Patents by Inventor Leslie Rosenthal

Leslie Rosenthal has filed for patents to protect the following inventions. This listing includes patent applications that are pending as well as patents that have already been granted by the United States Patent and Trademark Office (USPTO).

  • Publication number: 20100076906
    Abstract: A method and system for providing a graphical user interface (GUI) for real-time market tracking, trading and display of financial note, bond, instrument and futures contract information for electronic trading. The method and system via the GUI allow display of Treasury note, Treasury bond, futures contract and other entities using quantitative analytics based on customizable real-time market data and customized static values for electronic trading.
    Type: Application
    Filed: October 14, 2009
    Publication date: March 25, 2010
    Applicant: Rosenthal Collins Group, L.L.C.
    Inventors: Matthew B. EUBANK, Amir SADR, Leslie ROSENTHAL
  • Publication number: 20100010937
    Abstract: A method and system for providing risk management, reporting and assessment for multi-market electronic trading. The method and system allow risk associated with one or more trading accounts for an electronic trader in multi-market electronic trading to be analyzed, reported and managed in real-time. The method and system includes graphical display of risk assessments for plural traders. The risk assessment includes a set of risk parameters with current risk parameters and historical risk parameters and provides an integrated view of current and historical trading activities and trading resources of the electronic trader across all electronic trading exchanges a trader is trading on.
    Type: Application
    Filed: July 30, 2009
    Publication date: January 14, 2010
    Applicant: Rosenthal Collins Group, L.L.C.
    Inventor: Leslie ROSENTHAL
  • Patent number: 7624064
    Abstract: A method and system for providing multiple graphical user interfaces for electronic trading is provided. Electronic trading information is obtained on an application on a target device from one or more electronic trading exchanges. The electronic trading information is displayed on a multi-windowed graphical user interface (GUI) with a number of alternative output displays such as V-shape, with circles or rotating spheres, etc.
    Type: Grant
    Filed: October 31, 2005
    Date of Patent: November 24, 2009
    Assignee: Rosenthal Collins Group, LLC
    Inventors: Leslie Rosenthal, J. Robert Collins
  • Patent number: 7620586
    Abstract: A method and system for providing automatic execution of trading strategies for electronic trading. A synthetic trading entity is created from two or more actual trading entities. Two or more sets of electronic trading information are received from one or more electronic trading exchanges including trading information for the two or more actual trading entities for the created synthetic trading entity. Two or more electronic trades for the synthetic trading entity are automatically and electronically executed from on the one or more electronic trading exchanges to execute the synthetic trading entity.
    Type: Grant
    Filed: September 8, 2005
    Date of Patent: November 17, 2009
    Assignee: Rosenthal Collins Group, LLC
    Inventors: Leslie Rosenthal, J. Robert Collins
  • Patent number: 7617149
    Abstract: A method and system for providing dynamic display of electronic trading information for trading spreads. The method and system allow pre-determined and trader defined spreads to be input and one or more trades for the spreads to be automatically executed on one or more trading exchanges. The method and system also allows monitoring of the spreads from one or more graphical windows on a graphical user interface.
    Type: Grant
    Filed: May 30, 2006
    Date of Patent: November 10, 2009
    Assignee: Rosenthal Collins Group, LLC
    Inventors: Leslie Rosenthal, J. Robert Collins
  • Publication number: 20090276373
    Abstract: A method and system for providing real-time electronic information for risk assessment and management for multi-market electronic trading. The method and system dramatically improve an infrastructure used by electronic traders over a communications network by separating one or more data streams from one or more trading exchange with plural different types of electronic trading information into plural separate data streams that can be selectively used on a target device. The plural separate data streams and can be requested, displayed and used faster and more efficiently than an entire data stream including all the multiple types of electronic trading information for real-time risk assessment and management.
    Type: Application
    Filed: June 26, 2009
    Publication date: November 5, 2009
    Applicant: Rosenthal Collins Group, L.L.C.
    Inventor: Leslie ROSENTHAL
  • Publication number: 20090276367
    Abstract: A method and system for providing risk management for multi-market electronic trading. The method and system allow risk associated with one or more trading accounts for an electronic trader in multi-market electronic trading to be analyzed and managed in real-time. The method and system includes graphical display of risk assessments for plural traders. The risk assessment includes a set of risk parameters with current risk parameters and historical risk parameters and provides an integrated view of current and historical trading activities and trading resources of the electronic trader across all electronic trading exchanges the electronic trader is trading on (e.g. Chicago Board of Trade (CBOT), New York Stock Exchange (NYSE), NASDAQ, Tokyo Stock Exchange (TSE), London International Financial and Futures Options Exchange (LIFFE), etc.).
