Patents by Inventor Leslie Rosenthal

Leslie Rosenthal has filed for patents to protect the following inventions. This listing includes patent applications that are pending as well as patents that have already been granted by the United States Patent and Trademark Office (USPTO).

  • Patent number: 8589280
    Abstract: A method and system for providing automatic execution of gray box trading strategies for electronic trading. A gray box trading entity is created from two or more real or synthetic trading entities including real or synthetic contracts or financial instruments. The gray box trading entity includes a black box portion (automatic trade execution) and a white box portion (manual trade execution). An electronic trader selects trades for black box and white box trades in the gray box trading entity. The trades can be dynamically changed. Selected trades for gray box trading entity are automatically traded with a black box trading entity on one or more electronic trading exchanges while a trader is prompted to manually execute selected other trades for the gray box trading entity with a white box trading entity.
    Type: Grant
    Filed: October 6, 2010
    Date of Patent: November 19, 2013
    Assignee: Rosenthal Collins Group, LLC
    Inventors: Leslie Rosenthal, J. Robert Collins
  • Patent number: 8429059
    Abstract: A method and system for providing electronic option trading bandwidth reduction and risk management and assessment for multi-market electronic trading. Data streams including electronic option trading information are split into plural individual data streams by a server network device and/or one or more network interface cards (NICs). The individual data streams are made available to target network devices using less network bandwidth and fewer processing cycles that would be required to process the whole data including the electronic option trading information. The option trading risk assessment and management information includes an “integrated viewpoint” that aggregates an option trader's activities across all their electronic option trading accounts, their current and historical option trades and option trade locations on all option trading exchanges.
    Type: Grant
    Filed: May 25, 2010
    Date of Patent: April 23, 2013
    Assignee: Rosenthal Collins Group, LLC
    Inventor: Leslie Rosenthal
  • Patent number: 8364575
    Abstract: A method and system for providing automatic execution of black box trading strategies for electronic trading. A black box trading entity is created from two or more real or synthetic trading entities including real or synthetic contracts or financial instruments. The black box trading entity is automatically traded via one or more electronic trading exchanges on a client device and/or a server device and/or a combination thereof, thereby making the execution of electronic trades for the black box trading entity faster and more reliable than when executing on one network device alone.
    Type: Grant
    Filed: September 14, 2010
    Date of Patent: January 29, 2013
    Assignee: Rosenthal Collins Group, LLC
    Inventors: Leslie Rosenthal, J. Robert Collins
  • Publication number: 20120303507
    Abstract: An electronic trading platform provides a system and methods including an interface for presenting market data and receiving user input for entering orders to buy and sell financial instruments on an exchange. The interface includes an order entry window adapted to display price information relating to a financial instrument traded on the exchange. The price information is presented as a portion of price spectrum including all possible prices for the financial instrument. The portion of the price spectrum is presented within the order entry window in a first dynamic mode when operational focus is on an interface window other than the order entry window, and the portion of the price spectrum is presented within the order entry window in a static or partially static order entry mode when operational focus is on the order entry window.
    Type: Application
    Filed: May 26, 2011
    Publication date: November 29, 2012
    Applicant: ROSENTHAL COLLINS GROUP, LLC
    Inventors: Jason Arnold, Leslie Rosenthal, Adam Marzi, Timothy P. Gebhardt, John Robert Collins
  • Publication number: 20110251942
    Abstract: A method and system for electronic trading on a trading interface with a dynamic price column. Prices displayed in dynamic price column are continuously, dynamically and automatically updated as a current market price changes. The trading interface includes a plurality of order entry modes to slow a display speed of the dynamic price column to a speed slower than a default display speed for the dynamical price column so an electronic trading order can be entered without missing a desired trade.
    Type: Application
    Filed: February 23, 2011
    Publication date: October 13, 2011
    Applicant: Rosenthal Collins Group, L.L.C.
    Inventors: Leslie Rosenthal, Benjamin D. Levine, Matthew B. Eubank, Michael R. Burkhart
  • Publication number: 20110238555
    Abstract: A method and system for electronic trading from smart phones and tablet computers. A selection input (e.g., a bar code, alphanumeric form, etc.) is received from a camera component on a smart network device application on the smart phone or tablet including one or more trading orders to execute one or more electronic trades. The one or more trading orders are extracted from the selection input on the smart network device application. The one or more electronic trades are automatically executed using one or more electronic trading orders extracted from the selection input from an Ask Bid Volume/Aggregated Book View (ABV) window with a dynamic price column.
