Patents by Inventor Stephen E. Abbey

Stephen E. Abbey has filed for patents to protect the following inventions. This listing includes patent applications that are pending as well as patents that have already been granted by the United States Patent and Trademark Office (USPTO).

  • Publication number: 20100125481
    Abstract: The invention relates, in various aspects, to systems, methods, and computer readable media suited for enabling partial owners of wholesale broker dealers to participate in providing investment products. Reports of wholesale fees received by and expenses incurred by a wholesale broker-dealer, in relation to wholesale support services for investment products, are stored. The wholesale support services are provided to registered representatives of a separate retail broker-dealer who are affiliated with the partial owners. The wholesale fees and expenses are allocated among the partial owners. A distribution is determined and effected for each partial owner based on a difference between the wholesale fees and the expenses allocated to the respective partial owner.
    Type: Application
    Filed: November 18, 2008
    Publication date: May 20, 2010
    Applicant: Hartford Fire Insurance Company
    Inventors: John F. Kennedy, Stephen E. Abbey, Diana K. Benken, Richard E. Cady, Jennifer Anne Como, William D. Wilcox