    Type: Application
    Filed: April 28, 2009
    Publication date: November 5, 2009
    Applicant: Rosenthal Collins Group, L.L.C.
    Inventor: Leslie ROSENTHAL
  • Publication number: 20090234767
    Abstract: In accordance with the principles of the present invention, a cost-based financial product is provided. The cost-based financial product is created at a front end that differentiates at the access level, thereby providing two distinct products—one evolving from direct arbitrage; the other an indigenous copy—that are essentially the same that can flow separately into different service entities. A fixed yield or amount of supply of a first component is divided into a variable yield of a second component that represents the cost basis relationship sought, thereby creating a partial supply devisor quotient scale—a new scale of cost unit change that becomes the new price array on the front end. A front-end application ladder can be created by substituting a price per divisor supply (whether shares of stock, bushels of grain, etc.) quotient scale for the matrix price array of the cost component to accept the expanding or contracting value of the gross changes of the cost product value.
    Type: Application
    Filed: March 12, 2008
    Publication date: September 17, 2009
    Inventors: J. Peter Steidlmayer, Keith D. Bronstein, Burt Gutterman, Leslie Rosenthal
  • Patent number: 7555456
    Abstract: A method and system for providing electronic information for multi-market electronic trading. The method and system dramatically improve an infrastructure used by electronic traders over a communications network by separating one or more data streams from one or more trading exchange with plural different types of electronic trading information into plural separate data streams that can be selected and displayed by a user on a target device. The plural separate data streams and can be requested, displayed and used faster and more efficiently than an entire data stream including all the multiple types of electronic trading information.
    Type: Grant
    Filed: June 8, 2005
    Date of Patent: June 30, 2009
    Assignee: Rosenthal Collins Group, LLC
    Inventors: Leslie Rosenthal, J. Robert Collins
  • Publication number: 20080288391
    Abstract: A method and system for providing dynamic display of electronic trading information for trading spreads. The method and system allow spreads to be automatically inputted, executed and monitored on one or more trading exchanges. The method and system also allows inputting and monitoring of the spreads from one or more graphical windows on a graphical user interface. The method and system provide automatic generation of one or more legs of an automatic spread and automatic readjustment of desired market limit prices using one or more pre-determined spread trading factors and market depth information to maintain the desired price differential for the automatic spread.
    Type: Application
    Filed: July 9, 2008
    Publication date: November 20, 2008
    Applicant: Rosenthal Collins Group, LLC.
    Inventors: James C. Downs, Leslie Rosenthal
  • Publication number: 20080162378
    Abstract: A method and system for providing a graphical user interface (GUI) for electronic trading with display of an estimated execution position in a current market depth display list of electronic trades. The method and system via the GUI allow a current market depth position in a list of electronic trades (e.g., an electronic traders “open-book” of trades) to be dynamically displayed, reset and graphically re-displayed at a position in a market depth view of a desired electronic trading market when an electronic trade is placed or amended based on current market execution of trade orders.
    Type: Application
    Filed: February 6, 2008
    Publication date: July 3, 2008
    Applicant: Rosenthal Collins Group, L.L.C.
    Inventors: Benjamin D. Levine, Leslie Rosenthal
  • Publication number: 20080154764
    Abstract: A method and system for a simplified graphical user interface (GUI) and integrated trading system for electronic trading is provided. The simplified GUI and integrated trading system include a simplified GUI that can be used via web-browser on the Internet and allows traders to execute electronic trades via a simplified interface. The simplified GUI and integrated trading system also provide trading account balances and other electronic trading information for any electronic trades executed via the simplified GUI and any other GUIs being used for electronic trading on one more electronic trading exchanges.
    Type: Application
    Filed: January 31, 2008
    Publication date: June 26, 2008
    Applicant: Rosenthal Collins Group, L.L.C.
    Inventors: Benjamin D. Levine, Christopher A. Anderson, Michael R. Burkhart, Matt Eubank, Leslie Rosenthal
  • Publication number: 20080059846
    Abstract: A fault tolerant electronic trading system and method. The fault tolerant electronic trading system and method includes N-level redundancy that allows multiple components within the system to fail without forcing users off the system or causing the trading system to fail. Fault tolerance with risk management controls is also provided.
