Patents Assigned to UBS AG
  • Patent number: 9628942
    Abstract: An approach for facilitating secured use of short-range wireless tokens is disclosed. In some implementations, a short-range wireless token may be wirelessly powered based on the short-range wireless token being within a powering range of an electromagnetic field of a user device. The short-range wireless token may be configured to generate output signals while being powered. The output signals of the short-range wireless token may be disabled while the short-range wireless token continues to be powered by the electromagnetic field based on a predetermined condition determined by the short-range wireless token. The output signals of the short-range wireless token may be re-enabled based on a discontinuing of the powering of the short-range wireless token by the electromagnetic field and then a resuming of the powering of the short-range wireless token by the electromagnetic field.
    Type: Grant
    Filed: December 20, 2012
    Date of Patent: April 18, 2017
    Assignee: UBS AG
    Inventor: Alain Hiltgen
  • Patent number: 9317805
    Abstract: Quantitative analysis is provided through the implementation of a graph that includes nodes having edges therebetween representing data dependencies between the nodes. The nodes include calculation objects such as programs, data, libraries, and/or other objects. The nodes provide for modular computation that provides for transparency, record-keeping, experimentation, and/or other functionalities.
    Type: Grant
    Filed: March 12, 2013
    Date of Patent: April 19, 2016
    Assignee: UBS AG
    Inventor: Peter N. Fraenkel
  • Patent number: 9305111
    Abstract: Quantitative analysis is provided through the implementation of a graph that includes nodes having edges therebetween representing data dependencies between the nodes. The nodes include calculation objects such as programs, data, libraries, and/or other objects. The nodes provide for modular computation that provides for transparency, record-keeping, experimentation, and/or other functionalities.
    Type: Grant
    Filed: April 11, 2013
    Date of Patent: April 5, 2016
    Assignee: UBS AG
    Inventor: Peter N. Fraenkel
  • Publication number: 20140122875
    Abstract: An approach for facilitating container-based management at a user device is disclosed. In some embodiments, a request to establish a session between the user device and a network service may be provided to the network service. One or more session keys associated with the session and associated with a container at the user device may be obtained from the network service responsive to the session request. Storage, access, or a combination thereof of data at the user device may be effectuated, via the container at the user device, based on the session keys.
    Type: Application
    Filed: October 29, 2013
    Publication date: May 1, 2014
    Applicant: UBS AG
    Inventors: Anthony Pizi, Yuri Milshtein, Paul Kanevsky, Andrey Melikov
  • Patent number: 8510718
    Abstract: Described are computer-based methods and apparatuses, including computer program products, for a platform verification portal. A plurality of configuration items are stored with each comprising a plurality of verification commands capable of being executed by a verification scanning engine executing a verification scan on a target server to compare a set of actual software or configuration settings of the software against a desired software stack. A plurality of configuration item rules is stored. Execution of one or more verification scanning engines across a selected set of target servers is remotely initiated. A request for configuration items is received from each of the target servers. For each of the target servers a set of configuration items applicable to the target server is dynamically selected. For each of the target servers, a list identifying the set of configuration items is transmitted to the target server for execution by the verification scanning engine.
    Type: Grant
    Filed: June 26, 2009
    Date of Patent: August 13, 2013
    Assignee: UBS AG
    Inventor: Rhythm Hemade
  • Patent number: 8352340
    Abstract: Methods and corresponding systems are provided for exercising employee stock options between an employee and a company. The stock option exercise generally includes the steps of establishing a plurality of escrow accounts including a company escrow account, a third party escrow account, and an employee escrow account, receiving notice of intent to exercise a stock option from an employee, transferring securities to satisfy the stock option exercise from the company to a company escrow account, transferring property equivalent to a third party purchase price from a third party to the third party escrow account, transferring the notice of intent to exercise a stock option to the employee escrow account, and transferring property held in the plurality of escrow accounts to the employee, the company, and the third party in accordance at least in part with the stock option.
    Type: Grant
    Filed: February 4, 2005
    Date of Patent: January 8, 2013
    Assignee: UBS AG
    Inventors: Elizabeth White, John Furlong, Landy Tam
  • Patent number: 8281409
    Abstract: Systems and methods for securely providing email messages are provided. A workstation computer is provided that includes a memory for storing computer executable instructions and a processor for accessing the memory and for executing the computer executable instructions. The computer executable instructions includes an email client configured to process email messages, at least one email message having an executable decryption attachment that includes encrypted embedded content that can only be decrypted with a unique cryptography key. The executable decryption attachment, when executed, is configured to establish a secure connection with an encryption server, receive the unique cryptography key from the encryption server and decrypt the embedded content.
