ESTOLIDE DERIVATIVES USEFUL AS BIOLUBRICANTS

A composition comprising a mixture of esters prepared by a three-step process comprising the steps of a oligomerization, a transesterification, and a capping. The composition is useful in a variety of applications, including as a biolubricant having a high level of renewable carbons, and may exhibit particularly desirable properties relating to pour point, thermo-oxidative stability, and viscometric behavior due to reduced or eliminated levels of unsaturation in the final double esters.

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Description
CROSS-REFERENCE TO RELATED APPLICATIONS

This application claims priority from provisional application Ser. No. 61/501,802, filed Jun. 28, 2011, which is incorporated herein by reference in its entirety.

FIELD OF THE INVENTION

The invention relates to biolubricant compositions. More particularly, the invention relates to estolide derivatives of fatty acids that have a high level of renewable raw materials and are useful as lubricants.

BACKGROUND OF THE ART

The lubricants (engine and non-engine) and process fluids industries today are searching for materials that are biodegradable. Biodegradability means that the lubricants and process fluids (hereinafter “fluids”) degrade over a period of time, which may be measured by tests such as those promulgated by the Organization of Economic Co-Operation and Development (OECD), including OECD 301B and OECD 301F. Recently, interest has been increasing in fluids which are not only biodegradable, but also renewable. Renewable products contain, by definition, high levels of renewable carbons, and standards are being set to encourage increasingly greater levels of renewability. For example, the European Ecolabel now requires that hydraulic fluids must contain at least 50 percent by weight renewable carbons.

Researchers have attempted to meet requirements or recommendations for both biodegradability and renewability by including in their fluids formulations a variety of types of natural and synthesized oils. Unfortunately, many of these materials exhibit pour points that are too high to enable use in certain important applications. The pour point is the lowest temperature at which the fluid will flow, and pour points below 0 degrees Celsius (° C.), desirably below −10° C., more desirably below −15° C., and even below −25° C., are often necessary. These materials in many cases also suffer from poor thermo-oxidative stability at high temperatures (for example, above 90° C.), which may in some cases be due to the amount of unsaturation present in the acid fraction of their chemical structures.

In order to obtain these properties, research has been done on estolides. Estolides are oligomeric fatty acids which may be formed by condensation of two or more fatty acid units to yield an ester linkage. Typically this condensation is accomplished by reacting a carboxylic acid moiety onto a double bond via acid catalysis.

An example of work on estolides is disclosed in U.S. Pat. No. 6,018,063 (Isbell, et al.), which relates to esters of estolides derived from oleic acids. This patent discloses a synthesis of estolides involving homopolymerization of castor oil fatty acids or 12-hydroxystearic acid under thermal or acid catalyzed conditions.

Another example is U.S. Pat. No. 6,407,272 (Nelson, et al.), which teaches preparation of secondary alcohol esters of hydroxy acids (for example, ricinoleate esters of secondary alcohols) by reacting an ester of a hydroxy acid with a secondary alcohol in the presence of an organometallic transesterification catalyst.

Still another example is found in Patent Cooperation Treaty Publication (WO) 2008/040864, which relates to a method for synthesizing estolide esters having a specified oligomerization level and a low residual acid index. The method involves simultaneous oligomerization of a saturated hydroxy acid and esterification of the hydroxyacid by a monoalcohol.

None of the above methods, however, has been shown to produce a fully saturated material having desirable combinations of low pour point (at or below −10° C.), thermo-oxidative stability, and renewable carbons (at least 50 percent by weight). Thus, there is a need in the art for new compositions meeting these requirements, while at the same time exhibiting additional desirable or specified lubricity and viscosity properties, such that they are capable of being used in lubricant applications.

SUMMARY OF THE INVENTION

In one embodiment the invention provides a process for preparing a composition comprising a mixture of esters, the process comprising the ordered steps of: (1-a) oligomerizing a mixture of at least two hydroxylated fatty acids or fatty esters to form a mixture of hydroxylated fatty acid or fatty ester oligomers; (1-b) capping the hydroxylated fatty acid or fatty esters oligomers with an acid, acid anhydride or ester to form a mixture of capped fatty acid or fatty ester oligomers; and (1-c) transesterifying the capped fatty acid or fatty esters oligomers with an alcohol to form the mixture of esters; or the ordered steps of (2-a) transesterifying a mixture of hydroxylated fatty acids or fatty esters with an alcohol to form a mixture of hydroxylated fatty esters; (2-b) oligomerizing the hydroxylated fatty esters to form a mixture of hydroxylated fatty ester oligomers; and (2-c) capping the hydroxylated fatty ester oligomers with an acid, acid anhydride or ester to form the mixture of esters. The compositions prepared by either of these methods represent another embodiment of the invention.

