Patents by Inventor Wayne Guidotti

Wayne Guidotti has filed for patents to protect the following inventions. This listing includes patent applications that are pending as well as patents that have already been granted by the United States Patent and Trademark Office (USPTO).

  • Information, document, and compliance management for financial professionals, clients, and supervisors
    Patent number: 7873557
    Abstract: A method and system for integrating and managing information, documents, and compliance among financial professionals, financial professional clients, and financial professional supervisors. The method and system of the invention considers all information necessary for a financial professional to run their business and includes information relevant to the client and supervisor. This information includes full information management, electronic file management, compliance management, broker/dealer oversight, portfolio management, calendar management, and communications management. This information is presented to the financial professional, client, and supervisor in distinct yet integrated modules. Additionally, the method and system of the present invention offers tools for the financial professional, client, and supervisor that are relevant to their respective needs.
    Type: Grant
    Filed: February 28, 2008
    Date of Patent: January 18, 2011
    Inventors: Aaron Guidotti, Wayne Guidotti, John Guidotti
  • INFORMATION, DOCUMENT, AND COMPLIANCE MANAGEMENT FOR FINANCIAL PROFESSIONALS, CLIENTS, AND SUPERVISORS
    Publication number: 20080270316
    Abstract: A method and system for integrating and managing information, documents, and compliance among financial professionals, financial professional clients, and financial professional supervisors. The method and system of the invention considers all information necessary for a financial professional to run their business and includes information relevant to the client and supervisor. This information includes full information management, electronic file management, compliance management, broker/dealer oversight, portfolio management, calendar management, and communications management. This information is presented to the financial professional, client, and supervisor in distinct yet integrated modules. Additionally, the method and system of the present invention offers tools for the financial professional, client, and supervisor that are relevant to their respective needs.
    Type: Application
    Filed: February 28, 2008
    Publication date: October 30, 2008
    Inventors: Aaron Guidotti, Wayne Guidotti, John Guidotti