    Type: Grant
    Filed: December 16, 2009
    Date of Patent: October 2, 2012
    Assignee: UBS AG
    Inventor: Alex Beigelman
  • Patent number: 8209410
    Abstract: A system and method for monitoring the storage estate of an organization using an interactive website that is configured to produce and display a novel set of key performance indicators (KPIs) related to the storage estate, including KPIs related to data collected from at least one of storage area network data and network attached storage data. In one embodiment, the novel set of KPIs includes one or more of protection efficiency, application efficiency, and snapshot overhead, where protection efficiency is calculated as a ratio of logical addressable data storage volume to total physical volume of data storage for storage area network data of the organization, application efficiency is calculated as a fraction of disk storage allocated to end user devices that is actually used by the end user devices for storage area network data, and snapshot overhead is calculated as a ratio of a volume of storage allocated for replicated copies of data to allocated storage for network attached storage data.
    Type: Grant
    Filed: August 18, 2008
    Date of Patent: June 26, 2012
    Assignee: UBS AG
    Inventors: Brian Lewis, Peter Mulberry, Alex McMullan, Jonathan Lunt, Martin Barker, Gary Vincent
  • Patent number: 8195543
    Abstract: Methods and systems provide a commodity index for investing. In one implementation, a method selects a commodity component for inclusion in the commodity index and calculates a target weight of the commodity component. The method further selects a time interval for maturity of the commodity component to be fixed at from a current date. Financial instruments may be purchased corresponding to the commodity component.
    Type: Grant
    Filed: January 29, 2009
    Date of Patent: June 5, 2012
    Assignee: UBS AG
    Inventors: Jeffrey Palma, Daniel Brebner
  • Patent number: 8175949
    Abstract: Methods and systems provide a commodity index for investing. In one implementation, a method selects a commodity component for inclusion in the commodity index and calculates a target weight of the commodity component. The method further selects a time interval for maturity of the commodity component to be fixed at from a current date. Financial instruments may be purchased corresponding to the commodity component.
    Type: Grant
    Filed: July 11, 2008
    Date of Patent: May 8, 2012
    Assignee: UBS AG
    Inventor: Jerome Drouin
  • Patent number: 8131683
    Abstract: Methods and systems are provided for retaining and managing global records of an organization. In one implementation, a method is provided for retaining global records of an organization. The method may include storing, in a memory device, at least one arrangement of data items classified according to a hierarchical classification structure providing a normalization scheme for classifying the data items, the data items comprising global data of an organization and a retention schedule corresponding to the global data. Additionally, the method may include retaining the data items according to the retention schedule, wherein the retention schedule comprises a plurality of retention rules including a global retention rule defining a first duration for retaining the data items consistent with a set of predetermined requirements, and at least one exception rule for retaining at least one data item for a second duration.
    Type: Grant
    Filed: June 27, 2008
    Date of Patent: March 6, 2012
    Assignee: UBS AG
    Inventor: Anna C. Fridrich
  • Patent number: 8127018
    Abstract: Systems and methods are provided for redirecting a client device to a network service in a communication network is described. In one implementation, the communication network includes at least a first and a second service provisioning environment each capable of providing the network service. The service provisioning environments are addressable under a common first domain name that is resolvable into a dedicated first network address of each service provisioning environment.
    Type: Grant
    Filed: September 14, 2007
    Date of Patent: February 28, 2012
    Assignee: UBS AG
    Inventor: Stefan Frutiger
  • Patent number: 8117219
    Abstract: A mechanism is described for the computer-aided generation of anonymized data records for developing and testing application programs that are intended for use in a productive network (12). A method according to the invention comprises the provision of at least one productive database (14) containing data records that contain productive data elements to be anonymized, provision of at least one non-productive database (22) containing data records that likewise contain data elements, the generation of an assignment between data records of the non-productive database (22) and data records of the productive database (14), and also the generation of an anonymized data record by replacing the data elements to be anonymized in a data record from the productive database (14) with the data elements of an assigned data record from the non-productive database (22).
