Apparatus and methods for dilating and modifying ostia of paranasal sinuses and other intranasal or paranasal structures
Sinusitis and other disorders of the ear, nose and throat are diagnosed and/or treated using minimally invasive approaches with flexible or rigid instruments. Various methods and devices are used for remodeling or changing the shape, size or configuration of a sinus ostium or duct or other anatomical structure in the ear, nose or throat; implanting a device, cells or tissues; removing matter from the ear, nose or throat; delivering diagnostic or therapeutic substances or performing other diagnostic or therapeutic procedures. Introducing devices (e.g., guide catheters, tubes, guidewires, elongate probes, other elongate members) may be used to facilitate insertion of working devices (e.g. catheters e.g. balloon catheters, guidewires, tissue cutting or remodeling devices, devices for implanting elements like stents, electrosurgical devices, energy emitting devices, devices for delivering diagnostic or therapeutic agents, substance delivery implants, scopes etc.) into the paranasal sinuses or other structures in the ear, nose or throat.
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This application is a continuation-in-part of copending U.S. patent application Ser. No. 10/829,917 entitled “Devices, Systems and Methods for Diagnosing and Treating Sinusitis and Other Disorders of the Ears, Nose and/or Throat” filed on Apr. 21, 2004, the entire disclosure of which is expressly incorporated herein by reference.
FIELD OF THE INVENTIONThe present invention relates generally to medical devices and methods and more particularly to minimally invasive, devices, systems and methods for treating sinusitis and other ear, nose & throat disorders.
BACKGROUNDThe nose is responsible for warming, humidifying and filtering inspired air and for conserving heat and moisture from expired air. The nose is formed mainly of cartilage, bone, mucous membranes and skin.
The bones in the nose contain a series of cavities known as paranasal sinuses that are connected by passageways. The paranasal sinuses include frontal sinuses, ethmoid sinuses, sphenoid sinuses and maxillary sinuses. The paranasal sinuses are lined with mucous-producing epithelial tissue and ultimately opening into the nasal cavity. Normally, mucous produced by the epithelial tissue slowly drains out of each sinus through an opening known as an ostium. If the epithelial tissue of one of these passageways becomes inflamed for any reason, the cavities which drain through that passageway can become blocked. This blockage can be periodic (resulting in episodes of pain) or chronic. This interference with drainage of mucous (e.g., occlusion of a sinus ostium) can result in mucosal congestion within the paranasal sinuses. Chronic mucosal congestion of the sinuses can cause damage to the epithelium that lines the sinus with subsequent decreased oxygen tension and microbial growth (e.g., a sinus infection).
Sinusitis:
The term “sinusitis” refers generally to any inflammation or infection of the paranasal sinuses caused by bacteria, viruses, fungi (molds), allergies or combinations thereof. It has been estimated that chronic sinusitis (e.g., lasting more than 3 months or so) results in 18 million to 22 million physician office visits per year in the United States.
Patients who suffer from sinusitis typically experience at least some of the following symptoms:
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- headaches or facial pain
- nasal congestion or post-nasal drainage
- difficulty breathing through one or both nostrils
- bad breath
- pain in the upper teeth
Thus, one of the ways to treat sinusitis is by restoring the lost mucous flow. The initial therapy is drug therapy using anti-inflammatory agents to reduce the inflammation and antibiotics to treat the infection. A large number of patients do not respond to drug therapy. Currently, the gold standard for patients with chronic sinusitis that do not respond to drug therapy is a corrective surgery called Functional Endoscopic Sinus Surgery.
Current and Proposed Procedures for Sinus Treatment
Functional Endoscopic Sinus Surgery
In FESS, an endoscope is inserted into the nose and, under visualization through the endoscope, the surgeon may remove diseased or hypertrophic tissue or bone and may enlarge the ostia of the sinuses to restore normal drainage of the sinuses. FESS procedures are typically performed with the patient under general anesthesia.
Although FESS continues to be the gold standard therapy for surgical treatment of severe sinus disease, FESS does have several shortcomings. For example, FESS can cause significant post-operative pain. Also, some FESS procedures are associated with significant postoperative bleeding and, as a result, nasal packing is frequently placed in the patient's nose for some period of time following the surgery. Such nasal packing can be uncomfortable and can interfere with normal breathing, eating, drinking etc. Also, some patients remain symptomatic even after multiple FESS surgeries. Additionally, some FESS procedures are associated with risks of iatrogenic orbital, intracranial and sinonasal injury. Many otolaryngologists consider FESS an option only for patients who suffer from severe sinus disease (e.g., those showing significant abnormalities under CT scan). Thus, patients with less severe disease may not be considered candidates for FESS and may be left with no option but drug therapy. One of the reasons why FESS procedures can be bloody and painful relates to the fact that instruments having straight, rigid shafts are used. In order to target deep areas of the anatomy with such straight rigid instrumentation, the physician needs to resect and remove or otherwise manipulate any anatomical structures that may lie in the direct path of the instruments, regardless of whether those anatomical structures are part of the pathology.
Balloon Dilation Based Sinus Treatment
Methods and devices for sinus intervention using dilating balloons have been disclosed in U.S. Pat. No. 2,525,183 (Robison) and United States Patent Publication No. 2004/0064150 A1 (Becker). For example, U.S. Pat. No. 2,525,183 (Robison) discloses an inflatable pressure device which can be inserted following sinus surgery and inflated within the sinus. The patent does not disclose device designs and methods for flexibly navigating through the complex nasal anatomy to access the natural ostia of the sinuses. The discussion of balloon materials is also fairly limited to thin flexible materials like rubber which are most likely to be inadequate for dilating the bony ostia of the sinus.
