patent number: 7979338
    Abstract: In a method for obtaining capital, a convertible or exchangeable financial instrument having an accreted value and that earns returns over a lifetime comprising at least a first and a second time period is offered. During a first time period, at least some of the returns earned are paid in cash. During a second time period all of the returns earned are accreted to the accreted value of the financial instrument. Returns may be earned during each period according to a rate associated with each period. The rate associated with each period may be fixed or variable and may be modified by one or more rate modifiers, such as a minimum or maximum rate. The financial instrument may include a provision describing how the instrument is serviced when the current value of a rate is negative.
    Type: Grant
    Filed: May 8, 2003
    Date of Patent: July 12, 2011
    Assignee: Bank of America Corporation
    Inventors: Frederick J. Fiddle, Stuart C. Kaperst, Prasanth Rao-Kathi, Paul A. Pepe, Russell L. Stein, Yonathan Epelbaum, Richard P. Luciano
  • Publication number: 20070270043
    Abstract: An electrical connector includes a dielectric housing having a mating end and a cavity extending from the mating end. The cavity is configured to receive a mating connector through the mating end. The electrical connector also includes a contact sub-assembly having an array of contacts. The contact sub-assembly is received in the housing such that each of the contacts are exposed within the cavity to engage the mating connector. Each of the contacts have a beam portion and a tail portion, and each tail portion includes a base section joined to a leg at a bend. The legs extend downward from the mating interfaces in a staggered pattern to form first and second sets of legs aligned in different first and second planes.
    Type: Application
    Filed: May 17, 2006
    Publication date: November 22, 2007
    Inventors: Paul Pepe, Linda Bert
  • Publication number: 20070254529
    Abstract: An electrical connector includes a dielectric housing having a cavity configured to receive a mating connector therein and a contact subassembly having an array of contacts. Each of the contacts define a mating interface configured to engage the mating connector, and each of the contacts have a beam portion extending downstream of the mating interface to a contact terminating end. Contact plates are arranged within the cavity, such that each of the contact plates engage a corresponding one of the contacts at the beam portion of the contacts.
    Type: Application
    Filed: April 26, 2006
    Publication date: November 1, 2007
    Inventors: Paul Pepe, Linda Bert, Ned Sigmon
  • Publication number: 20070212946
    Abstract: A receptacle assembly comprises a housing having front and rear ends. The front end receives a plug and the rear end accepts wire termination contacts. A circuit board has a plurality of contact holes and is held within the housing. A plurality of array contacts is arranged in a contact array within the housing. Each of the plurality of array contacts comprises a main section and a contact tail. The main section runs generally perpendicular to the circuit board. The contact tail has a first bend forming a first tail sub-section extending parallel to the circuit board and a second bend forming a second tail sub-section extending perpendicular to the circuit board. The second tail sub-section of each of the plurality of array contacts is received by one of the plurality of contact holes in the circuit board.
    Type: Application
    Filed: March 10, 2006
    Publication date: September 13, 2007
    Inventors: Linda Bert, Paul Pepe
  • Publication number: 20070141908
    Abstract: A connector includes a housing having a mating end, a wire receiving end and a longitudinal axis therethrough. The housing holds a plurality of contacts grouped in pairs and arranged about the axis. At least one shielding member is located within the housing. The at least one shielding member isolates each contact pair from an adjacent contact pair. An organizer is configured for attachment to the wire receiving end of the housing. The organizer defines a central opening that receives a plurality of signal wires. The organizer includes a plurality of wire guides arranged about the central opening. Each wire guide receives one of the signal wires.
    Type: Application
    Filed: February 15, 2007
    Publication date: June 21, 2007
    Inventors: Linda Bert, Sam Denovich, James Eberle, Ralph Martin, Michael Green, Paul Pepe
  • Patent number: 7219079
    Abstract: A convertible financial instrument provides incentives to holders to keep the instruments outstanding so that issuers maintain flexibility and control over the maturity date of the instrument and the manner in which it is settled. The instrument may provide issuers with the ability to deduct an amount for tax purposes that approximates the true economic cost of the financial instrument. The instrument may contain a provision calling for contingent payments (which may include, for example, contingent interest, preferred distributions, contingent principal, dividends, and other pay-outs) to the holder in some circumstances, which may be based on formulae calculations. For example, this may occur when the trading value of the convertible instrument exceeds a predetermined value such as, for example, a certain percentage of the accredited value of the convertible instrument, or, for example, another circumstance that may trigger a contingent payment may be when the price of another financial instrument (e.g.
    Type: Grant
    Filed: August 12, 2002
    Date of Patent: May 15, 2007
    Inventors: James R. Birle, Jr., David K Dolan, Jeffrey N. Edwards, Yonathan Epelbaum, Frederick J. Fiddle, Emerson P. Jones, Stuart C. Kaperst, Todd K. Kaplan, Daniel Y. Kerstein, Dragomir Kolev, Richard P. Luciano, Thomas H. Patrick, Jr., Paul A. Pepe, Eric Steifman, Russell L. Stein, Brennan J. Warble, Richard J. Green, Robert A Rudnick, Frank R Strong
  • Publication number: 20070047877
    Abstract: A yoke member is provided for selective insertion into a passage of a first-half housing portion of a connector interface assembly, wherein the first-half housing portion is selectively matable with a complementary second-half housing portion. The yoke member includes a base wall; a pair of side walls; and an intermediate wall disposed between the side walls. The base wall, the pair of side walls and the intermediate wall define a pair of channels. A fiber optic connector is selectively positionable within each channel of the yoke member.