In still another embodiment the invention provides a process for preparing a composition comprising a mixture of esters, the process comprising either the ordered steps of (1-a) through (1-c), or of (2-a) through (2-c), the ordered steps being either: (1-a) oligomerizing a mixture of at least two hydroxylated fatty acids or fatty esters using a tin-containing, titanium-containing or nitrogen-containing catalyst and removing formed alcohol, optionally by using one or more of an entrainer, reduced pressure and nitrogen sparging, to yield a product 1-X with distribution of compounds represented by Formula 1:

wherein R is an alkyl group that contains from 1 to 12 carbon atoms, R1 is hydrogen or a methyl radical, x is a rational number from 0 to 12 and n is a rational number from 1 to 20, and the formed alcohol having the formula R1OH; (1-al) optionally recovering product 1-X from residual R1OH and, when used, the entrainer; (1-b) reacting product 1-X with an acid that contains from 2 to 12 carbon atoms, an ester that contains from 3 to 13 carbon atoms, or an acid anhydride that contains from 4 to 24 carbon atoms, optionally using an additional amount of a tin-containing, titanium-containing or nitrogen-containing catalyst, and removing formed alcohol to yield a product 1-Y with a distribution of compounds represented by Formula 2:

wherein R, R1, x and n are as defined above and R3 is an alkyl group that contains from 1 to 11 carbon atoms; (1-b1) optionally recovering product 1-Y from excess acid, acid anhydride or ester added as a reactant in step (1-b); and (1-c) reacting product 1-Y with an alcohol to form product 1-Z with a distribution of compounds represented by Formula 3:

wherein R, R3, x and n are as defined above, and R2 is an alkyl group that contains from 1 to 20 carbon atoms; (1-c1) optionally recovering product 1-Z from alcohol and residual R1OH added during (1-c) and acid formed during reaction of 1-Y with the acid, acid anhydride or ester added in (1-b); or the ordered steps being: (2-a) reacting a mixture of at least two hydroxylated fatty acids or fatty esters with an alcohol to form product 2-X with a distribution of compounds represented by Formula 4:

wherein R is an alkyl group that contains from 1 to 12 carbon atoms; R2 is an alkyl group that contains from 1 to 20 carbon atoms, x is a rational number from 0 to 12; (2-a1) optionally recovering product 2-X from residual or formed R2OH; (2-b) oligomerizing product 2-X, using a tin-containing, titanium-containing or nitrogen-containing catalyst and removing the formed R2OH, optionally by using one or more of an entrainer, reduced pressure and nitrogen sparging, to yield a product 2-Y with distribution of compounds represented by Formula 5:

wherein R, R2, and x are as defined above and n is a rational number from 1 to 20; (2-b1) optionally recovering product 2-Y from residual R2OH and, when used, the entrainer; and (2-c) reacting product 2-Y with an acid that contains from 2 to 12 carbon atoms, an ester that contains from 3 to 13 carbon atoms, or an acid anhydride that contains from 4 to 24 carbon atoms, optionally using an additional amount of a tin-containing, titanium-containing or nitrogen-containing catalyst, to yield a product 2-Z with distribution of compounds represented by Formula 6:

wherein R, R2, R3, x and n are as defined above; (2-c1) optionally recovering product 2-Z from excess acid, acid anhydride or ester added as a reactant in (2-b) and alcohol added as a reactant in (2-c).

In still a further embodiment, the invention provides a composition comprising a distribution of compounds represented by Formula 3:

wherein R is an alkyl group that contains from 1 to 12 carbon atoms; R2 is an alkyl group that contains from 1 to 20 carbon atoms; R3 is an alkyl group that contains from 1 to 11 carbon atoms; x is a rational number from 0 to 12 and n is a rational number from 1 to 20, wherein at least two compounds in the distribution of compounds have different values of x.

DETAILED DESCRIPTION OF THE EMBODIMENTS

The invention provides an improved process to prepare certain estolide derivatives that exhibit useful friction and wear properties, desirably low pour points, good thermo-oxidative stability, and are based on a renewable resource, such that the material may be classified as bio-based.