United States patent publication No. 2004/0064150 A1 (Becker) discloses balloon catheters formed of a stiff hypotube to be pushed into a sinus. The balloon catheters have a stiff hypotube with a fixed pre-set angle that enables them to be pushed into the sinus. In at least some procedures wherein it is desired to position the balloon catheter in the ostium of a paranasal sinus, it is necessary to advance the balloon catheter through complicated or tortuous anatomy in order to properly position the balloon catheter within the desired sinus ostium. Also, there is a degree of individual variation in the intranasal and paranasal anatomy of human beings, thus making it difficult to design a stiff-shaft balloon catheter that is optimally shaped for use in all individuals. Indeed, rigid catheters formed of hypotubes that have pre-set angles cannot be easily adjusted by the physician to different shapes to account for individual variations in the anatomy. In view of this, the Becker patent application describes the necessity of having available a set of balloon catheters, each having a particular fixed angle so that the physician can select the appropriate catheter for the patient's anatomy. The requirement to test multiple disposable catheters for fit is likely to be very expensive and impractical. Moreover, if such catheter are disposable items (e.g., not sterilizable and reusable) the need to test and discard a number of catheters before finding one that has the ideal bend angle could be rather expensive.
Thus, although the prior art discloses the use of dilating balloons for sinus treatments, it does not disclose the various means for navigation through the complex anatomy without significant manipulation of non-pathogenic anatomical regions that obstruct direct access to the sinus openings. Further, the prior art only discloses balloons of relatively simple shapes or materials for dilating sinus openings. Further, this art does not sufficiently elaborate beyond endoscopy on other means for imaging or tracking the position of such devices within the sinus anatomy.
Thus, there is a need for new devices and methods for easily navigating the complex anatomy of the nasal cavities and paranasal sinuses and for treating disorders of the paranasal sinuses with minimal complications due to individual variations in anatomy and causing minimal trauma to or disruption of anatomical structures that are not pathogenic.
SUMMARY OF THE INVENTIONIn general, the present invention provides methods, devices and systems for diagnosing and/or treating sinusitis or other conditions of the ear, nose or throat.
In accordance with the present invention, there are provided methods wherein one or more flexible or rigid elongate devices as described herein are inserted in to the nose, nasopharynx, paranasal sinus, middle ear or associated anatomical passageways to perform an interventional or surgical procedure. Examples of procedures that may be performed using these flexible catheters or other flexible elongate devices include but are not limited to: remodeling or changing the shape, size or configuration of a sinus ostium or other anatomical structure that affects drainage from one or more paranasal sinuses; cutting, ablating, debulking, cauterizing, heating, freezing, lasing, forming an osteotomy or trephination in or otherwise modifying bony or cartilaginous tissue within paranasal sinus or elsewhere within the nose; removing puss or aberrant matter from the paranasal sinus or elsewhere within the nose; scraping or otherwise removing cells that line the interior of a paranasal sinus; delivering contrast medium; delivering a therapeutically effective amount of a therapeutic substance; implanting a stent, tissue remodeling device, substance delivery implant or other therapeutic apparatus; cutting, ablating, debulking, cauterizing, heating, freezing, lasing, dilating or otherwise modifying tissue such as nasal polyps, abberant or enlarged tissue, abnormal tissue, etc.; grafting or implanting cells or tissue; reducing, setting, screwing, applying adhesive to, affixing, decompressing or otherwise treating a fracture; delivering a gene or gene therapy preparation; removing all or a portion of a tumor; removing a polyp; delivering histamine, an allergen or another substance that causes secretion of mucous by tissues within a paranasal sinus to permit assessment of drainage from the sinus; implanting a cochlear implant or indwelling hearing aid or amplification device, etc.
Still further in accordance with the invention, there are provided devices and systems for performing some or all of the procedures described herein. Introducing devices may be used to facilitate insertion of working devices (e.g. catheters e.g. balloon catheters, tissue cutting or remodeling devices, guidewires, devices for implanting elements like stents, electrosurgical devices, energy emitting devices, devices for delivering diagnostic or therapeutic agents, substance delivery implants, scopes etc) into the paranasal sinuses and other structures in the ear, nose or throat.
Still further in accordance with the invention, there are provided apparatus and methods for navigation and imaging of the interventional devices within the sinuses using endoscopic including stereo endoscopic, fluoroscopic, ultrasonic, radiofrequency localization, electromagnetic, magnetic and other radiative energy based modalities. These imaging and navigation technologies may also be referenced by computer directly or indirectly to pre-existing or simultaneously created 3-D or 2-D data sets which help the doctor place the devices within the appropriate region of the anatomy.
Further aspects, details and embodiments of the present invention will be understood by those of skill in the art upon reading the following detailed description of the invention and the accompanying drawings.
BRIEF DESCRIPTION OF THE DRAWINGS
FIGS. 2Y through 2AC are partial coronal sectional views through a human head showing various steps of a method for treating a mucocele in a frontal sinus.
FIGS. 5Q and 5Q′ shows a perspective view of a balloon catheter device comprising a balloon with a reinforcing braid attached on the external surface of the balloon.
FIGS. 5U through 5AB show perspective and sectional views of various embodiments of balloon catheters having sensors mounted thereon or therein.
The following detailed description, the accompanying drawings and the above-set-forth Brief Description of the Drawings are intended to describe some, but not necessarily all, examples or embodiments of the invention. The contents of this detailed description do not limit the scope of the invention in any way.
A number of the drawings in this patent application show anatomical structures of the ear, nose and throat. In general, these anatomical structures are labeled with the following reference letters:
It is to be appreciated that the devices and methods of the present invention relate to the accessing and dilation or modification of sinus ostia or other passageways within the ear nose and throat. These devices and methods may be used alone or may be used in conjunction with other surgical or non-surgical treatments, including but not limited to the delivery or implantation of devices and drugs or other substances as described in copending U.S. patent application Ser. No. 10/912,578 entitled Implantable Devices and Methods for Delivering Drugs and Other Substances to Treat Sinusitis and Other Disorders filed on Aug. 4, 2004, the entire disclosure of which is expressly incorporated herein by reference.
