METHOD AND APPARATUS TO DETECT FAULTS IN ROTARY MACHINES
A method and an apparatus are disclosed to detect faults in a rotary machine having a rotor and at least two stator windings. The method comprises generating an input signal and applying the input signal to stator windings while the rotor is locked at a rotor position, measuring output signals from the stator windings and processing all the output signals by Fourier transform to obtain frequency responses of the stator windings, forming derived quantities from all the frequency responses so that the derived quantities are independent of the rotor position, comparing the derived quantities with corresponding reference quantities, determining that there is a fault in the rotary machine if a magnitude or phase difference between the derived quantities and the corresponding reference quantities exceeds a threshold number. The apparatus is designed to test a rotary machine using the inventive method.
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The present invention relates to a method and apparatus to detect faults in a rotary machine, specifically an electric rotary machine with a rotor and at least two stators.
BACKGROUND ARTAn electric rotary machine can be an electric motor or a generator.
Electric motor is widely used in both industrial and consumer products such as pumps, compressors and fans. It is important to identify any potential faults in an electric motor and maintain it in good health. The failure modes of an electric motor include stator turn-turn short, broken stator windings, stator-frame insulation breakdown, deteriorated rotor eccentricity, broken rotor bars, rotor bar-bar short, shifted shaft, and bearing defects.
Fault detection techniques of a rotary machine mainly fall into two categories, online test and offline test. Online test is to measure dynamics of a rotary machine while the rotary machine is in operation. Online test typically requires various types of sensors and the output is also vulnerable to noise. Offline test is to measure statics of a rotary machine and it is more immune to noise. Offline tests can be low voltage, medium voltage and high voltage.
Frequency response is a digital signal processing (DSP) technique to uniquely identify a system. It is like a system's fingerprint and is a powerful tool to identify abnormality in a system. IEC 60076-18 standardizes the Sweep Frequency Response Analysis (SFRA) technique to measure frequency response of power transformers to detect faults. While there are similarities between power transformers and rotary machines, there is no standard for rotary machine testing based on frequency response. Additionally, IEC 60076-18 does not describe how to properly interpret the test data from SFRA.
The difficulty of applying frequency response method in rotary machine fault detection lies in the fact that the frequency response is dependent on the rotor position. There have been attempts to apply the SFRA technique on rotary machines: L. Lamarre and P. Picher: “Impedance characterization of hydro generator stator windings and preliminary results of FRA analysis”, Proc. Conf. Record 2008, IEEE Int. Symp. Electr. Insul., pp. 227-230 (publication [1]); Martin Brandt, Slavomír Kascak: “Failure Identification of Induction Motor using SFRA Method”, ELEKTRO 2016, pp 269-272 (publication [2]). However, either the rotor has to be removed or the rotor has to be set at a known position. Further, bulky and expensive equipment has to be used. This has complicated the test and analysis, and made it difficult to implement.
Thus, there remains a considerable need for methods and apparatus that can reliably and conveniently test rotary machines.
SUMMARY OF THE INVENTIONA primary object of the present invention is to provide a reliable and practical method to detect faults in electric rotary machines, eliminating the requirement that rotor has to be tested at a known position.
Another object of the present invention is to provide a reliable and systematic method to interpret the test data and eliminate the subjective judgment and errors in evaluating rotary machine state.
An additional object of the present invention is to provide a convenient apparatus to implement the inventive method.
In a first aspect of the invention, a method to detect faults in a rotary machine having a rotor and at least two stator windings is provided. The method comprises the following steps:
generating an input signal and applying the input signal to stator windings while the rotor is stationary at a position,
measuring an output signal from the stator windings at the same position, processing all the output signals to obtain a frequency response of the rotary machine at the same position,
calculating a derived quantity from all the frequency responses so that the derived quantity is independent of rotor position,
comparing the derived quantity with a corresponding reference quantity using a statistical method,
determining that there is a fault in the rotary machine if there is a difference between the derived quantity and the corresponding reference quantity.
The input signal comprises an arbitrary waveform including a sweeping frequency waveform, an impulse waveform, a maximum length binary sequence (MLBS) waveform and other wideband waveforms.
The output signal comprises at least a current or a voltage of the stator windings.
The frequency response can be calculated by relating the output signal to the input signal using Kirchhoff equations.
The number of derived quantity can be one to N−1, where N is the number of the stator windings.
An advantage of the inventive method is that the rotary machine can be tested at any rotor position, which significantly simplifies the test. Furthermore, the derived quantity is independent of rotor position, which removes the ambiguity in interpreting the data.
