Abstract: Techniques are described for using a distributed ledger system (DLS) to manage transactions such as the trading of assets between entities. In some implementations, a platform provides a mechanism in which multiple institutions can participate in a dark pool for trading assets. The platform employs a DLS to support a dark pool that provides data privacy to the participating institutions, anonymity to the trading entities, data security, immutability, and transparency for auditing and regulatory compliance. Through a dark pool supported by a DLS, multiple institutions can benefit from a shared dark pool, thus increasing the number of parties who can participate in the trading activities, increasing the quantity of assets available to be traded, and increasing the likelihood of matching seller(s) to buyer for a particular trade. The DLS ensures that the information in the dark pool is kept secure and confidential, through homomorphic encryption and/or zero knowledge proof.

Abstract: The present invention is directed toward a system and method that facilitates investment account transfers where the time standard for reliably accomplishing a transfer may be decreased. A system for facilitating investment account transfers includes an administrator, a rules engine, a service case manager, and a messaging engine. The administrator is configured to receive a transfer request and to initiate a transfer case. The administrator is also configured to cooperate with a rules engine to facilitate management of the transfer case in accordance with a set of business rules. Cooperating with the rules engine, the administrator is configured to initiate service cases comprising business process instructions which, when executed, advance the progress of the transfer case. A service case manager is configured to receive service cases from the administrator, and to perform the specific business processes specified therein.

Abstract: The present invention is directed toward a system and method that facilitates investment account transfers where the time standard for reliably accomplishing a transfer may be decreased. A system for facilitating investment account transfers includes an administrator, a rules engine, a service case manager, and a messaging engine. The administrator is configured to receive a transfer request and to initiate a transfer case. The administrator is also configured to cooperate with a rules engine to facilitate management of the transfer case in accordance with a set of business rules. Cooperating with the rules engine, the administrator is configured to initiate service cases comprising business process instructions which, when executed, advance the progress of the transfer case. A service case manager is configured to receive service cases from the administrator, and to perform the specific business processes specified therein.

Abstract: The present invention is directed toward a system and method that facilitates investment account transfers where the time standard for reliably accomplishing a transfer may be decreased. A system for facilitating investment account transfers includes an administrator, a rules engine, a service case manager, and a messaging engine. The administrator is configured to receive a transfer request and to initiate a transfer case. The administrator is also configured to cooperate with a rules engine to facilitate management of the transfer case in accordance with a set of business rules. Cooperating with the rules engine, the administrator is configured to initiate service cases comprising business process instructions which, when executed, advance the progress of the transfer case. A service case manager is configured to receive service cases from the administrator, and to perform the specific business processes specified therein.