FIGS. 2Y through 2AC are partial coronal sectional views through a human head showing various steps of a method for treating a mucocele in a frontal sinus. In
The methods disclosed herein may also comprise the step of cleaning or lavaging anatomy within the nose, paranasal sinus, nasopharynx or nearby structures including but not limited to irrigating and suctioning. The step of cleaning the target anatomy can be performed before or after a diagnostic or therapeutic procedure.
The methods of the present invention may also include one or more preparatory steps for preparing the nose, paranasal sinus, nasopharynx or nearby structures for the procedure, such as spraying or ravaging with a vasoconstricting agent (e.g., 0.025-0.5% phenylephyrine or Oxymetazoline hydrochloride (Neosynephrine or Afrin) to cause shrinkage of the nasal tissues, an antibacterial agent (e.g., provodine iodine (Betadine), etc. to cleanse the tissues, etc.
In the methods illustrated so far, balloon catheters were used only as an example for the several alternate working devices that could be used with this invention.
Several other designs of the working device may also be used including but not limited to cutters, chompers, rotating drills, rotating blades, tapered dilators, punches, dissectors, burs, non-inflating mechanically expandable members, high frequency mechanical vibrators, radiofrequency ablation devices, microwave ablation devices, laser devices (e.g. CO2, Argon, potassium titanyl phosphate, Holmium:YAG and Nd:YAG laser devices), snares, biopsy tools, scopes and devices that introduce diagnostic or therapeutic agents.
The balloons disclosed herein can be fabricated from biocompatible materials including but not limited to polyethylene terephthalate, Nylon, polyurethane, polyvinyl chloride, crosslinked polyethylene, polyolefins, HPTFE, HPE, HDPE, LDPE, EPTFE, block copolymers, latex and silicone. The balloons disclosed herein can be fabricated by a variety of fabrication methods including but not limited to molding, blow molding, dipping, extruding etc.
The balloons disclosed herein can be inflated with a variety of inflation media including but not limited to saline, water, air, radiographic contrast materials, diagnostic or therapeutic substances, ultrasound echogenic materials and fluids that conduct heat, cold or electricity.
The balloons in this invention can also be modified to deliver diagnostic or therapeutic substances to the target anatomy. For example,
The balloons in this invention can have a variety of surface features to enhance the diagnostic or therapeutic effects of a procedure. For example,
The balloons in this invention can have a variety of reinforcing means to enhance the balloon properties. For example, FIGS. 5Q and 5Q′ show perspective views of an embodiment of a balloon catheter device 514 comprising a flexible catheter 516 having a balloon 518 with one or more reinforcing means 520 thereon. In this example, reinforcing means 520 is a braid attached on the external surface of balloon 518. The reinforcing braid can be constructed from suitable materials like polymer filaments (e.g. PET or Kevlar filaments), metallic filaments (e.g. SS316 or Nitinol filaments) and metallic or non-metallic meshes or sheets. A variety of other reinforcing means can be used including but not limited to reinforcing coatings, external or internal reinforcing coils, reinforcing fabric, reinforcing meshes and reinforcing wires, reinforcing rings, filaments embedded in balloon materials etc.
The balloons in this invention can have a variety of inflation means to enhance the balloon properties.
Alternatively, the balloons can be inflated by separate lumens.
The devices disclosed herein may comprise one or more navigation or visualization modalities. FIGS. 5U through 5AB illustrate perspective and sectional views of various embodiments of a balloon catheter comprising sensors.
The leads from the sensors may be attached on the surface of an element of the balloon catheter without being enclosed in a lumen.
The shafts of various devices disclosed herein may be non homogenous along their length. Examples of such shafts are illustrated in
The term “diagnostic or therapeutic substance” as used herein is to be broadly construed to include any feasible drugs, prodrugs, proteins, gene therapy preparations, cells, diagnostic agents, contrast or imaging agents, biologicals, etc. Such substances may be in bound or free form, liquid or solid, colloid or other suspension, solution or may be in the form of a gas or other fluid or nan-fluid. For example, in some applications where it is desired to treat or prevent a microbial infection, the substance delivered may comprise pharmaceutically acceptable salt or dosage form of an antimicrobial agent (e.g., antibiotic, antiviral, antiparasitic, antifungal, etc.), a corticosteroid or other anti-inflammatory (e.g., an NSAID), a decongestant (e.g., vasoconstrictor), a mucous thinning agent (e.g., an expectorant or mucolytic), an agent that prevents of modifies an allergic response (e.g., an antihistamine, cytokine inhibitor, leucotriene inhibitor, IgE inhibitor, immunomodulator), etc. Other non-limiting examples of diagnostic or therapeutic substances that may be useable in this invention are described in copending U.S. patent application Ser. No. 10/912,578 entitled Implantable Devices and Methods for Delivering Drugs and Other Substances to Treat Sinusitis and Other Disorders filed on Aug. 4, 2004, the entire disclosure of which is expressly incorporated herein by reference.
The term “nasal cavity” used herein to be broadly construed to include any cavity that is present in the anatomical structures of the nasal region including the nostrils and paranasal sinuses.
The term “trans-nasal” means through a nostril.
Although the methods and devices disclosed herein are illustrated in conjunction with particular paranasal sinuses, it is understood that these methods and devices can be used in other paranasal sinuses as well as other anatomical passageways of the ear, nose or throat.
Optionally, any of the working devices and guide catheters described herein may be configured or equipped to receive or be advanced over a guidewire or other guide member (e.g., an elongate probe, strand of suure material, other elongate member) unless to do so would render the device inoperable for its intended purpose. Some of the specific examples described herein include guidewires, but it is to be appreciated that the use of guidewires and the incorporation of guidewire lumens is not limited to only the specific examples in which guidewires or guidewire lumens are shown. The guidewires used in this invention may be constructed and coated as is common in the art of cardiology. This may include the use of coils, tapered or non-tapered core wires, radioopaque tips and/or entire lengths, shaping ribbons, variations of stiffness, PTFE, silicone, hydrophilic coatings, polymer coatings, etc. For the scope of this invention, these wires may possess dimensions of length between 5 and 75 cm and outer diameter between 0.005″ and 0.050″.