The reference quantity can be derived while the rotor is stationary at another position.
The reference quantity can also be derived in a different time period.
The reference quantity can be derived on a reference rotary machine as well.
Advantageously, there are multiple ways to compare a derived quantity with the corresponding reference quantity. Furthermore, there is one or more than one derived quantity to be compared, for example, there are two derived quantities for a three-phase rotary machine, which makes it more robust in deciding if there is a fault in the rotary machine. Additionally, the comparison covers a wide range of frequencies for each derived quantity. Depending on the failure mode, the derived quantity can be more sensitive at a certain frequency, which increases the sensitivity of the detection.
The statistical method comprises statistical hypothesis tests, mean comparison, standard deviation comparison, and other statistical comparison methods. The statistical hypothesis tests include Student's t-test, F-test, and analysis of variance (ANOVA).
The statistical hypothesis test is a well-established method to compare two populations. With statistical hypothesis test applied herein, the subjective judgment and errors are eliminated in evaluating the state of a rotor machine. Moreover, a confidence level is provided if statistical hypothesis test shows significant difference between a derived quantity and the corresponding reference quantity. Therefore, the user has more confidence in evaluating the rotary machine state.
In a second aspect of the invention, an apparatus to detect faults in a rotary machine having a rotor and at least two stator windings is provided. The apparatus comprises the following functions:
generating an input signal and applying the input signal to stator windings while the rotor is stationary at a position,
measuring an output signal from the stator windings at the same position, processing all the output signals to obtain a frequency response of the rotary machine at the same position,
calculating a derived quantity from all the frequency responses so that the derived quantity is independent of rotor position,
comparing the derived quantity with a corresponding reference quantity using a statistical method,
determining that there is a fault in the rotary machine if there is a difference between the derived quantity and the corresponding reference quantity.
The input signal comprises an arbitrary waveform including a sweeping frequency waveform, an impulse waveform, a maximum length binary sequence (MLBS) waveform and other wideband waveforms.
The output signal comprises at least a current or a voltage of the stator windings.
The frequency response can be calculated by relating the output signal to the input signal using Kirchhoff equations.
The number of derived quantity can be one to N−1, where N is the number of the stator windings.
An advantage of the inventive apparatus is that the rotary machine can be tested at any rotor position, which significantly simplifies the test and apparatus design. Furthermore, the derived quantity is independent of rotor position, which removes the ambiguity in interpreting the data.
The reference quantity can be derived while the rotor is stationary at another position.
The reference quantity can also be derived in a different time period.
The reference quantity can be derived on a reference rotary machine as well.
Advantageously, there are multiple ways to compare a derived quantity with the corresponding reference quantity. Furthermore, there is one or more than one derived quantity to be compared, for example, there are two derived quantities for a three-phase rotary machine, which makes it more robust in deciding if there is a fault in the rotary machine. Additionally, the comparison covers a wide range of frequencies for each derived quantity. Depending on the failure mode, the derived quantity can be more sensitive at a certain frequency, which increases the sensitivity of the detection.
The statistical method comprises statistical hypothesis tests, mean comparison, standard deviation comparison, and other statistical comparison methods. The statistical hypothesis tests include Student's t-test, F-test, and analysis of variance (ANOVA).
The statistical hypothesis test is a well-established method to compare two populations. With statistical hypothesis test applied herein, the subjective judgment and errors are eliminated in evaluating rotary machine state. Moreover, a confidence level is provided if statistical hypothesis test shows significant difference between a derived quantity and the corresponding reference quantity. Therefore, the user has more confidence in evaluating the rotary machine state.
Numerous features, aspects, and advantages of the present invention will become more apparent from the following detailed description of a preferred embodiment of the invention, along with the accompanying drawing.
To facilitate understanding embodiments of the present invention, reference is now made to the following exemplary drawing and descriptions that are not limiting the embodiments of the present invention.
In order to explain the invention, a three-phase induction motor has been selected to be the device under test (DUT) shown as 1 in
During each test, the rotor is stationary and locked at an arbitrary position.
In the following, the test method and the preferred embodiment of the apparatus will be combined to describe the invention in details.
In step 401 of
The stator winding-frame capacitance is the dominant capacitance among all stator capacitances. Furthermore, the stator winding-frame capacitance is independent of rotor position. Additionally, the stator winding-frame capacitance can be measured separately by applying an input signal between a stator winding and the stator frame, which is well known from prior art. Thus, the stator winding-frame capacitor can be treated separately from the total inductance and resistance.
