Patents by Inventor Roger E. Kiger

Roger E. Kiger has filed for patents to protect the following inventions. This listing includes patent applications that are pending as well as patents that have already been granted by the United States Patent and Trademark Office (USPTO).

  • System and Method for Management of Financial Advisor Records
    Publication number: 20130036073
    Abstract: An interactive system for managing records of a financial advisor by a service provider on behalf of the financial advisor. The system includes a financial advisor management application that provides a user interface displayed on the financial advisor computer, which receives, stores, and provides information regarding clients, the financial advisor and the financial advisor practice via multiple system tools. One system tool, in particular, the regulatory compliance tool, monitors the information and creates and stores client files for complying with various financial audit requirements.
    Type: Application
    Filed: October 9, 2012
    Publication date: February 7, 2013
    Inventor: Roger E. Kiger