Several modalities can be used with the devices and methods disclosed herein for navigation and imaging of the devices within the anatomy. For example, the devices disclosed herein may comprise an endoscope for visualization of the target anatomy. The devices may also comprise ultrasound imaging modalities to image the anatomical passageways and other anatomical structures. The devices disclosed herein may comprise one or more magnetic elements especially on the distal end of the devices. Such magnetic elements may be used to navigate through the anatomy by using external magnetic fields. Such navigation may be controlled digitally using a computer interface. The devices disclosed herein may also comprise one or more markers (e.g. infra-red markers). The markers can be used to track the precise position and orientation of the devices using image guidance techniques. Several other imaging or navigating modalities including but not limited to fluoroscopic, radiofrequency localization, electromagnetic, magnetic and other radiative energy based modalities may also be used with the methods and devices disclosed herein. These imaging and navigation technologies may also be referenced by computer directly or indirectly to pre-existing or simultaneously created 3-D or 2-D data sets which help the doctor place the devices within the appropriate region of the anatomy.
The distal tip of devices mentioned herein may comprise a flexible tip or a soft, atraumatic tip. Also, the shaft of such devices may be designed for enhanced torquability.
The embodiments herein have been described primarily in conjunction with minimally invasive procedures, but they can also be used advantageously with existing open surgery or laparoscopic surgery techniques.
It is to be appreciated that the invention has been described hereabove with reference to certain examples or embodiments of the invention but that various additions, deletions, alterations and modifications may be made to those examples and embodiments without departing from the intended spirit and scope of the invention. For example, any element or attribute of one embodiment or example may be incorporated into or used with another embodiment or example, unless to do so would render the embodiment or example unsuitable for its intended use. All reasonable additions, deletions, modifications and alterations are to be considered equivalents of the described examples and embodiments and are to be included within the scope of the following claims.
Claims
1. A method for diagnosing and/or treating sinusitis or another disorder affecting the nose, paranasal sinuses or other anatomical structures of the ear, nose or throat in a human or animal subject, said method comprising the steps of:
- a. providing an introducing device that has a proximal end and a distal end;
- b. advancing the introducing device through the nose and to a position near an opening of a paranasal sinus;
- c. providing a working device that is positionable in an operative location and useable to perform a diagnostic or therapeutic procedure within the opening of the paranasal sinus or within the paranasal sinus;
- d. using the introducing device to facilitate advancement of the working device to the operative location; and
- e. using the working device to perform a diagnostic or therapeutic procedure within the opening of the paranasal sinus or within the paranasal sinus.
2. A method according to claim 1 wherein the introducing device is selected from the group consisting of: guide catheters, guide catheters with a pre-set shape, steerable guide catheters, steerable catheters, guidewires, guidewires with a pre-set shape, steerable guidewires, ports, introducers and sheaths.
3. A method according to claim 1 wherein the introducing device is a generally tubular introducing device having a lumen extending therethrough and wherein the method further comprises the steps of:
- providing a second introduction device and
- inserting the second introduction device through the lumen of the generally tubular introducing device; and
- wherein Step d comprises using the introducing device and the second introducing device to facilitate advancement of the working device to the operative location.
4. A method according to claim 3 wherein the second introduction device is selected from the group consisting of: elongate guide members, elongate probes, guidewires, steerable guidewires, catheters and tubular members sized to be advanced through the lumen of the tubular introduction device.
5. A method according to claim 3 wherein the second introduction device is a guidewire and wherein the working device has a guidewire receiving lumen that extends through at least a portion of the working device such that the working device may be advanced over the guidewire.
6. A method according to claim 5 wherein the guidewire is steerable.
7. A method according to claim 1 wherein the opening of the paranasal sinus is a natural ostium or duct of the paranasal sinus.
8. A method according to claim 1 wherein the opening of the paranasal sinus is an artificially created opening of the paranasal sinus.
9. A method according to claim 8 wherein the opening is an antrostomy opening formed in a maxillary sinus.
10. A method according to claim 8 wherein the artificially created opening is created by using a device selected from the group consisting of: needles, dissectors, punches, rotating drills, corers, scalpels, burs, scissors, forceps, cutters, chompers, radiofrequency ablation devices, microwave ablation devices, laser devices, rotating blades and cutting balloons.
11. A method according to claim 1 wherein the method is performed using a guidance method selected from the group consisting of endoscopic guidance, fluoroscopic guidance, X-ray radiographic guidance, ultrasound guidance, robotic guidance, radio-frequency localization, electromagnetic sensing and positioning and 3-D guidance.
12. A method according to claim 1 wherein the working device is used to perform a procedure selected from the group consisting of:
- a. delivering an imageable or traceable substance;
- b. delivering a therapeutically effective amount of a therapeutic substance;
- c. implanting a stent, tissue remodeling device, substance delivery implant or other therapeutic apparatus;
- d. cutting, ablating, debulking, cauterizing, heating, lasing, dilating or otherwise modifying tissue;
- e. grafting or implanting cells or tissue;
- f. reducing, setting, screwing, applying adhesive to, affixing, decompressing or otherwise treating a fracture;
- g. delivering a gene or gene therapy preparation;
- h. cutting, ablating, debulking, cauterizing, heating, lasing, forming an osteotomy in or otherwise modifying bony or cartilaginous tissue within paranasal sinus or elsewhere within the nose;
- i. remodeling or changing the shape, size or configuration of a sinus ostium or duct or other anatomical structure that affects drainage from one or more paranasal sinuses;
- j. remodeling or changing the shape, size or configuration of a passage way other than a paranasal sinus within the nose or nasopharynx.