The total inductance of a stator winding includes self-inductance of the stator winding, mutual inductance between the stator winding and other stator windings, and mutual inductance between the stator winding and rotor windings.
In
In step 402 of
Next the output signals are sampled and converted into digital signals by ADC 520 in
A frequency response of the system can be defined as the voltage across the tested stator windings divided by the current through the stator windings, for example Hs12=Vs12/Is1 in
According to the three-phase induction motor model in
where Vs is the voltage vector of stator windings, Is is the current vector of stator windings, Øs is the magnetic flux vector of stator windings, Vr is the voltage vector of rotor windings, Ir is the current vector of rotor windings and Ør is the magnetic flux vector of rotor windings. The stator winding resistor matrix and the rotor winding resistor matrix is
respectively.
The stator self-inductance matrix, rotor self-inductance matrix and stator-rotor mutual inductance matrix are well-known from prior art.
The stator self-inductance matrix is
where Lms is the magnetizing inductance of a stator winding and Lls is the leakage inductance of a stator winding.
With rotor parameters referred to stators, the rotor self-inductance matrix is
where Llr is the leakage inductance of a rotor winding.
The mutual inductance between stator and rotor is
where θr is the angle between a stator winding magnetic axis and the corresponding rotor winding magnetic axis as shown in
Then we have
Øs=LsIs+MsrIr
Ør=LrIr+MsrTIs
where MsrT is the transpose of Msr.
The rotor winding is shorted so that the voltage across rotor winding is zero. However, there is still current flowing through the rotor due to mutual inductance between stator and rotor. Thus,
Vr1=Vr2=Vr3=0
Further, during each test, one stator winding is always open without current flowing, for example stator winding 103 in the test configuration of
From the preceding equations, for each test according to the invention, for example the test in
where s is the complex variable in Laplace transform. The above equation can be easily transformed into frequency space by s=jω.
Therefore, the frequency response can be calculated,
Similarly, the frequency responses Hs23 between stator winding 102 and 103 and Hs31 between stator winding 103 and 101 can be obtained.
It is apparent that the frequency response depends on rotor position angle θr.
In Step 403 of
The computing and control unit 530 calculates Hs12, Hs23 and Hs31 from the measurements of Vs12 and Is1. The computing and control unit 530 further calculates DQ1 and DQ2 by aforementioned equations. DQ1 and DQ2 are independent of rotor position and are characteristics of the three-phase induction motor.
In addition, the rotor winding position angle relative to stator winding can be obtained by
In general, for a stator with N windings, the number of derived quantities is N−1 and the rotor position angle can be obtained simultaneously.
It is also contemplated that the inductance and resistance in DQ1 and DQ2 are frequency dependent, due to eddy-currents in the core, and skin and proximity effect in the windings.
An advantage of the above-mentioned method and apparatus is that a rotary machine can be tested at any rotor position, which significantly simplifies the test and apparatus design. Furthermore, DQ1 and DQ2 are the unique identities of the three-phase induction motor and are independent of rotor position.
In step 404 of
The reference quantities can be derived using the same method and apparatus while the test is done with the rotor at a different position, or the test is done in a different time period, for example right after the motor is purchased and calibrated, or the test is done on a reference motor of the same type. Therefore, there are multiple ways to compare a derived quantity with the corresponding reference quantity.
In case that there is any fault in the motor, the space symmetry of the stator or rotor is broken, which causes DQ1 and DQ2 to become rotor-position dependent and deviate from the reference quantities. Thus, a fault can be detected by comparing DQ1 and DQ2 with corresponding reference quantities. The reference quantities can be stored in an external storage 504, which is connected to the computing and control unit 530 as in
The comparison comprises a statistical method including statistical hypothesis tests, mean comparison, standard deviation comparison, and other statistical comparison methods. The statistical method preferably comprises a statistical hypothesis test including Student's t-test, F-test, and analysis of variance (ANOVA). It is preferred that each test is performed more than three times by repeating step 401-403. Similarly each reference quantity is preferred to have more than three data points. Thus, the statistical test is more reliable when comparing the two populations.
Furthermore, DQ1 and DQ2 comprise magnitude and phase. Both of magnitude and phase are compared. In addition, the comparison covers a wide range of frequency for each derived quantity. Depending on the failure mode, the derived quantity can be more sensitive at a certain frequency, which increases the sensitivity of the detection. Thus, with multiple comparisons done on different derived quantities and across different frequencies, the fault detection is significantly more robust.