Preparation of the estolide derivatives may be carried out beginning with a mixture of hydroxylated fatty acids or fatty esters. It has surprisingly been found that starting from such mixtures according to the processes of the invention, estolide derivatives may be prepared that exhibit favorable properties, including very low pour points. As a result, the estolide derivatives may be suitable for use in a wide range of applications, including those requiring performance at very low temperatures.

In some embodiments, the mixture of starting hydroxylated fatty acids or a fatty esters comprises two or more hydroxylated C1-C24 fatty acids, alternatively two or more hydroxylated C1-C20 fatty acids (or their esters). In some embodiments, the mixture comprises a short chain hydroxylated fatty acid, such as hydroxylated C1-C4—COOH (or its ester) and a long chain hydroxylated fatty acid, such as hydroxylated C12-C20—COOH (or its ester). In preferred embodiments the mixture of hydroxylated fatty acids or fatty esters may be, conveniently, a 12-hydroxy fatty acid, such as 12-hydroxystearic acid, or its methyl ester, and lactic acid.

In general the synthesis may be via a three-step process which includes a oligomerization, a transesterification, and a capping, but it has surprisingly been found that variation in the order of these steps, though ultimately still resulting in formation of a double ester of the starting hydroxylated material, affects the overall properties of the double ester, which is generally obtained as a mixture of final products.

In an embodiment of the invention, the three steps are ordered as a oligomerization, a capping, and a transesterification. In greater detail, the mixture of hydroxylated fatty acids or fatty esters is first oligomerized to form a mixture of hydroxylated fatty acid or fatty ester oligomers. This oligomerization is desirably carried out in the presence of a tin-, titanium-, or nitrogen-containing catalyst and any forming water/alcohol is concurrently removed. The water/alcohol removal may be accomplished by means of an entrainer, reduced pressure, and/or nitrogen sparging. The result of this step is a mixture of hydroxylated fatty acid or fatty ester oligomers which includes a distribution of compounds of Formula 1, as defined hereinabove.

The mixture of hydroxylated fatty acid or fatty ester oligomers is then recovered from excess alcohol, residual methanol and/or the entrainer, and then capped by reacting with an acid that contains from 2 to 12 carbon atoms, an ester that contains from 3 to 13 carbon atoms, or an acid anhydride that contains from 4 to 24 carbon atoms, to form a mixture of capped fatty acid or fatty ester oligomers. Additional tin-, titanium-, or nitrogen-containing catalyst may optionally be employed for this capping. The distribution of product capped fatty acid or fatty ester oligomers may be represented by Formula 2, as defined hereinabove. The capped material may be recovered from excess acid, acid anhydride or ester.

Finally, in a transesterification step, the mixture of capped fatty acid or fatty ester oligomers are reacted with an alcohol having from 2 to 20 carbon atoms. In certain desirable and non-limiting embodiments, the alcohol may be selected from 2-ethylhexanol, 2-(2-butoxy-propoxy)propan-1-ol (DPnB), 1-octanol, 2-octanol, and combinations thereof. Additional tin-, titanium-, or nitrogen-containing catalyst may be employed at this point, and formed methanol is removed, yielding a double estolide ester represented by a distribution of compounds represented by Formula 3, as defined hereinabove.

In another embodiment of the invention, the composition comprising a mixture of esters may be prepared by a process wherein a transesterification step is conducted first, followed by oligomerization and, finally, capping steps. In this embodiment, (2-a) the mixture of hydroxylated fatty acids or fatty esters is first transesterified by reacting with an alcohol to form a product 2-X with a distribution of compounds represented by Formula 4, as defined hereinabove; (2-a1) optionally recovering product 2-X from excess alcohol; (2-b) partially oligomerizing product 2-X, using a tin-containing, titanium-containing or nitrogen-containing catalyst and removing formed alcohol, optionally by using one or more of an entrainer, reduced pressure and nitrogen sparging, to yield a product 2-Y with a distribution of compounds represented by Formula 5 as defined hereinabove; (2-b1) optionally recovering product 2-Y from residual R2OH and, when used, the entrainer; (2-c) reacting product 2-Y with an acid that contains from 2 to 12 carbon atoms, an ester that contains from 3 to 13 carbon atoms, or an acid anhydride that contains from 4 to 24 carbon atoms, optionally using an additional amount of a tin-containing, titanium-containing or nitrogen-containing catalyst, to yield a product 2-Z with distribution of compounds represented by Formula 6, as defined hereinabove; (2-c1) optionally recovering product 2-Z from excess acid, acid anhydride or ester added as a reactant in (2-b) and alcohol added as a reactant in (2-c).