- k. performing an antrostomy of a paranasal sinus;
- l. performing an antrostomy of a maxillary meatus;
- m. performing a sinusotomy of a paranasal sinus;
- n. performing an ethmoidectomy;
- o. removing puss or aberrant matter from the paranasal sinus or elsewhere within the nose; and
- p. scraping or otherwise removing cells that line the interior of a paranasal sinus;
- q. removing all or a portion of a tumor;
- r. removing a polyp; and
- s. delivering histamine, an allergen or another substance that causes secretion of mucous by tissues within a paranasal sinus to permit assessment of drainage from the sinus.
13. A method according to claim 1 wherein the working device is selected from the group consisting of balloon catheters, cutting balloons, cutters, chompers, rotating cutters, rotating drills, rotating blades, sequential dilators, tapered dilators, punches, dissectors, burs, non-inflating mechanically expandable members, high frequency mechanical vibrators, dilating stents and radiofrequency ablation devices, microwave ablation devices, laser devices, snares, biopsy tools, scopes and devices that introduce diagnostic or therapeutic agents.
14. A method according to claim 1 wherein:
- Step d comprises advancing a tube through the introducing device to a location within a paranasal sinus; and
- Step e comprises delivering a flowable contrast agent into a paranasal sinus through the tube and subsequently imaging the flowable contrast agent to assess the manner in which the flowable contrast agent drains from the paranasal sinus.
15. A method according to claim 14 wherein the flowable contrast agent has a viscosity similar to the viscosity of mucous.
16. A method according to claim 14 wherein the imaging is carried out using an imaging apparatus that is moveable and wherein the imaging apparatus is moved to different positions to different vantage points relative to the patient's anatomy.
17. A method according to claim 1 wherein the working device comprises a scope and wherein Step e comprises using the scope to visualize structures within the nose and/or paranasal sinuses.
18. A method according to claim 13 wherein the scope is used to guide, facilitate or verify positioning of another working device.
19. A method according to claim 1 wherein the method further comprises the step of inserting a scope into the nose or nasal cavity or paranasal sinus and using the scope to view at least a portion of the procedure.
20. A method according to claim 1 wherein the working device comprises a balloon catheter that has a flexible catheter shaft and a balloon on said catheter shaft.
21. A method according to claim 20 wherein the catheter shaft comprises at least one flexible region of flexural stiffness less than 200 pound-force per inch for a flexible region length of one inch.
22. A method according to claim 17 wherein the scope is used to guide, facilitate or verify positioning of a guide catheter and wherein another working apparatus is then advanced through the guide catheter after the guide catheter has been positioned.
23. A method for performing a diagnostic or therapeutic procedure within the paranasal sinuses, ear, nose or throat of a human or animal subject, said method comprising the steps of:
- A) providing an working device that is trans-nasally insertable into the nose, paranasal sinuses or other anatomical structure of the ear, nose or throat, said working device comprising an elongate flexible shaft, at least one stiffening element for temporarily stiffening said flexible shaft and a working part useable to perform the diagnostic or therapeutic procedure;
- B) trans-nasally advancing the working device to an operative position within the nose, paranasal sinuses, ear, nose or throat; and
- C) using the working part to perform the diagnostic or therapeutic procedure;
- wherein, the stiffening element is used to stiffen the flexible shaft of the working device during at least a portion of the procedure.
24. A method according to claim 23 wherein the working device is a balloon catheter having a flexible catheter shaft, a stiffening element for temporarily stiffening the catheter shaft and a balloon.
25. A method according to claim 24 wherein Step C comprises advancing the balloon catheter to a position within the ostium of a paranasal sinus or within a paranasal sinus and therafter inflating the balloon.
26. A method according to claim 25 wherein the stiffening element is used to stiffen the catheter shaft during the insertion and positioning of the catheter and is subsequently removed after the catheter has been positioned within the ostium or paranasal sinus.
27. A method according to claim 24 wherein the stiffening element comprises a stylet that is insertable into at least a portion of the catheter shaft to impart stiffness thereto.
28. A method according to claim 24 wherein the stiffening element comprises a stiffening member that is attachable to and removable from at least a portion of the flexible catheter shaft.
29. A method according to claim 24 wherein the stiffening element comprises a sleeve that is temporarily positionable over at least a portion of the flexible catheter shaft to impart stiffness thereto.
30. A method for diagnosing and/or treating sinusitis or another disorder affecting the nose, paranasal sinuses or other anatomical structures of the ear, nose or throat, said method comprising the steps of:
- a. providing an working device comprising a proximal end; a distal end; at least one stiffening element between the proximal end and the distal end wherein the stiffening element is selected from the group consisting of spiral wires, braids, stiffening wires, stiffening rings, stiffening coatings, stiffening meshes, controllably stiffening elements, insertable or removable stiffening elements; and a working element on or near the distal end;
- b. advancing the working device in a nasal cavity so that the distal end of the working device is in the vicinity of an opening of a paranasal sinus; and
- c. performing a diagnostic or therapeutic procedure using the working device.
31. The method according to claim 30 wherein the working element is selected from the group consisting of inflatable balloons, rotating cutters, high frequency mechanical vibrators, rotating drills, sequential dilators, tapered dilators, punches, electrocautery devices, cutters, mechanically expandable members, dilating stents and devices that introduce diagnostic or therapeutic agents.
32. A method for diagnosing and/or treating sinusitis or another disorder affecting the nose, paranasal sinuses or other anatomical structures of the ear, nose or throat, said method comprising the steps of:
- A) providing an working device comprising a proximal end; a distal end; at least one flexible element between the proximal end and the distal end, wherein the flexible element is selected from the group consisting of shape memory elements, braided elements, spiral elements, coated elements, ringed elements, elastic elements, super elastic elements, controllably stiffening elements; and a working element on or near the distal end, wherein the working element is selected from the group consisting of balloon catheters, rotating cutters, high frequency mechanical vibrators, rotating drills, sequential dilators, tapered dilators, punches, electrocautery devices, cutters, mechanically expandable members, dilating stents and devices that introduce diagnostic or therapeutic agents;
- B) advancing the working device in a nasal cavity so that the distal end of the working device is in the vicinity of an opening of a paranasal sinus; and
- C) performing a diagnostic or therapeutic procedure using the working device.