In step 405 of
By using the statistical hypotheses test, the interpretation of the test data is more reliable, and the subjective judgment and errors are eliminated in evaluating motor state. With confidence level clearly provided, the user has more confidence in evaluating the rotary machine state.
At the end of the test, all the raw data and calculated quantities can be formatted and conveniently stored in an external storage 504 of
A display 505 of
A significant change in temperature can shift the test results. In
The detailed description of the disclosure is to enable any person skilled in the art to make or use the disclosure. It is contemplated that there are various modifications of the preferred embodiment described herein, which are still within the scope of the claims of the invention. Thus, the disclosure is not limited to the preferred embodiment described herein.
OTHER PUBLICATIONS
- L. Lamarre and P. Picher. “Impedance characterization of hydro generator stator windings and preliminary results of FRA analysis.” in Proc. Conf. Record 2008. IEEE Int. Symp. Electr. Insul., pp. 227-230.
- Martin Brandt. Slavomír Kascak, “Failure Identification of Induction Motor using SFRA Method”, in ELEKTRO 2016, pp 269-272
Claims
1. An off-line method for detecting faults in a rotary machine having a rotor and at least two stator windings, the method comprising the steps of:
- (a) generating, with a signal generator, an input signal and applying said input signal to a stator winding or a set of stator windings of said rotary machine while said rotor is locked at a rotor position;
- (b) measuring a current and a voltage, with an ADC and a computing and control unit, from said stator winding or said set of stator windings while said rotor is locked at said rotor position;
- (c) applying Fourier transform, with said computing and control unit, to said current and said voltage to obtain a frequency response of said stator winding or said set of stator windings at said rotor position;
- (d) repeating the method from step (a)-(c) to obtain frequency responses of all stator windings or all sets of stator windings;
- (e) forming derived quantities, with said computing and control unit, from all said frequency responses so that said derived quantities are independent of said rotor position;
- (f) comparing, with said computing and control unit, a magnitude or a phase difference between said derived quantities and corresponding reference quantities;
- (g) determining, with said computing and control unit, that there is a fault in said rotary machine if said magnitude or said phase difference exceeds a threshold number.
2. The method of claim 1, wherein said input signal comprises an arbitrary waveform including a sweeping frequency waveform, an impulse waveform, a maximum length binary sequence (MLBS) waveform and other wideband waveforms.
3. (canceled)
4. (canceled)
5. (canceled)
6. The method of claim 1, wherein said corresponding reference quantities are derived on said rotary machine by following step (a)-(e) while said rotor is locked at another rotor position, or said corresponding reference quantities are derived on said rotary machine in a different time period by following step (a)-(e), or said corresponding reference quantities are derived on a reference rotary machine of the same type by following step (a)-(e).
7. (canceled)
8. (canceled)
9. (canceled)
10. An apparatus for off-line fault detection in a rotary machine having a rotor and at least two stator windings, the apparatus comprising at least a signal generator, an ADC, and a computing and control unit to perform the functions of:
- (a) generating an input signal and applying said input signal to a stator winding or a set of stator windings of said rotary machine while said rotor is locked at a rotor position;
- (b) measuring a current and a voltage from said stator winding or said set of stator windings while said rotor is locked at said rotor position;
- (c) applying Fourier transform to said current and said voltage to obtain a frequency response of said stator winding or said set of stator windings at said rotor position;
- (d) repeating step (a)-(c) to obtain frequency responses of all stator windings or all sets of stator windings;
- (e) forming derived quantities from all said frequency responses so that said derived quantities are independent of said rotor position;
- comparing a magnitude or a phase difference between said derived quantities and corresponding reference quantities;
- (g) determining that there is a fault in said rotary machine if said magnitude or said phase difference exceeds a threshold number.
11. The apparatus of claim 10, wherein said input signal comprises an arbitrary waveform including a sweeping frequency waveform, an impulse waveform, a maximum length binary sequence (MLBS) waveform and other wideband waveforms.
12. (canceled)
13. (canceled)
14. (canceled)
15. The apparatus of claim 10, wherein said corresponding reference quantities are calculated on said rotary machine by following step (a)-(e) while said rotor is locked at another rotor position, or said corresponding reference quantities are calculated on said rotary machine in a different time period by following step (a)-(e), or said corresponding reference quantities are calculated on a reference rotary machine of the same type by following step (a)-(e).
16. (canceled)
17. (canceled)
18. (canceled)
Type: Application
Filed: Apr 20, 2017
Publication Date: Oct 25, 2018
Applicant:
Inventor: Xiaoyuan Qi (Rexford, NY)
Application Number: 15/491,976