    Type: Application
    Filed: August 30, 2007
    Publication date: March 6, 2008
    Applicant: Rosenthal Collins Group, L.L.C.
    Inventors: Leslie Rosenthal, Benjamin D. Levine, Samuel Brian Adams
  • Publication number: 20070088658
    Abstract: A method and system for providing accounting for electronic trading. Electronic trading information for real, synthetic, spread, black box or yield curve trades is obtained on an application on a target device from one or more electronic trading exchanges. The trading electronic information is processed to create accounting information that is stored and forwarded to various target devices. The accounting information is also stored and summary reports such as settlement prices and profit/loss information are produced in real-time and non-real-time. The method and system also providing a mechanism for transferring money and tracking execution of manual trades.
    Type: Application
    Filed: September 29, 2006
    Publication date: April 19, 2007
    Applicant: Rosenthal Collins Group, L.L.C.
    Inventors: Leslie Rosenthal, Limin Xue
  • Publication number: 20070083458
    Abstract: A method and system for providing a graphical user interface and trading system for professional electronic trading. A new professional trading application provides a back end trading platform that allows professional traders to quickly and efficiently execute electronic trades on one or more electronic trading exchanges. The new back end trading system eliminates much of the overhead included in most back end trading systems. A new graphical thermometer is for professional electronic trading is also presented.
    Type: Application
    Filed: October 3, 2006
    Publication date: April 12, 2007
    Applicant: Rosenthal Collins Group, L.L.C.
    Inventors: Leslie Rosenthal, J. Collins, Stephanie Koeing, Benjamin Levine
  • Publication number: 20060271468
    Abstract: A method and system for providing dynamic display of electronic trading information for trading spreads. The method and system allow pre-determined and trader defined spreads to be input and one or more trades for the spreads to be automatically executed on one or more trading exchanges. The method and system also allows monitoring of the spreads from one or more graphical windows on a graphical user interface.
    Type: Application
    Filed: May 30, 2006
    Publication date: November 30, 2006
    Applicant: Rosenthal Collins Group, LLC.
    Inventors: Leslie Rosenthal, J. Collins
  • Publication number: 20060259407
    Abstract: A method and system for providing automatic execution of black box trading strategies for electronic trading. A black box trading entity is created from two or more real or synthetic trading entities including real or synthetic contracts or financial instruments. The black box trading entity is automatically traded via one or more electronic trading exchanges.
    Type: Application
    Filed: May 4, 2006
    Publication date: November 16, 2006
    Applicant: Rosenthal Collins Group, LLC.
    Inventors: Leslie Rosenthal, J. Collins
  • Publication number: 20060253373
    Abstract: A method and system for providing multiple graphical user interfaces for electronic trading is provided. Electronic trading information is obtained on an application on a target device from one or more electronic trading exchanges. The electronic trading information is displayed on a multi-windowed graphical user interface (GUI) with a number of alternative output displays such as V-shape, with circles or rotating spheres, etc.
    Type: Application
    Filed: October 31, 2005
    Publication date: November 9, 2006
    Applicant: Rosenthal Collins Group, LLC.
    Inventors: Leslie Rosenthal, J. Collins
  • Publication number: 20060080223
    Abstract: A method and system for providing automatic execution of trading strategies for electronic trading. A synthetic trading entity is created from two or more actual trading entities. Two or more sets of electronic trading information are received from one or more electronic trading exchanges including trading information for the two or more actual trading entities for the created synthetic trading entity. Two or more electronic trades for the synthetic trading entity are automatically and electronically executed from on the one or more electronic trading exchanges to execute the synthetic trading entity.
    Type: Application
    Filed: September 8, 2005
    Publication date: April 13, 2006
    Applicant: Rosenthal Collins Group, LLC.
    Inventors: Leslie Rosenthal, J. Collins
  • Publication number: 20060010066
    Abstract: A method and system for providing a graphical user interface for electronic trading. Electronic trading information is obtained on an application on a target device from one or more electronic trading exchanges. The trading electronic information is processed electronic trading information is displayed on a multi-windowed graphical user interface (GUI) where it is used to automatically executed automatic trades. The method and system may improve multiple types of electronic information that can be selectively displayed on a GUI by a user and used to automatically execute plural different pre-determined types of electronic trading strategies.
    Type: Application
    Filed: July 12, 2005
    Publication date: January 12, 2006
    Applicant: Rosenthal Collins Group, L.L.C.
    Inventors: Leslie Rosenthal, J. Collins