33. A system for diagnosing and/or treating sinusitis or another disorder affecting the nose, paranasal sinuses or other anatomical structures of the ear, nose or throat comprising:
- an introducing member comprising a proximal end and a distal end for insertion into in a nasal cavity; and
- a working device that can be advanced along the introducing member.
34. The system according to claim 33 wherein the introducing member is selected from the group consisting of catheters, guide catheters, guide catheters with a pre-set shape, steerable guide catheters, steerable catheters, guidewires, guidewires with a pre-set shape, steerable guidewires, ports, introducers and sheaths.
35. The system according to claim 33 wherein the introducing member is a guide catheter comprising a proximal end and a distal end and a lumen extending from the proximal end to the distal end and wherein the system further comprises a guidewire that can be inserted through the lumen of the guide catheter.
36. The system according to claim 33 wherein the nasal cavity is a natural ostium of a paranasal sinus.
37. The system according to claim 33 wherein the nasal cavity is an artificially created opening of a paranasal sinus.
38. The system according to claim 37 wherein the artificially created opening of the paranasal sinus is created by using a device selected from the group consisting of needles, dissectors, punches, drills, corers, scalpels, burs, scissors, forceps and cutters.
39. The system according to claim 33 wherein the method is performed using a guidance method selected from the group consisting of endoscopic guidance, fluoroscopic guidance, X-ray radiographic guidance, ultrasound guidance, robotic guidance, radio-frequency visualization, and 3-D guidance.
40. The system according to claim 33 wherein the working device is used to perform a procedure selected from the group consisting of:
- delivering an imageable or traceable substance;
- delivering a therapeutically effective amount of a therapeutic substance;
- implanting a stent, tissue remodeling device, substance delivery implant or other therapeutic apparatus;
- cutting, ablating, debulking, cauterizing, heating, lasing, dilating or otherwise modifying tissue;
- grafting or implanting cells or tissue;
- reducing, setting, screwing, applying adhesive to, affixing, decompressing or otherwise treating a fracture;
- delivering a gene or gene therapy preparation;
- cutting, ablating, debulking, cauterizing, heating, lasing, forming an osteotomy in or otherwise modifying bony or cartilaginous tissue within paranasal sinus or elsewhere within the nose;
- remodeling or changing the shape, size or configuration of a sinus ostium or duct or other anatomical structure that affects drainage from one or more paranasal sinuses;
- remodeling or changing the shape, size or configuration of a passage way other than a paranasal sinus within the nose or nasopharynx.
- performing an antrostomy of a paranasal sinus;
- performing an antrostomy of a maxillary meatus;
- performing a sinusotomy of a paranasal sinus;
- performing an ethmoidectomy;
- removing puss or aberrant matter from the paranasal sinus or elsewhere within the nose; and
- scraping or otherwise removing cells that line the interior of a paranasal sinus;
- removing all or a portion of a tumor;
- removing a polyp; and
- delivering histamine, an allergen or another substance that causes secretion of mucous by tissues within a paranasal sinus to permit assessment of drainage from the sinus;
- delivering a flowable contrast agent into a paranasal sinus and subsequently imaging the flowable contrast agent to assess the manner in which the flowable contrast agent drains from the paranasal sinus.
41. The system according to claim 40 wherein the flowable contrast agent has a viscosity similar to the viscosity of mucous.
42. A method according to claim 40 wherein the imaging of the flowable contrast agent is carried out using an imaging apparatus that is moveable and wherein the imaging apparatus is moved to different positions to different vantage points relative to the patient's anatomy.
43. The system according to claim 33 wherein the working device is used to remodel or change the shape, size or configuration of a natural or artificially created passage way within the nose or nasopharynx using a device selected from the group consisting of balloon catheters, rotating cutters, rotating brushes, rotating drills, high frequency mechanical vibrators, sequential dilators, tapered dilators, swellable dilators, punches, radiofrequency ablation devices, microwave ablation devices, cutters, mechanically expandable members, dilating stents and devices that introduce diagnostic or therapeutic agents.
44. The system according to claim 33 wherein the working device comprises a scope inserted into the nose or paranasal sinus to visualize structures within the nose and/or paranasal sinuses.
45. The system according to claim 44 wherein the scope is used to guide, facilitate or verify positioning of another working device.
46. The system according to claim 33 wherein the working device comprises a balloon catheter.
47. The system according to claim 46 wherein the balloon catheter comprises a balloon that can be inflated in steps so that the diameter of the balloon increases in steps of 0.5 mm till a maximum balloon diameter of 20 mm.
48. The system according to claim 46 wherein the length of the balloon catheter is from 4 inches to 10 inches.
49. The system according to claim 46 wherein the balloon of the balloon catheter has an asymmetrical crossection.
50. The system according to claim 46 wherein the balloon of the balloon catheter is inflated by an inflation medium selected from the group consisting of water, saline, radiographic contrast material, therapeutic substance, ultrasound echogenic material, heat conducting fluid and electricity conducting fluid.
51. The system according to claim 46 wherein the balloon of the balloon catheter is inflated by inflation means selected from the group consisting of
- hydraulic inflation means; and
- sequential inflation means through a plurality of balloon inflation ports.
52. The system according to claim 46 wherein the balloon of the balloon catheter is selected from the group consisting of straight balloons, spherical balloons, conical balloons, conical/square long balloons, long spherical balloons, cylindrical balloons, curved balloons, offset balloons, conical/offset balloons, square balloons, conical/square balloons, conical/spherical long balloons, tapered balloons, stepped balloons and dog bone balloons.