In the above processes, the capping step may be carried out using, in some preferred embodiments, an acid anhydride of Formula 7:

wherein R3 is as defined above with respect to Formula 2. Illustrative anhydrides include isobutyric anhydride.

In a further embodiment, the invention provides a composition comprising a distribution of compounds represented by Formula 3:

wherein R is an alkyl group that contains from 1 to 12 carbon atoms; R2 is an alkyl group that contains from 1 to 20 carbon atoms; R3 is an alkyl group that contains from 1 to 11 carbon atoms; x is a rational number from 0 to 12 and n is a rational number from 1 to 20, wherein at least two compounds in the distribution of compounds have different values of x.

In the Formulae 1, 2, 3, 4, 5, and 6 distributions of compounds described above, x is a rational number from 0 to 12. In some embodiments, x is a rational number from 2.5 to 10. Since the Formulae 1, 2, 3, 4, 5, and 6 distribution of compounds are prepared from a mixture of hydroxylated fatty acids or fatty esters, at least two compounds in the distribution have differing values of x.

A person of ordinary skill in the art can readily calculate the value of x in the distribution of compounds based on which starting acids or esters were used and their quantities, or they can determine the value using known analytical methods such saponification and LC-MS.

In some preferred embodiments, R1 in the distribution of compounds of Formulae 1 and 2 described above is a methyl radical.

In some embodiments, R in the distribution of compounds of Formulae 1, 2, 3, 4, 5, and 6 is C1-C6 alkyl. In some embodiments, it is a methyl radical or a hexanyl radical.

In some embodiments, n in the Formulae 1, 2, 3, 5, and 6 is a fraction between 1 and 20.

In some embodiments the mixed esters prepared by the inventive process are novel compositions and may exhibit a number of properties that make them useful and/or desirable for a variety of applications. These applications may include, but are not limited to, plasticizers for resins, power transmission fluids for hydraulics, heat transfer fluids, thickening agents, solvents, and surfactants. Furthermore, these compositions may also be useful in the production of polyurethanes, including foams, elastomers, coatings, and adhesives.

The ester compositions may exhibit properties including at least one of a pour point that is less than or equal to −10° C., alternatively −15 ° C. or less, or alternatively −20° C. or less (measured according to ASTM D97); a viscosity index that is greater than or equal to 130; a kinematic viscosity at 40° C. that is 25 centistokes (cSt) or greater (0.000025 square meters per second (m2/second)) (measured according to ASTM D445); a total acid number that is less than 1 milligram of potassium hydroxide per gram (mg KOH/g), and in particular embodiments less than 0.5 mg KOH/g; and an iodine number that is less than 3 weight percent (wt %), indicating full saturation. In particular embodiments the double esters may have a pour point that is less than −30 ° C., and a kinematic viscosity at 40° C. that is at least 29 cSt (0.000029 m2/second) and preferably greater than 45 cSt (0.000045 m2/second). They may also have a hydroxyl number of less than or equal to 10, preferably less than 8, more preferably less than 5, still more preferably less than 4, and even more preferably less than 3; and an iodine number that is less than 3 weight percent (wt %), indicating full saturation. They may also exhibit desirable levels of thermo-oxidative stability (measured according to ASTM D2893), and renewable carbons (at least 50 percent by weight, measured according to ASTM D6866-08).

In carrying out the method described to prepare the capped estolide esters used in the inventive compositions, those skilled in the art should be able to easily discern suitable reaction protocols and conditions. However, it may be noted that the temperature for the oligomerization (alternatively referred to as condensation) of the mixture of hydroxylated fatty acid or ester compounds, and also for the azeotropic distillation of the methanol formed during the reaction, is desirably from 70° C. to 220° C., more desirably from 120° C. to 210° C., and still more desirably from 180° C. to 200° C.

The temperature for the transesterification reaction may be accomplished at a temperature from 70° C. to 220° C., and in certain particular embodiments from 120° C. to 210° C., still more particularly from 180° C. to 200° C. The branched alcohol is desirably present in an amount sufficient to provide at least one molar equivalent of alcohol for each molar equivalent of the oligomerized ester or the hydroxylated fatty acid or fatty acid ester (depending upon the embodiment).

