Abstract: An optical apparatus is made by mounting segments of a GRIN optical medium on a substrate in at least one groove thereon. The GRIN segments are longitudinally spaced apart from one another on the substrate, and are arranged so that a free-space optical beam received through the distal end face of the first GRIN segment is transmitted through the proximal end face of the first GRIN segment, propagates to the proximal end face of the second GRIN segment, is received through the proximal end face of the second GRIN segment, and is transmitted as a free-space optical beam through the distal end face of the second GRIN segment.

Abstract: An optical apparatus comprises segments of a GRIN optical medium mounted on a substrate in at least one groove thereon. The GRIN segments are longitudinally spaced apart from one another on the substrate, and are arranged so that a free-space optical beam received through the distal end face of the first GRIN segment is transmitted through the proximal end face of the first GRIN segment, propagates to the proximal end face of the second GRIN segment, is received through the proximal end face of the second GRIN segment, and is transmitted as a free-space optical beam through the distal end face of the second GRIN segment. The GRIN segments can be derived from a single GRIN optical medium mounted on the substrate.

Abstract: An optical component may comprise a horizontal member with two side walls and a substantially transparent end wall protruding from the horizontal member. The end wall, side walls and horizontal member may partially enclose an interior volume, and optical functionality is imparted in any suitable manner on at least a portion of the end wall. An optical assembly may comprise such an optical component mounted on a waveguide substrate along with a planar waveguide and a second waveguide, which are end-coupled by either reflection from the optical component end wall or transmission through the optical component end wall. An end portion of a planar waveguide may be received within the interior volume of the mounted component. Proper positioning of the optical component relative to the waveguides may be facilitated by alignment surfaces and/or alignment marks on the component and/or waveguide substrate.

Abstract: A segment of optical fiber is engaged with a fiber groove on a device substrate, which positions the fiber segment for optical coupling with an optical component on the substrate. A fiber retainer maintains the fiber segment in engagement with the groove. The fiber retainer may be secured to the substrate with adhesive means. The adhesive means forms at least one retaining member that at least partially fills at least one recessed region formed on the device substrate or on the fiber retainer. That recessed region is spatially separate from the fiber groove and from an area of the fiber retainer engaged with the fiber.

Abstract: An optical apparatus comprises a substrate, first and second transmission optical elements on the substrate, and an optical component (such as an isolator) and focusing optical element(s) on the substrate between the transmission elements. Transmission elements may include planar waveguide(s) formed on the substrate and/or optical fiber(s) mounted in groove(s) on the substrate. The focusing element(s) may include: gradient-index (GRIN) segment(s) mounted on the substrate or spliced onto a fiber, a focusing segment(s) of a planar waveguide, ball lens(es), aspheric lens(es), and/or Fresnel lens(es). A dual-lens optical assembly comprises a pair of GRIN segments secured to a substrate in one or more grooves, and may be formed from a common length of GRIN optical medium. An optical component (such as an isolator) is positioned between the paired GRIN segments, and optical power is transmitted by the dual-lens assembly between planar waveguide(s) and/or fiber(s) through the optical component.

Abstract: A multiple-core planar optical waveguide comprises: a substantially planar waveguide substrate; a lower waveguide core; an upper waveguide core; lower cladding between the substrate and the lower waveguide core; middle cladding between the waveguide cores; and upper cladding above the upper waveguide core. Overlapping portions of the waveguide cores are positioned one above the other and substantially parallel. The lower, middle, and upper claddings have refractive indices less than refractive indices of the lower and upper waveguide cores. The widths of the waveguide cores are substantially larger their thicknesses along their overlapping portions. The overlapping portions of the waveguide cores jointly support a propagating optical mode.

Abstract: A multiple-core optical waveguide comprises: a substrate; lower and upper waveguide core layers; a waveguide core between the upper and lower waveguide core layers; upper and lower cladding; and middle cladding between the upper and lower waveguide core layers substantially surrounding the waveguide core. Each of the lower, middle, and upper claddings has a refractive index less than refractive indices of the lower waveguide core layer, the upper waveguide core layer, and the waveguide core. Along at least a given portion of the optical waveguide, the upper and lower waveguide core layers extend bilaterally substantially beyond the lateral extent of a propagating optical mode supported by the optical waveguide, the lateral extent of the supported optical mode being determined at least in part by the width of the waveguide core along the given portion of the optical waveguide.