53. The system according to claim 46 wherein the balloon of the balloon catheter is manufactured from a material selected from the group consisting of polyethylene terephthalate, Nylon, polyurethane, polyvinyl chloride, crosslinked polyethylene, polyolefins, HPTFE, HPE, HDPE, LDPE, EPTFE, block copolymers, latex and silicone.
54. The system according to claim 46 wherein the balloon catheter comprises makers selected from the group consisting of radiographic markers, visual markers, ultrasound markers, radiofrequency markers and magnetic markers.
55. The system according to claim 46 wherein the balloon catheter comprises sensors selected from the group consisting of electromagnetic sensors, electrical sensors, magnetic sensors, light sensors and ultrasound sensors.
56. The system according to claim 46 wherein the balloon catheter is introduced into the target anatomy by an introducing method selected from the group consisting of over-the-wire method, rapid exchange method and no-wire method.
57. The system according to claim 46 wherein the balloon of the balloon catheter is folded such that the folded balloon surface has a configuration selected from the group consisting of
- a non-pleated configuration,
- a multi-pleated configuration wherein the pleats are oriented along the same tangential direction and
- a multi-pleated configuration wherein at least two pleats are oriented along opposite tangential directions.
58. The system according to claim 46 wherein the balloon of the balloon catheter encloses a enclosed length of the working device wherein the flexural stiffness of the enclosed length is less than 200 pound-force per inch for an enclosed length of one inch.
59. The system according to claim 46 wherein the balloon catheter comprises a wire on the tip of the balloon catheter for navigation through the anatomy.
60. The system according to claim 46 wherein the surface of the balloon of the balloon catheter is coated with a coating selected from the group consisting of hydrophilic lubricious coatings, hydrophobic lubricious coatings, abrasion resisting coatings, puncture resisting coatings, conductive coatings, radiopaque coatings, echogenic coatings, thrombogenicity reducing coatings and coatings that release drugs.
61. The system according to claim 60 wherein the coating on the balloon is applied by a process selected from the group consisting of dip application, bonding, impregnation, vapor deposition and Ultraviolet curing.
62. The system according to claim 46 wherein material of the balloon of the balloon catheter has a thickness from 0.0001 to 0.01 inches.
63. The system according to claim 46 wherein the balloon of the balloon catheter has a burst pressure greater than 14 atmospheres.
64. The system according to claim 46 wherein the balloon of the balloon catheter is designed such that when the balloon is inflated to a burst pressure, the balloon bursts preferentially at a bond between a proximal region of the balloon and the balloon catheter.
65. The system according to claim 46 wherein the balloon catheter comprises a stent for delivery into the anatomy before or after a dilation procedure.
66. The system according to claim 46 wherein the balloon of the balloon catheter comprises features on the exterior surface selected from the group consisting of cutting blades and ridges.
67. The system according to claim 46 wherein the balloon of the balloon catheter comprises means for energy transfer.
68. The system according to claim 67 wherein the balloon of the balloon catheter is used to transfer energy selected from the group consisting of radiofrequency energy, thermal energy and electrical energy.
69. The system according to claim 46 wherein the balloon of the balloon catheter comprises reinforcement means selected from the group consisting of reinforcing meshes, reinforcing coatings, reinforcing braids, reinforcing wires, embedded reinforcing filaments, reinforcing rings and reinforcing fabric, external or internal reinforcing coils etc.
70. The system according to claim 46 wherein the balloon of the balloon catheter comprises micropores on its surface for delivering agents.
71. The system according to claim 46 wherein the shaft of the balloon catheter is substantially stiff.
72. The system according to claim 46 wherein the shaft of the balloon catheter comprises at least one plastically deformable element.
73. The system according to claim 46 wherein the shaft of the balloon catheter comprises at least one steerable or deflectable element.
74. The system according to claim 46 wherein the shaft of the balloon catheter comprises a material selected from the group consisting of PeBax, Polyimide, Braided Polyimide, Polyurethane, Nylon, PVC, Hytrel 8238, Teco 60D, metal wires like stainless steel wires and Fluoropolymers like PTFE, PFA, FEP and ETFE.
75. The system according to claim 46 wherein the shaft of the balloon catheter comprises at least one controllably stiffening element.
76. The system according to claim 46 wherein the shaft of the balloon catheter comprises a lumen selected from the group consisting of end-to-end lumen, zipper lumen, rapid exchange lumen, parallel lumen surrounded by a jacket and coaxial lumen.
77. The system according to claim 46 wherein the shaft of the balloon catheter comprises a composite braid.
78. The system according to claim 77 wherein the composite braid comprises a material selected from the group consisting of stainless steel, Kevlar, Nitinol, Polyimide, Dacron, Nylon and EPTFE.
79. The system according to claim 77 wherein the composite braid is in a form selected from the group consisting of meshes, fabrics, braids, coils, parallel members and rings.
80. The system according to claim 46 wherein the shaft of the balloon catheter comprises a strain relief section.
81. The system according to claim 46 wherein the shaft of the balloon catheter has varying stiffness along the length of the shaft.
82. The system according to claim 46 wherein the shaft of the balloon catheter comprises of at least one lumen of a substantially non-circular cross-section.
83. The system according to claim 46 wherein the shaft of the balloon catheter comprises a marker selected from the group consisting of visual markers, radiographic markers, ultrasound markers, radiofrequency markers and magnetic markers.
84. The system according to claim 46 wherein the shaft of the balloon catheter comprises a coating on its outer surface selected from the group consisting of hydrophilic lubricious coatings, hydrophobic lubricious coatings, abrasion resisting coatings, puncture resisting coatings, conductive coatings, radiopaque coatings, echogenic coatings, thrombogenicity reducing coatings and coatings that release drugs.
85. The system according to claim 84 wherein the coating is applied by a process selected from the group consisting of dip application, bonding, impregnation, vapor deposition and Ultraviolet curing.
86. The system according to claim 46 wherein the shaft of the balloon catheter comprises a region with an angle, curve or bend.