The capping of the estolide ester is desirably carried out at a temperature from 80° C. to 160° C., more preferably from 100° C. to 140° C., and still more desirably from 110° C. to 130 ° C.

Optional step (1-al), recovering product 1-X from residual methanol formed during step (1-a) and, when used, an entrainer may be accomplished via conventional procedures such as azeotropic distillation with the entrainer, preferably using an aliphatic compound having from 7 to 10 carbon atoms, most preferably 9 carbon atoms. Entrainment and removal of both residual methanol and the entrainer preferably occurs via distillation under reduced pressure (for example, 4 kilopascals (kPa)). The temperature is preferably within a range of from 100° C. to 200° C., more preferably from 120° C. to 190° C., and still more preferably from 150° C. to 180° C.

Optional step (1-b1), recovering product 1-Y from excess step (1-b) alcohol and residual methanol from step (1-a), may be accomplished via conventional procedures such as fractionated distillation. Step (1-b1) preferably involves distillation under reduced pressure (for example, 4 kPa) to effect recovery of product 1-Y. The temperature is preferably within a range of from 70° C. to 350° C., more preferably from 120° C. to 250° C., and still more preferably from 150° C. to 180° C.

Optional step (1-c1), recovering product 1-Z from excess acid, acid anhydride or ester added as a reactant in step (1-b) and acid formed during reaction of product 1-Y with the acid, acid anhydride or ester, preferably includes one or more of (1) use of reduced pressure to remove volatile materials, (2) washing one or more times with a base, such as an aqueous solution of sodium hydrogen carbonate (NaHCO3), (3) use of absorbent materials such as magnesium silicate, activated carbon and magnesium sulfate (MgSO4), and (4) filtration.

Unless otherwise indicated or apparent, numeric ranges used in this specification are inclusive of the numbers defining the range. Unless otherwise indicated, ratios, percentages, parts, and the like are by weight.

The following examples are illustrative of the invention but are not intended to limit its scope.

EXAMPLES Example 1

Step 1: A glass reactor equipped with a temperature controller, overhead stirrer and Dean-Stark apparatus is charged with 12-hydroxy-stearic acid (450.4 grams (g)), lactic acid (37.1 g), 2-ethylhexanol (487.8 g) and tin(II)-2-ethylhexanoate (1.9 g). The mixture is then heated to 190° C. for a period of 6 hours, while removing water via fractional distillation. Excess 2-ethylhexanol is removed by distillation under reduced pressure at 160° C. and then the reactor is cooled to 120° C.

Step 2: To the product of step 1 (584.7 g) tin(II)-2-ethylhexanoate (1.2 g) is added. The mixture is heated with stirring, to a set point temperature of 200° C. for a period of three hours. Excess 2-ethylhexanol is removed from the reactor contents by distillation under reduced pressure (20 mbar) and then the reactor is cooled to 120° C.

Step 3: Isobutyric anhydride (120.4 g) is added to the product of step 2 (466.2 g). The reactor is stirred at this temperature for 2 hours. Excess anhydride and acid formed during capping are removed under reduced pressure. Temperature is then increased to 160° C. and reduced pressure maintained for two hours. The reactor contents are then cooled to a set point temperature of 70° C. and NaHCO3 aqueous solution (100 mL, 1 M) is added to the reactor with stirring. After stirring for 1 hour, water is removed under reduced pressure. Magnesium silicate (1% w/w), activated carbon (1% w/w) and MgSO4 (1% w/w) are added to the reactor, then the material is filtered using a filter paper coated with 8% of magnesium silicate to yield the final product, which is a light yellow liquid.

Example 2

Step 1: A glass reactor equipped with a temperature controller, overhead stirrer and Dean-Stark apparatus is charged with 12-hydroxy-stearic acid (407.0 g), lactic acid (67.6 g), 2-ethylhexanol (520.2 g) and tin(II)-2-ethylhexanoate (2.0 g). The mixture is heated to a set point temperature of 190° C. and maintained with stirring for a period of 6 hours, removing water via fractional distillation. Excess 2-ethylhexanol is removed by distillation under reduced pressure at 160° C. and then the reactor is cooled to 120° C.