Abstract: An optical apparatus comprises an optical device fabricated on a substrate, an external-transfer optical waveguide fabricated on the substrate and/or on the optical device, and a transmission optical waveguide. The optical device and/or the external-transfer waveguide are adapted for and positioned for transfer of optical power therebetween (end-transfer or transverse-transfer). The external-transfer waveguide and/or the transmission waveguide are adapted for transverse-transfer of optical power therebetween (mode-interference-coupled or adiabatic). The transmission waveguide is initially provided as a component mechanically separate from the substrate, device, and external-transfer waveguide. Assembly of the transmission waveguide with the substrate, device, and/or external-transfer waveguide results in relative positioning of the external-transfer waveguide and the transmission waveguide for enabling transverse-transfer of optical power therebetween.

Abstract: A substantially flat upper cladding surface over a waveguide core facilitates transverse-coupling between assembled waveguides, and/or provides mechanical alignment and/or support. An embedding medium may be employed for securing optical assemblies and protecting optical surfaces thereof. Structural elements fabricated with a low-profile core may be employed for providing mechanical alignment and/or support, aiding in the encapsulation process, and so forth.

Abstract: A multiple-core planar optical waveguide comprises: a substantially planar waveguide substrate; a lower waveguide core; an upper waveguide core; lower cladding between the substrate and the lower waveguide core; and upper cladding above the upper waveguide core. At least a portion the upper waveguide core is positioned above and substantially parallel to at least a portion of the lower waveguide core. The lower and upper claddings have refractive indices less than refractive indices of the lower and upper waveguide cores. The width of the lower waveguide core is substantially larger than its thickness along at least a portion of its length, and is substantially flat along that portion of its length, thereby yielding a substantially flat surface for forming at least a portion of the upper waveguide core.

Abstract: A multiple-core optical waveguide comprises: a substrate; lower and upper waveguide core layers; a waveguide core between the upper and lower waveguide core layers; upper and lower cladding; and middle cladding between the upper and lower waveguide core layers substantially surrounding the waveguide core. Each of the lower, middle, and upper claddings has a refractive index less than refractive indices of the lower waveguide core layer, the upper waveguide core layer, and the waveguide core. Along at least a given portion of the optical waveguide, the upper and lower waveguide core layers extend bilaterally substantially beyond the lateral extent of a propagating optical mode supported by the optical waveguide, the lateral extent of the supported optical mode being determined at least in part by the width of the waveguide core along the given portion of the optical waveguide.

Abstract: A photodetector comprises a semiconductor substrate with entrance and reflecting faces formed at the substrate upper surface. The reflecting face forms an acute angle with the substrate surface and is positioned so that an optical beam transmitted through the entrance face into the substrate is internally reflected from the reflecting face toward the substrate upper surface. A photodetector active region is formed on the substrate upper surface and is positioned so that the reflected optical beam impinges on the active region. The photodetector may be mounted on a second substrate for receiving an optical beam from a planar waveguide formed on the second substrate or an optical fiber mounted in a groove on the second substrate.

Abstract: An optical component may comprise a horizontal member with two side walls and a substantially transparent end wall protruding from the horizontal member. The end wall, side walls and horizontal member may partially enclose an interior volume, and optical functionality is imparted in any suitable manner on at least a portion of the end wall. An optical assembly may comprise such an optical component mounted on a waveguide substrate along with a planar waveguide and a second waveguide, which are end-coupled by either reflection from the optical component end wall or transmission through the optical component end wall. An end portion of a planar waveguide may be received within the interior volume of the mounted component. Proper positioning of the optical component relative to the waveguides may be facilitated by alignment surfaces and/or alignment marks on the component and/or waveguide substrate.

Abstract: Formation of a substantially flat upper cladding surface over a waveguide core facilitates transverse-coupling between assembled waveguides, and/or provides mechanical alignment and/or support. An embedding medium may be employed for securing optical assemblies and protecting optical surfaces thereof. Structural elements fabricated with a low-profile core may be employed for providing mechanical alignment and/or support, aiding in the encapsulation process, and so forth.