    Type: Application
    Filed: August 26, 2005
    Publication date: March 1, 2007
    Inventor: Paul Pepe
  • Publication number: 20060246771
    Abstract: A duplex plug adapter module includes a dielectric housing having a forward end and a rearward wire receiving end. The housing is configured to be mechanically coupled to first and second signal cables. A contact is held within the housing. The contact has a forward mating end and a rearward wire terminating end. The housing includes a passageway that is configured to receive a sensor probe that is shared by the first and second signal cables. The contact is configured to interconnect the sensor probe and a sensor wire.
    Type: Application
    Filed: April 29, 2005
    Publication date: November 2, 2006
    Inventors: Paul Pepe, Danny Dollyhigh
  • Publication number: 20050266719
    Abstract: An interface module for collecting sensor signals at a cross connect block includes a circuit board having an upper side and an opposite lower side. The upper side is configured to receive a plurality of individual sensor signals. The lower side includes at least one connector that includes a plurality of contacts. The sensor signals are communicated to the plurality of contacts in a pre-determined pattern.
    Type: Application
    Filed: May 13, 2004
    Publication date: December 1, 2005
    Inventor: Paul Pepe
  • Publication number: 20050239339
    Abstract: A network interface adapter module includes a housing having a front interface end in a first contact format and a rear interface end in a second contact format that is different from the first contact format. The housing includes a plurality of front interface contacts. Each front interface contact is configured to mate with an insulation displacement contact (IDC) to receive a network sensor signal. A lead frame assembly is within the housing. The lead frame assembly interconnects each of the plurality of front interface contacts with a respective one of a plurality of receptacle contacts at the rear interface end.
    Type: Application
    Filed: April 27, 2004
    Publication date: October 27, 2005
    Inventor: Paul Pepe
  • Publication number: 20050215101
    Abstract: An electrical connector assembly is provided by an internal connector assembly having a housing with a latching structure which is latchable with a mating connector. The housing positions mating terminations in mating registration with a further electrical connector. An outer housing assembly is positioned over the inner connector housing and provides a sealed enclosure to the mating interface between the two electrical connectors. The inner housing assembly further includes a rotatable collar which, when rotated, has a cam surface, which deflects the locking latch of the internal connector housing, thereby disconnecting the two electrical connectors.
    Type: Application
    Filed: March 2, 2005
    Publication date: September 29, 2005
    Inventor: Paul Pepe
  • Publication number: 20050160025
    Abstract: A contingent convertible debt instrument contains a provision permitting conversion only if any of certain economically substantial contingencies is satisfied. For example there may be a provision that conversion is permitted only if the issuer's stock price reaches some price, defined as some predetermined price substantially higher than the conversion price, is reached. This contingent conversion trigger price may be 110% or 120% more of the conversion price. The debt instrument may be a negotiable long-term zero-coupon note, and a provision may be included that the number of underlying instruments issuable or deliverable at conversion or exchange is adjusted under certain circumstances (e.g., merger, acquisition, or formulae amounts). Corresponding methods and systems are employed for offering and servicing such financial instruments.
    Type: Application
    Filed: August 12, 2002
    Publication date: July 21, 2005
    Inventors: James Birle, Jeffrey Edwards, Yonathan Epelbaum, Frederick Fiddle, Emerson Jones, Stuart Kaperst, Todd Kaplan, Daniel Kerstein, Richard Luciano, Thomas Patrick Jr, Paul Pepe, Eric Steifman, Russell Stein, Brennan Warble, Richard Green
  • Publication number: 20050080706
    Abstract: A convertible financial instrument provides incentives to holders to keep the instruments outstanding so that issuers maintain flexibility and control over the maturity date of the instrument and the manner in which it is settled. The instrument may provide issuers with the ability to deduct an amount for tax purposes that approximates the true economic cost of the financial instrument. The instrument may contain a provision calling for contingent payments (which may include, for example, contingent interest, preferred distributions, contingent principal, dividends, and other pay-outs) to the holder in some circumstances, which may be based on formulae calculations. For example, this may occur when the trading value of the convertible instrument exceeds a predetermined value such as, for example, a certain percentage of the accreted value of the convertible instrument, or, for example, another circumstance that may trigger a contingent payment may be when the price of another financial instrument (e.g.
    Type: Application
    Filed: August 12, 2002
    Publication date: April 14, 2005
    Inventors: James Birle,, David Dolan, Jeffrey Edwards, Yonathan Epelbaum, Frederick Fiddle, Emerson Jones, Stuart Kaperst, Todd Kaplan, Daniel Kerstein, Dragomir Kolev, Richard Luciano, Thomas Patrick Jr, Paul Pepe, Eric Steifman, Russell Stein, Brennan Warble, Richard Green, Robert Rudnick, Frank Strong
  • Publication number: 20050055293
    Abstract: Systems and methods for offering and servicing financial instruments (101) creates a way for issuers to offer financial instruments (101) that are accretive to earnings regardless of the Price/Earnings ratio. Specifically, the present invention provides systems and methods for offering and servicing convertible or exchangeable contingent conversion financial instruments.