Step 2: Tin(II)-2-ethylhexanoate (1.3 g) is added to the step 1 product (565.8 g), and the mixture is heated with stirring, to a set point temperature of 200° C. for a period of three hours. 2-Ethylhexanol formed during the reaction is removed from the reactor contents by distillation under reduced pressure (20 mbar) and then the reactor is cooled to 120° C.

Step 3: Isobutyric anhydride (144.3 g) is added to the product of step 2 (445.0 g). The reactor is stirred at this temperature for 2 hours. Excess anhydride and acid formed during capping are removed under reduced pressure. Temperature is then increased to 160° C. and reduced pressure maintained for two hours. The reactor contents are then cooled to a set point temperature of 70° C. and NaHCO3 aqueous solution (100 mL, 1 M) is added to the reactor with stirring. After stirring for 1 hour, water is removed under reduced pressure. Magnesium silicate (1% w/w), activated carbon (1% w/w) and MgSO4 (1% w/w) are added to the reactor, then the material is filtered using a filter paper coated with 8% of magnesium silicate to yield the final product, which is a light yellow liquid.

Example 3

(Comparative)

Step 1: A glass reactor equipped with a temperature controller, overhead stirrer and Dean-Stark apparatus is charged with methyl-12-hydroxy-stearate (5296.2 grams (g)), nonane fraction (793.4 g) and tin(II)-2-ethylhexanoate (15.9 g). The mixture is then heated to 190° C. for a period of 20 hours, removing methanol by azeotropic distillation with nonane. Residual nonane fraction is distilled under reduced pressure (20 millibar (mbar), 2 kilopascals (kPa)) at 160° C., and then the reactor is cooled to 120° C.

Step 2: To the product of step 1 (463.29 g), isobutyric anhydride (93.49 g) is added. The reactor is stirred at this temperature for 2 hours. Excess anhydride and acid formed during capping are removed under reduced pressure. Temperature is then increased to 160° C. and reduced pressure is maintained for two hours, the reactor contents are then cooled to a set point temperature of 70° C., and a NaHCO3 aqueous solution (100 milliliters (mL), 1 molar (M)) is added to the reactor with stirring. After stirring for 1 hour, water is removed under reduced pressure. Magnesium silicate (1 percent by weight (% w/w)), activated carbon (1% w/w) and MgSO4 (1% w/w) is added to the reactor, then the material is filtered using a filter paper coated with 8 percent (%) of magnesium silicate to yield the final product.

Step 3: A Vigreux distillation column is placed between the reactor and the Dean-Stark apparatus, then 2-ethylhexanol (77.72 g) and tin(II)-2-ethylhexanoate (0.02 g) are added to the product of step 2 (357.2 g) and the mixture is heated to 190° C. for a period of 6 hours, removing methanol by fractional distillation. Excess 2-ethylhexanol is removed by distillation under pressure at 160° C. and then the reactor is cooled to 20° C. The resulting product is a light yellow liquid.

Example 4

(Comparative)

Step 1: A glass reactor equipped Vigreux distillation column placed between the reactor and the Dean-Stark apparatus is charged with methyl-12-hydroxy-stearate (2921.8 g), 2-ethylhexanol (2363.2 g) and tin(II)-2-ethylhexanoate (18.7 g). The mixture is heated to a set point temperature of 190° C. and maintained with stirring for a period of time, removing methanol via fractional distillation. Excess 2-ethylhexanol is removed by distillation under reduced pressure at 160° C. and then the reactor is cooled to 120° C.

Step 2: The Vigreux column is then removed from the reactor and tin(II)-2-ethylhexanoate (6.0 g) is added to the step 1 product (900.0 g), and the mixture is heated with stirring, to a set point temperature of 200° C. for a period of three hours. Excess 2-ethylhexanol is removed from the reactor contents by distillation under reduced pressure (20 mbar) and then the reactor is cooled to 120° C.

Step 3: Isobutyric anhydride (188.05 g) is added to the product of step 2 (754.02 g). The reactor is stirred at this temperature for 2 hours. Excess anhydride and acid formed during capping are removed under reduced pressure. Temperature is then increased to 160° C. and reduced pressure maintained for two hours. The reactor contents are then cooled to a set point temperature of 70° C. and NaHCO3 aqueous solution (100 mL, 1 M) is added to the reactor with stirring. After stirring for 1 hour, water is removed under reduced pressure. Magnesium silicate (1% w/w), activated carbon (1% w/w) and MgSO4 (1% w/w) are added to the reactor, then the material is filtered using a filter paper coated with 8% of magnesium silicate to yield the final product, which is a light yellow liquid.