Abstract: A multi-layer laterally-confined dispersion-engineered optical waveguide may include one multi-layer reflector stack for guiding an optical mode along a surface thereof, or may include two multi-layer reflector stacks with a core therebetween for guiding an optical mode along the core. Dispersive properties of such multi-layer waveguides enable modal-index-matching between low-index optical fibers and/or waveguides and high-index integrated optical components and efficient transfer of optical signal power therebetween. Integrated optical devices incorporating such multi-layer waveguides may therefore exhibit low (<3 dB) insertion losses. Incorporation of an active layer (electro-optic, electro-absorptive, non-linear-optical) into such waveguides enables active control of optical loss and/or modal index with relatively low-voltage/low-intensity control signals. Integrated optical devices incorporating such waveguides may therefore exhibit relatively low drive signal requirements.

Abstract: A resonant optical modulator comprises a transmission fiber-optic waveguide, a circumferential-mode optical resonator transverse-coupled thereto, a modulator optical component transverse-coupled to the circumferential-mode resonator, and a modulator control component. A control signal applied to the modulator optical component through the modulator control component alters the round-trip optical loss of the circumferential-mode resonator, thereby altering the transmission of a resonant optical signal through the transmission fiber-optic waveguide. The modulator optical element may comprise an open waveguide or a closed waveguide (i.e., resonator). The resonator round-trip optical loss may be altered by altering the optical absorption/scattering of the modulator optical component, by altering the amount of optical power transfer between the resonator and the modulator optical component, or by altering an optical resonance frequency of a resonant modulator optical component.

Abstract: An optical apparatus comprises an optical waveguide, a bottom surface and walls formed on a first substrate and defining a detection volume with an upper opening, and a photodetector active area formed on a photodetector substrate. The bottom surface may be provided with a reflective coating. The waveguide is positioned relative to the detection volume so that light emerging from an end face of the waveguide is received within the detection volume. The detector substrate is mounted on the first substrate so as to cover the upper opening of the detection volume with the active area exposed to the detection volume. The optical waveguide may be formed on the first substrate along with the detection volume, or the optical waveguide may be formed on a separate waveguide substrate, and the waveguide substrate assembled with the first substrate.

Abstract: An optical component may comprise a horizontal member with two side walls and a substantially transparent end wall protruding from the horizontal member. The end wall, side walls and horizontal member may partially enclose an interior volume, and optical functionality is imparted in any suitable manner on at least a portion of the end wall. An optical assembly may comprise such an optical component mounted on a waveguide substrate along with a planar waveguide and a second waveguide, which are end-coupled by either reflection from the optical component end wall or transmission through the optical component end wall. An end portion of a planar waveguide may be received within the interior volume of the mounted component. Proper positioning of the optical component relative to the waveguides may be facilitated by alignment surfaces and/or alignment marks on the component and/or waveguide substrate.

Abstract: An optical apparatus comprises an optical device fabricated on a substrate, an external-transfer optical waveguide fabricated on the substrate and/or on the optical device, and a transmission optical waveguide. The optical device and/or the external-transfer waveguide are adapted for and positioned for transfer of optical power therebetween (end-transfer or transverse-transfer). The external-transfer waveguide and/or the transmission waveguide are adapted for transverse-transfer of optical power therebetween (mode-interference-coupled or adiabatic). The transmission waveguide is initially provided as a component mechanically separate from the substrate, device, and external-transfer waveguide. Assembly of the transmission waveguide with the substrate, device, and/or external-transfer waveguide results in relative positioning of the external-transfer waveguide and the transmission waveguide for enabling transverse-transfer of optical power therebetween.

Abstract: An optical component may comprise a horizontal member with two side walls and a substantially transparent end wall protruding from the horizontal member. The end wall, side walls and horizontal member may partially enclose an interior volume, and optical functionality is imparted in any suitable manner on at least a portion of the end wall. An optical assembly may comprise such an optical component mounted on a waveguide substrate along with a planar waveguide and a second waveguide, which are end-coupled by either reflection from the optical component end wall or transmission through the optical component end wall. An end portion of a planar waveguide may be received within the interior volume of the mounted component. Proper positioning of the optical component relative to the waveguides may be facilitated by alignment surfaces and/or alignment marks on the component and/or waveguide substrate.