Patents by Inventor Robert A. Waghorne

Robert A. Waghorne has filed for patents to protect the following inventions. This listing includes patent applications that are pending as well as patents that have already been granted by the United States Patent and Trademark Office (USPTO).

  • Patent number: 7797221
    Abstract: A proprietary position display process includes an ask-side display process for displaying, in a multi-column format, an ask-side entry for a specific security that is offered for sale by a market participant on a securities market. This ask-side entry includes a market participant identifier, a lot size, a reserve size, and an ask price. A bid-side display process displays, in a multi-column format, a bid-side entry for the specific security that is sought for purchase by a market participant on a securities market. This bid-side entry includes a market participant identifier, a lot size, a reserve size, and a bid price. The bid-side display process is configured to display the bid-side entry such that it is essentially a mirror image of the ask-side entry.
    Type: Grant
    Filed: November 14, 2002
    Date of Patent: September 14, 2010
    Assignee: The NASDAQ OMX Group, Inc.
    Inventors: Christopher Kokis, Robert A. Waghorne, Peter J. Martyn, Charis Yang
  • Publication number: 20030233314
    Abstract: A montage display process includes an ask-side display process for displaying, in a multi-column format, an ask-side entry for a specific security that is offered for sale by a market participant on a securities market. This ask-side entry includes a market participant identifier, a lot size, and an ask price. A bid-side display process displays, in a multi-column format, a bid-side entry for the specific security that is wanted for purchase by a market participant on a securities market. This bid-side entry includes a market participant identifier, a lot size, and a bid price. The bid-side display process is configured to display the bid-side entry such that it is essentially a mirror image of the ask-side entry.
    Type: Application
    Filed: November 14, 2002
    Publication date: December 18, 2003
    Inventors: Christopher Kokis, Robert A. Waghorne, Gene A. Ryan, Natalya Okunev
  • Publication number: 20030172024
    Abstract: A market participant profiling process includes a parameter specification process that allows a market participant to define one or more default order processing parameters. A default parameter application process applies the default order processing parameters to all future orders entered by the market participant.
    Type: Application
    Filed: November 14, 2002
    Publication date: September 11, 2003
    Inventors: Christopher Kokis, Robert A. Waghorne, Peter J. Martyn, Natalya Okunev
  • Publication number: 20030172023
    Abstract: A proprietary position display process includes an ask-side display process for displaying, in a multi-column format, an ask-side entry for a specific security that is offered for sale by a market participant on a securities market. This ask-side entry includes a market participant identifier, a lot size, a reserve size, and an ask price. A bid-side display process displays, in a multi-column format, a bid-side entry for the specific security that is sought for purchase by a market participant on a securities market. This bid-side entry includes a market participant identifier, a lot size, a reserve size, and a bid price. The bid-side display process is configured to display the bid-side entry such that it is essentially a mirror image of the ask-side entry.
    Type: Application
    Filed: November 14, 2002
    Publication date: September 11, 2003
    Inventors: Christopher Kokis, Robert A. Waghorne, Peter J. Martyn, Charis Yang
  • Publication number: 20030154148
    Abstract: An aggregated display process includes a display process for displaying, in a multicolumn format, an entry for a specific security that is sought for purchase or offered for sale by a market participant on a securities market. These entries, which can be bid-side entries or ask-side entries, each include a market participant identifier, a lot size, and a bid or ask price. The display process includes a tabular display process for simultaneously displaying multiple entries in a table. An aggregate calculation process generates an aggregate value for a specific entry. This aggregate value is equal to the lot size of the specific entry summed with the lot sizes of all preceding entries included in the table.
    Type: Application
    Filed: November 14, 2002
    Publication date: August 14, 2003
    Inventors: Christopher Kokis, Robert A. Waghorne
  • Publication number: 20030154157
    Abstract: A securities order execution process includes an aggregated display process for displaying one or more groups of shares of a specific security that are traded on a securities market within a desired price range. A user selection process allows a market participant to select one or more of these groups of shares, thus generating a group of selected shares. A user order execution process executes an order concerning the group of selected shares.
    Type: Application
    Filed: November 14, 2002
    Publication date: August 14, 2003
    Inventors: Christopher Kokis, Robert A. Waghorne