    Type: Application
    Filed: February 23, 2011
    Publication date: September 29, 2011
    Applicant: Rosenthal Collins Group, LLC
    Inventor: Leslie ROSENTHAL
  • Publication number: 20110125672
    Abstract: A method and system for providing risk assessment and management reporting via dynamic total net worth for multi-market electronic trading. The method and system allow risk assessment management and reporting to be determined using current and historical trading losses for dynamically calculated current total net worth values for electronic trading at a trading firm, a trading firm office and a trading account. Risk thresholds are selectively and dynamically configurable for automatically displaying risk information for and automatically disabling electronic trading when risk thresholds are exceeded. Risk information is displayed in two dimensional (2D) and three dimensional (3D) display elements.
    Type: Application
    Filed: January 19, 2011
    Publication date: May 26, 2011
    Applicant: Rosenthal Collins Group, L.L.C.
    Inventors: Leslie Rosenthal, Brian Adams
  • Patent number: 7912781
    Abstract: A method and system for providing real-time electronic information for risk assessment and management for multi-market electronic trading. The method and system dramatically improve an infrastructure used by electronic traders over a communications network by separating one or more data streams from one or more trading exchange with plural different types of electronic trading information into plural separate data streams that can be selectively used on a target device. The plural separate data streams and can be requested, displayed and used faster and more efficiently than an entire data stream including all the multiple types of electronic trading information for real-time risk assessment and management.
    Type: Grant
    Filed: June 26, 2009
    Date of Patent: March 22, 2011
    Assignee: Rosenthal Collins Group, LLC
    Inventor: Leslie Rosenthal
  • Publication number: 20110035308
    Abstract: A method and system for providing automatic execution of gray box trading strategies for electronic trading. A gray box trading entity is created from two or more real or synthetic trading entities including real or synthetic contracts or financial instruments. The gray box trading entity includes a black box portion (automatic trade execution) and a white box portion (manual trade execution). An electronic trader selects trades for black box and white box trades in the gray box trading entity. The trades can be dynamically changed. Selected trades for gray box trading entity are automatically traded with a black box trading entity on one or more electronic trading exchanges while a trader is prompted to manually execute selected other trades for the gray box trading entity with a white box trading entity.
    Type: Application
    Filed: October 6, 2010
    Publication date: February 10, 2011
    Applicant: Rosenthal Collins Group, LLC
    Inventors: Leslie ROSENTHAL, J. Robert Collins
  • Publication number: 20110016035
    Abstract: A method and system for providing automatic execution of black box trading strategies for electronic trading. A black box trading entity is created from two or more real or synthetic trading entities including real or synthetic contracts or financial instruments. The black box trading entity is automatically traded via one or more electronic trading exchanges on a client device and/or a server device and/or a combination thereof, thereby making the execution of electronic trades for the black box trading entity faster and more reliable than when executing on one network device alone.
    Type: Application
    Filed: September 14, 2010
    Publication date: January 20, 2011
    Applicant: Rosenthal Collins Group, LLC.
    Inventors: Leslie ROSENTHAL, J. Robert Collins
  • Publication number: 20100312718
    Abstract: A method and system for providing risk management, reporting and assessment for multi-market electronic trading. The method and system allow risk assessment management and reporting to be determined using current and historical trading losses over a pre-determined trading period compared against a pre-determined percentage of current and historical net worth values for electronic trading at a trading firm, a trading firm office and a trading account. Risk thresholds are selectively and dynamically configurable for automatically displaying risk information for and automatically disabling electronic trading when risk thresholds are exceeded.
    Type: Application
    Filed: July 12, 2010
    Publication date: December 9, 2010
    Applicant: Rosenthal Collins Group, L.L.C.
    Inventors: Leslie Rosenthal, Brian Adams
  • Publication number: 20100293110
    Abstract: A method and system for electronic options trading on a graphical user interface. One or more sets of electronic option trading information are automatically displayed in a graphical in a dynamic option information column in a market depth format. The information displayed in the dynamic option information column is dynamically selectable and changeable based on electronic option trading preferences. The dynamic option information column is automatically and dynamically re-centered upon a current selected graphical option information entity displayed in the dynamic option information column that continuously and dynamically changes with changes in the dynamic option information displayed. Risk management and assessment for electronic options trading is also provided.
    Type: Application
    Filed: July 8, 2010
    Publication date: November 18, 2010
    Applicant: Rosenthal Collins Group, L.L.C.
    Inventors: Leslie ROSENTHAL, Benjamin D. Levine
  • Publication number: 20100268633
    Abstract: A method and system for providing electronic option trading bandwidth reduction and risk management and assessment for multi-market electronic trading. Data streams including electronic option trading information are split into plural individual data streams by a server network device and/or one or more network interface cards (NICs). The individual data streams are made available to target network devices using less network bandwidth and fewer processing cycles that would be required to process the whole data including the electronic option trading information. The option trading risk assessment and management information includes an “integrated viewpoint” that aggregates an option trader's activities across all their electronic option trading accounts, their current and historical option trades and option trade locations on all option trading exchanges.
    Type: Application
    Filed: May 25, 2010
    Publication date: October 21, 2010
    Applicant: Rosenthal Collins Group, L.L.C.
