Abstract: The disclosure relates to an integrated platform for obtaining and managing information and documents relating to regulatory compliance, determining compliance obligations and compliance actions, graphically providing representations of and/or tools for facilitating such compliance, including historical, current and future compliance requirements of municipal bonds and other securities and associated information.

Abstract: The disclosure relates to an integrated platform for obtaining and managing information and documents relating to regulatory compliance, determining compliance obligations and compliance actions, graphically providing representations of and/or tools for facilitating such compliance, including historical, current and future compliance requirements of municipal bonds and other securities and associated information.

Abstract: Systems and methods to facilitate record retention and compliance requirements mandated by law, rules or regulations, company policy, or other guidance for maintaining records using electronic storage systems is herein described. The systems and methods may facilitate tracking and documenting of relevant municipal bond activities (e.g., use of proceeds of the bond, use of bond financed facilities, etc.) by bond issue; determining when compliance-related calculations need to be made over the life of the bond; making the necessary calculations in a timely manner; collecting, organizing and maintaining information to support the calculations; storing documents to support the information and calculations; determining if the calculated results indicate that the use of proceeds are in compliance; making filings; and generating alerts and/or notices and/or taking other actions relating to compliance requirements.

Abstract: The disclosure relates to an integrated platform for obtaining and managing information and documents relating to regulatory compliance, determining compliance obligations and compliance actions, graphically providing representations of and/or tools for facilitating such compliance, including historical, current and future compliance requirements of municipal bonds and other securities and associated information.

Abstract: A system and method that enables a financial institution managing a money market fund to meet the requirements of SEC Rule 2a-7. The system and method may enable an issuer of an instrument or security to provide information to investors that are regulated by SEC Rule 2a-7, in such a manner that the instrument or security of the issuer may be purchased and held by money market funds. This includes enabling the money market fund to verify that one or more securities issued by one or more issuers meet the three of the basic requirements of the Rule, namely (1) portfolio maturity, (2) portfolio quality, and (3) portfolio diversification.

Abstract: A system and method that enables a financial institution managing a money market fund to meet the requirements of SEC Rule 2a-7. The system and method may enable an issuer of an instrument or security to provide information to investors that are regulated by SEC Rule 2a-7, in such a manner that the instrument or security of the issuer may be purchased and held by money market funds. This includes enabling the money market fund to verify that one or more securities issued by one or more issuers meet the three of the basic requirements of the Rule, namely (1) portfolio maturity, (2) portfolio quality, and (3) portfolio diversification.

Abstract: Systems and methods to facilitate record retention and compliance requirements mandated by law, rules or regulations, company policy, or other guidance for maintaining records using electronic storage systems is herein described. The systems and methods may facilitate tracking and documenting of relevant municipal bond activities (e.g., use of proceeds of the bond, use of bond financed facilities, etc.) by bond issue; determining when compliance-related calculations need to be made over the life of the bond; making the necessary calculations in a timely manner; collecting, organizing and maintaining information to support the calculations; storing documents to support the information and calculations; determining if the calculated results indicate that the use of proceeds are in compliance; making filings; and generating alerts and/or notices and/or taking other actions relating to compliance requirements.