87. The system according to claim 86 wherein the angle, curve or bend can be adjusted.
88. The system according to claim 46 wherein the balloon catheter comprises a hub with multiple ports.
89. The system according to claim 46 wherein the balloon catheter comprises a hub with a port selected from the group consisting of guidewire ports, inflation ports, vacuum ports, flushing ports and electrical connection ports.
90. The system according to claim 46 wherein the balloon catheter comprises a hub comprising orientation markers.
91. The system according to claim 46 wherein the balloon catheter comprises a hub comprising a handle.
92. The system according to claim 46 wherein the balloon catheter comprises a hub comprising a valve.
93. The system according to claim 46 wherein the balloon catheter comprises a hub comprising one or more extension tubes.
94. A system for diagnosing and/or treating sinusitis or another disorder affecting the nose, paranasal sinuses or other anatomical structures of the ear, nose or throat comprising:
- an introducing member comprising a proximal end and a distal end for insertion into in a nasal cavity;
- an ostium dilating device that can be advanced along the introducing member.
95. A system for diagnosing and/or treating sinusitis or another disorder affecting the nose, paranasal sinuses or other anatomical structures of the ear, nose or throat comprising:
- an introducing member comprising a proximal end and a distal end for insertion into in a nasal cavity; a working device that can be advanced along the introducing member wherein the working device comprises a shaft of a stiffness less than 200 pound-force per inch over a shaft length of one inch.
96. A system for diagnosing and/or treating sinusitis or another disorder affecting the nose, paranasal sinuses or other anatomical structures of the ear, nose or throat comprising:
- an introducing member comprising a proximal end and a distal end for insertion into in a nasal cavity;
- a working device that can be advanced along the introducing member
- wherein the surface of contact between the introducing member and the working device comprise at least one lubricious surface.
97. A method for improving drainage from an ethmoid sinus having an ostium and one or more adjacent ethmoid air cells in a human or animal subject, said method comprising the steps of:
- A) inserting a guide through the ostium and into the ethmoid sinus;
- B) advancing an enlarging device over the guide to a position within the ostium and using that enlarging device to enlarge the ostium;
- C) advancing a penetrating device into the ethmoid sinus and using that penetrating device to form an opening between the ethmod sinus and an ethmoid air cell;
- D) advancing a guide from the ethmoid sinus, through the opening and into the ethmoid air cell; and
- E) advancing an enlarging device over the guide of step D to a position within the opening and using the enlarging device to enlarge the opening.
98. A method according to claim 97 further comprising the steps of:
- F) advancing a penetrating device over the guide and using that penetrating device to form a second opening between the ethmod air cell and a second ethmoid air cell; and
- G) advancing the guide from the ethmoid air cell, through the second opening and into the second ethmoid air cell; and
- H) advancing an enlarging device over the guide to a position within the second opening and using the enlarging device to enlarge the second opening.
99. A method according to claim 98 further comprising the steps of:
- I) advancing a penetrating device over the guide and using that penetrating device to form a third opening between the second ethmod air cell and a third ethmoid air cell; and
- J) advancing the guide from the second ethmoid air cell, through the third opening and into the third ethmoid air cell; and
- K) advancing an enlarging device over the guide to a position within the third opening and using the enlarging device to enlarge the third opening.
100. A method according to claim 97 further comprising the steps of:
- I) retracting the guide into the ethmoid sinus;
- J) advancing a penetrating device over the guide and using that penetrating device to form a second opening between the ethmod sinus and a second ethmoid air cell; and
- G) advancing the guide from the ethmoid sinus, through the second opening and into the second ethmoid air cell; and
- H) advancing an enlarging device over the guide to a position within the second opening and using the enlarging device to enlarge the second opening.
101. A method according to claim 98 further comprising the steps of:
- II) retracting the guide into the ethmoid air cell;
- J) advancing a penetrating device over the guide and using that penetrating device to form a third opening between the ethmod air cell and a third ethmoid air cell; and
- G) advancing the guide from the ethmoid sinus, through the third opening and into the third ethmoid air cell; and
- H) advancing an enlarging device over the guide to a position within the third opening and using the enlarging device to enlarge the third opening.
102. A method according to claim 97 wherein, in Step C, the penetrating device is advanced over the guide that was used in Steps A and B.
103. A method according to claim 97 wherein the guide used in Steps D and E is the same guide that was used in Steps A and B.
104. A method according to claim 97 wherein the guide used in Steps D and E is different from the guide that was used in Steps A and B.
105. A method according to claim 97 wherein the guide used in Steps A and B comprises a guidewire.
106. A method according to claim 97 wherein the guide used in Steps D and E comprises a guidewire.
107. A method according to claim 97 wherein the enlarging device used in Step E is the same enlarging device that was used in Step B.
108. A method according to claim 97 wherein the enlarging device used in Step E is different from the enlarging device that was used in Step B.
109. A method according to claim 97 wherein the enlarging device used in Step B comprises a dilator.
110. A method according to claim 109 wherein the dilator comprises a balloon.
111. A method according to claim 109 wherein the dilator comprises at least two sequential dilators of progressively larger diameter.
112. A method according to claim 109 wherein the dilator comprises a mechanical dilator having a plurality of struts that are alternately moveable between a collapsed configuration and an expanded configuration.
113. A method according to claim 97 wherein the penetrating device comprises a tubular member that has a penetrating distal tip.
114. A method according to claim 97 wherein the penetrating device comprises a mechanical boring device.
Type: Application
Filed: Sep 17, 2004
Publication Date: Jan 5, 2006
Applicant: ExploraMed NC1, Inc. (Mountain View, CA)
Inventors: John Chang (Mountain View, CA), Joshua Makower (Los Altos, CA), Julia Vrany (Sunnyvale, CA), Amrish Walke (Mountain View, CA)
Application Number: 10/944,270
International Classification: A61M 1/00 (20060101); A61M 29/00 (20060101);