    Inventor: Leslie ROSENTHAL
  • Publication number: 20100268632
    Abstract: A method and system for providing multi-market electronic trading with cloud computing. Electronic trading is provided via cloud computing network using public networks, private networks, community networks and hybrid networks. The cloud computing network provides on-demand self-service, broad network access, resource pooling, rapid elasticity and measured trading services for electronic trading. The method and system dramatically improve a trading infrastructure used by electronic traders by providing electronic trading using less bandwidth and less processing cycles via the cloud computing network than via a non-cloud computing network.
    Type: Application
    Filed: May 25, 2010
    Publication date: October 21, 2010
    Applicant: Rosenthal Collins Group, L.L.C.
    Inventor: Leslie ROSENTHAL
  • Patent number: 7801801
    Abstract: A method and system for providing automatic execution of black box trading strategies for electronic trading. A black box trading entity is created from two or more real or synthetic trading entities including real or synthetic contracts or financial instruments. The black box trading entity is automatically traded via one or more electronic trading exchanges.
    Type: Grant
    Filed: May 4, 2006
    Date of Patent: September 21, 2010
    Assignee: Rosenthal Collins Group, LLC
    Inventors: Leslie Rosenthal, J. Robert Collins
  • Publication number: 20100114753
    Abstract: A method and system for providing automatic commodity futures contract delivery management and balancing. A single electronic invoice and one or more different types of electronic reports are dynamically and automatically created for a trading party by allocating plural electronic delivery invoice receipts for plural futures contracts received from one or more electronic trading exchanges or open outcry trading exchanges where commodities futures contracts are being traded. The single electronic invoice includes a priority delivery order calculated using a pre-determined delivery priority scheme for plural futures contracts for which physical delivery of an associated commodity is occurring and provides an “integrated viewpoint” that aggregates commodity futures contract delivery management and balancing across all trading accounts on all commodity futures electronic trading exchanges and/or all commodity futures open outcry trading exchanges.
    Type: Application
    Filed: December 23, 2009
    Publication date: May 6, 2010
    Applicant: Rosenthal Collins Group, L.L.C.
    Inventors: Peter A. OSMANSKI, Cheryl A. Johnson, Matthew B. Eubank, Leslie Rosenthal
  • Publication number: 20100114752
    Abstract: A method and system for providing automatic collective windows for a multi-windowed graphical user interface (GUI) for electronic trading. The collective windows are automatically created with pre-determined individual graphical windows, with selectable desired screen positions on a graphical user interface, with different desired alignments of the individual graphical windows within the collective window and with a two-dimensional (2D) and three-dimensional (3D) display mode.
    Type: Application
    Filed: November 25, 2009
    Publication date: May 6, 2010
    Applicant: Rosenthal Collins Group, L.L.C.
    Inventors: James C. Downs, Leslie Rosenthal
  • Publication number: 20100094777
    Abstract: A method and system for automatic execution of risk-controlled synthetic trading entities. Risk parameters are generated for two or more real trading entities that comprise a synthetic trading entity. Risk assessments are generated for the resulting synthetic trading entity from the risk parameters. Current and historical trading information is used to generate the risk parameters and risk assessments. Market prices for the real trading entities to keep the automatic risk-controlled synthetic trading entity at a desired synthetic market price level whenever selected risk assessments exceed one or more pre-determined risk thresholds.
    Type: Application
    Filed: November 13, 2009
    Publication date: April 15, 2010
    Applicant: Rosenthal Collins Group, LLC.
    Inventors: Leslie Rosenthal, Benjamin D. Levine
  • Publication number: 20100088218
    Abstract: A method and system for providing multiple graphical user interfaces for electronic trading is provided. Electronic trading information is obtained on an application on a target device from one or more electronic trading exchanges. The electronic trading information is displayed on a multi-windowed graphical user interface (GUI) with a number of alternative output displays with dynamic columns in plural different types of output displays in two-dimensional (2D) and three-dimensional (3D) modes.
    Type: Application
    Filed: November 20, 2009
    Publication date: April 8, 2010
    Applicant: Rosenthal Collins Group, LLC
    Inventors: Leslie Rosenthal, J. Robert Collins
  • Publication number: 20100076907
    Abstract: A method and system for providing dynamic display of electronic trading information for trading risk-controlled spreads. The method and system allow spreads to be automatically inputted, executed, monitored and managed via plural different risk controls on one or more trading exchanges. The method and system provide automatic readjustment of desired market limit prices using one or more pre-determined spread trading risk factors and market depth information to maintain a desired price differential and a desired risk level for the automatic risk-controlled spread.
    Type: Application
    Filed: November 6, 2009
    Publication date: March 25, 2010
    Applicant: Rosenthal Collins Group, LLC.
    Inventors: Leslie Rosenthal, Benjamin D. Levine, James C. Downs