Physical properties are tested for the products of Example 1 and Example 2, and comparative Examples 3 and 4, and results are shown in Table 1.

TABLE 1 Example 3 Example 4 (com- (com- Properties Example 1 Example 2 parative) parative) Viscosity at 40° C. 55.9 29.2 106 46.5 (cSt) Viscosity at 100° C. 8.8 6.03 16.3 8.83 (cSt) Viscosity Index 134 159 167 173 Pour Point (° C.) −24 −24 −10 −18 Total Acid Number 0.10 0.14 0.41 0.26 (mg KOH/g) Iodine Number (wt %) <3 <3 <3 <3 Water (wt %) 0.073 0.077 0.106 0.027 % OH 0 0.016 0.476 0 OH # (mg KOH/g) 0 0.536 15.7 <3 Color (Gardner) 571 451 400 185 Total Volatiles (ppm)1 5 84 15 56 Density at 20° C. 0.9103 0.9100 0.9099 0.9047 (g/mL)2 1parts per million 2grams per milliliter

As can be seen from Table 1, compositions prepared from mixtures of fatty acids or esters according to the invention (Examples 1 and 2) exhibit considerably more favorable pour points that compositions prepared from single fatty acids or esters (comparative Examples 3 and 4).

Claims

1. A process for preparing a composition comprising a mixture of esters, the process comprising the ordered steps of: or the ordered steps of

(1-a) at least partially oligomerizing a mixture of at least two hydroxylated fatty acids or fatty esters to form a mixture of hydroxylated fatty acid or fatty ester oligomers;
(1-b) capping the mixture of hydroxylated fatty acid or fatty ester oligomers with an acid, acid anhydride or ester to form a mixture of capped fatty acid or fatty ester oligomers; and
(1-c) transesterifying the capped fatty acid or fatty ester oligomers with an alcohol to form the mixture of esters;
(2-a) transesterifying a mixture of at least two hydroxylated fatty acids or fatty esters with an alcohol to form a mixture of hydroxylated fatty esters;
(2-b) oligomerizing the hydroxylated fatty esters to form a mixture of hydroxylated fatty ester oligomers; and
(2-c) capping the hydroxylated fatty ester oligomers with an acid, acid anhydride or ester to form the mixture of esters.

2. The process of claim 1 wherein

step (1-a) further includes using a tin-containing, titanium-containing, or nitrogen-containing catalyst, and forming as a second product an alcohol, and removing the formed alcohol;
step (1-b) further includes using, an acid that contains from 2 to 12 carbon atoms, an ester that contains from 3 to 13 carbon atoms, or an acid anhydride that contains from 4 to 24 carbon atoms, and also using a tin-containing, titanium-containing, or nitrogen-containing catalyst, and optionally recovering the mixture of capped fatty acid or fatty ester oligomers from an excess of the acid, the acid anhydride or the ester added in step (1-b);
step (1-c) further includes using a tin-containing, titanium-containing, or nitrogen-containing catalyst;
step (2-a) further includes using a tin-containing, titanium-containing, or nitrogen-containing catalyst and optionally recovering the mixture of hydroxylated fatty esters from residual or formed alcohol;
step (2-b) further includes using a tin-containing, titanium-containing or nitrogen-containing catalyst and removing the formed alcohol, optionally by using one or more of an entrainer, reduced pressure and nitrogen sparging; and
step (2-c) further optionally includes recovering the mixture of esters from an excess of the acid, acid anhydride or ester added as a reactant in step (2-b) and alcohol added as a reactant in step (2-c).

3. A process for preparing a composition comprising a mixture of esters, the process comprising either the ordered steps of (1-a) through (1-c), or of (2-a) through (2-c), the ordered steps being: or the ordered steps of:

(1-a) oligomerizing a mixture of at least two hydroxylated fatty acids or fatty esters, using a tin-containing, titanium-containing or nitrogen-containing catalyst and removing formed alcohol, optionally by using one or more of an entrainer, reduced pressure and nitrogen sparging, to yield a product 1-X with distribution of compounds represented by Formula 1:
wherein R is an alkyl group that contains from 1 to 12 carbon atoms, R1 is hydrogen or a methyl radical, x is a rational number from 0 to 12 and n is a rational number from 1 to 20, and the formed alcohol having the formula R1OH; (1-a1) optionally recovering product 1-X from residual R1OH and, when used, the entrainer;
(1-b) reacting product 1-X with an acid that contains from 2 to 12 carbon atoms, an ester that contains from 3 to 13 carbon atoms, or an acid anhydride that contains from 4 to 24 carbon atoms, optionally using an additional amount of a tin-containing, titanium-containing or nitrogen-containing catalyst, and removing formed alcohol to yield a product 1-Y with a distribution of compounds represented by Formula 2:
wherein R, R1, x and n are as defined above and R3 is an alkyl group that contains from 1 to 11 carbon atoms; (1-b1) optionally recovering product 1-Y from excess acid, acid anhydride or ester added as a reactant in step (1-b); and
(1-c) reacting product 1-Y with an alcohol to form product 1-Z with a distribution of compounds represented by Formula 3:
wherein R, R3, x and n are as defined above, R2 is an alkyl group that contains from 1 to 20 carbon atoms; (1-c2) optionally recovering product 1-Z from alcohol and residual R1OH added during (1-c) and acid formed during reaction of 1-Y with the acid, acid anhydride or ester added in (1-b);
(2-a) reacting a mixture of at least two hydroxylated fatty acids or fatty esters with an alcohol to form product 2-X with a distribution of compounds represented by Formula 4:
wherein R is an alkyl group that contains from 1 to 12 carbon atoms; R2 is an alkyl group that contains from 1 to 20 carbon atoms, x is a rational number from 0 to 12; (2-a1) optionally recovering product 2-X from residual or formed R2OH;
(2-b) oligomerizing product 2-X, using a tin-containing, titanium-containing or nitrogen-containing catalyst and removing the formed R2OH, optionally by using one or more of an entrainer, reduced pressure and nitrogen sparging, to yield a product 2-Y with distribution of compounds represented by Formula 5:
wherein R, R2, and x are as defined above and n is a rational number from 1 to 20; (2-b1) optionally recovering product 2-Y from residual R2OH and, when used, the entrainer; and
(2-c) reacting product 2-Y with an acid that contains from 2 to 12 carbon atoms, an ester that contains from 3 to 13 carbon atoms, or an acid anhydride that contains from 4 to 24 carbon atoms, optionally using an additional amount of a tin-containing, titanium-containing or nitrogen-containing catalyst, to yield a product 2-Z with distribution of compounds represented by Formula 6:
wherein R, R2, R3, x and n are as defined above; and (2-c1) optionally recovering product 2-Y from excess acid, acid anhydride or ester added as a reactant in (2-b) and alcohol added as a reactant in (2-c).

4. A composition comprising a mixture of esters, prepared by the process of claim 1 or claim 3.

5. The composition of claim 4 that exhibits properties including at least one of a pour point that is less than or equal to −10° C. (measured according to ASTM D97); a viscosity index that is greater than or equal to 150; a kinematic viscosity at 40° C. that is more than 15 centistokes (cSt) (measured according to ASTM D445); a total acid number that is less than 1 milligram of potassium hydroxide per gram (mg KOH/g); a hydroxyl number that is less than or equal to 10; an iodine number that is less than 3 weight percent; and a renewable carbon level that is at least 50 percent by weight (measured according to ASTM 6866-08).

6. The composition of claim 5 wherein the pour point is less than −15° C.; the kinematic viscosity at 40° C. is greater than 20 cSt; the total acid number is less than 0.5 mg KOH/g; and the hydroxyl number is less than 5.

7. A composition comprising a distribution of compounds represented by Formula 3:

wherein R is an alkyl group that contains from 1 to 12 carbon atoms; R2 is an alkyl group that contains from 1 to 20 carbon atoms; R3 is an alkyl group that contains from 1 to 11 carbon atoms; x is a rational number from 0 to 12 and n is rational number from 1 to 20, wherein at least two compounds in the distribution of compounds have different values of x.
Patent History
Publication number: 20140100150
Type: Application
Filed: May 18, 2012
Publication Date: Apr 10, 2014
Applicant: DOW GLOBAL TECHNOLOGIES LLC (Midland, MI)
Inventors: Daniele Vinci (Luzern), Jochem Kersbulck (Terneuzen), Martin R. Greaves (Baar)
Application Number: 14/115,465
Classifications