    Type: Application
    Filed: August 12, 2002
    Publication date: March 10, 2005
    Inventors: James Birle, Jeffrey Edwards, Yonathan Epelbaum, Frederick Fiddle, Emerson Jones, Stuart Kaperst, Todd Kaplan, Daniel Kerstein, Richard Luciano, Thomas Patrick, Paul Pepe, Eric Steifman, Russell Stein, Brennan Warble, Richard Green
  • Publication number: 20040006520
    Abstract: Methods and systems for offering and servicing financial instruments create a way for issuers to offer financial instruments with incentives to holders to not voluntarily convert or redeem such instruments so that issuers maintain greater flexibility and control over the maturity date of the instrument and the manner in which it is settled. Additionally, some embodiments of this invention provide issuers of convertible and exchangeable financial instruments with the ability to deduct an amount for tax purposes that approximates the true economic cost of the financial instrument.
    Type: Application
    Filed: August 12, 2002
    Publication date: January 8, 2004
    Inventors: James R. Birle, David K. Dolan, Jeffrey N. Edwards, Yonathan Epelbaum, Frederick J. Fiddle, Emerson P. Jones, Stuart C. Kaperst, Todd K. Kaplan, Daniel Y. Kerstein, Dragomir K. Kolev, Richard P. Luciano, Thomas H. Patrick, Paul A. Pepe, Eric Steifman, Russell L. Stein, Brennan J. Warble, Richard J. Green
  • Publication number: 20030135446
    Abstract: A contingent convertible debt instrument contains a provision permitting conversion only if any of certain economically substantial contingencies is satisfied. For example there may be a provision that conversion is permitted only if the issuer's stock price reaches some price, defined as some predetermined price substantially higher than the conversion price, is reached. This contingent conversion trigger price may be 110% or 120% more of the conversion price. The debt instrument may be a negotiable long-term zero-coupon note, and a provision may be included that the number of underlying instruments issuable or deliverable at conversion or exchange is adjusted under certain circumstances (e.g., merger, acquisition, or formulae amounts). Corresponding methods and systems are employed for offering and servicing such financial instruments.
    Type: Application
    Filed: August 12, 2002
    Publication date: July 17, 2003
    Inventors: James R. Birle, Jeffrey N. Edwards, Yonathan Epelbaum, Frederick J. Fiddle, Emerson P. Jones, Stuart C. Kaperst, Todd K. Kaplan, Daniel Y. Kerstein, Richard P. Luciano, Thomas H. Patrick, Paul A. Pepe, Eric Steifman, Russell L. Stein, Brennan J. Warble, Richard J. Green
  • Publication number: 20030135436
    Abstract: Systems and methods for offering and servicing financial instruments creates a way for issuers to offer financial instruments that are accretive to earnings regardless of the Price/Earnings ratio. Specifically, the present invention provides systems and methods for offering and servicing convertible or exchangeable contingent conversion financial instruments.
    Type: Application
    Filed: August 12, 2002
    Publication date: July 17, 2003
    Inventors: James R. Birle, Jeffrey N. Edwards, Yonathan Epelbaum, Frederick J. Fiddle, Emerson P. Jones, Stuart C. Kaperst, Todd K. Kaplan, Daniel Y. Kerstein, Richard P. Luciano, Thomas H. Patrick, Paul A. Pepe, Eric Steifman, Russell L. Stein, Brennan J. Warble, Richard J. Green
  • Publication number: 20030130941
    Abstract: A convertible financial instrument provides incentives to holders to keep the instruments outstanding so that issuers maintain flexibility and control over the maturity date of the instrument and the manner in which it is settled. The instrument may provide issuers with the ability to deduct an amount for tax purposes that approximates the true economic cost of the financial instrument. The instrument may contain a provision calling for contingent payments (which may include, for example, contingent interest, preferred distributions, contingent principal, dividends, and other pay-outs) to the holder in some circumstances, which may be based on formulae calculations. For example, this may occur when the trading value of the convertible instrument exceeds a pre-determined value such as, for example, a certain percentage of the accreted value of the convertible instrument, or, for example, another circumstance that may trigger a contingent payment may be when the price of another financial instrument (e.g.
    Type: Application
    Filed: August 12, 2002
    Publication date: July 10, 2003
    Inventors: James R. Birle, David K. Dolan, Jeffrey N. Edwards, Yonathan Epelbaum, Frederick J. Fiddle, Emerson P. Jones, Stuart C. Kaperst, Todd K. Kaplan, Daniel Y. Kerstein, Dragomir Kolev, Richard P. Luciano, Thomas H. Patrick, Paul A. Pepe, Eric Steifman, Russell L. Stein, Brennan J. Warble, Richard J. Green, Robert Rudnick, Frank R. Strong