    Type: Grant
    Filed: August 9, 2005
    Date of Patent: February 14, 2012
    Assignee: UBS AG
    Inventors: Peter Dunki, Christoph Frei
  • Publication number: 20110289018
    Abstract: Methods and corresponding systems are provided for managing investment portfolios that includes the steps of identifying at least one security of the investment portfolio to be sold during rebalancing of the investment portfolio, and rebalancing or deferring rebalancing of the investment portfolio based at least in part on a rebalancing threshold for short-term capital gains or losses, investor specified or otherwise. If an implied total short-term capital gain or loss, e.g., a loss or gain that would occur if the at least one security were sold, falls within the rebalancing threshold rebalancing occurs, otherwise rebalancing is deferred for a later time.
    Type: Application
    Filed: July 11, 2011
    Publication date: November 24, 2011
    Applicant: UBS AG
    Inventor: Renato STAUB
  • Patent number: 8060434
    Abstract: Systems, methods, and devices for trading financial instruments with an improved ergonomic graphical user interface (GUI) with non-overlapping screen components that include a display of offers to buy and sell, which can include a graphical display of bid, ask, and spread information, a user's current positions, and one or more areas to enter trades. The systems, methods, and devices involve receiving and updating trade information in real time.
    Type: Grant
    Filed: April 6, 2010
    Date of Patent: November 15, 2011
    Assignee: UBS AG
    Inventors: Charles L. Mauro, Andrew D. Klein, Walter D. Buist
  • Patent number: 8027887
    Abstract: In one example, a data processing method is provided for the time-optimized calculation of a large number of result data sets at the end of a period. The calculation can be based on data. A time span can be determined for which the underlying data are to be taken into consideration. For each result data set, the probability that the data underlying the calculation of the respective result data set are changed between the calculation of the result data set and the end of the period can be detected. Result data sets within the time span can be calculated. Those result data sets of which the data underlying the calculation have a minor probability of being changed can be calculated prior to those result data sets of which the data underlying the calculation have a higher probability of being changed. The data sets can be stored.
    Type: Grant
    Filed: July 18, 2005
    Date of Patent: September 27, 2011
    Assignee: UBS AG
    Inventors: Hansbeat Loacker, Markus Wietlisbach
  • Patent number: 8024373
    Abstract: According to one embodiment, a data management system has a basic function configurator to define a generic basic function, whereby the function to be performed is to be depicted in a basic function by means of descriptive attributes and associated values or value ranges necessary for processing the basic function. The function is to be depicted on a data set to which a distribution rule is allocated. A data set, with its associated distribution rules, defines a generic basic function. The data sets which define the generic basic functions, together with their distribution rules for access by a product template configurator, are contained in a basic function list. The product template configurator combines one or several basic functions and transfers these to a product template, in that the generic basic functions are mutated into specific basic functions for the product template concerned by transferring or restricting the values.
    Type: Grant
    Filed: November 23, 2006
    Date of Patent: September 20, 2011
    Assignee: UBS AG
    Inventors: Marcel Bank, Michael Engel
  • Patent number: 8020003
    Abstract: Systems and methods can automatically generate and process signature files for an electronic signature list. Data records can be periodically searched for signature-relevant status changes. A multiplicity of documents in paper form can be provided. Each document can contain a predefined blank region for receiving a personal signature and also control information items assigned to the signature. The multiplicity of documents that have received the personal signatures can be scanned-in in a batch processing operation. At least one signature containing the personal signature in electronically processable form and a representation of the assigned control information items file can be generated for each document. The assigned control information items of each document can be independent of their corresponding personal signature in its electronically processable form. The signature files can be dispatched via a communications network controlled by the control information items.
    Type: Grant
    Filed: January 21, 2010
    Date of Patent: September 13, 2011
    Assignee: UBS AG
    Inventor: Hans-Peter Fischer
  • Patent number: 8001029
    Abstract: Methods and corresponding systems are provided for managing investment portfolios that includes the steps of identifying at least one security of the investment portfolio to be sold during rebalancing of the investment portfolio, and rebalancing or deferring rebalancing of the investment portfolio based at least in part on a rebalancing threshold for short-term capital gains or losses, investor specified or otherwise. If an implied total short-term capital gain or loss, e.g., a loss or gain that would occur if the at least one security were sold, falls within the rebalancing threshold rebalancing occurs, otherwise rebalancing is deferred for a later time.
    Type: Grant
    Filed: March 26, 2004
    Date of Patent: August 16, 2011
    Assignee: UBS AG
    Inventor: Renato Staub
  • Patent number: 7962393
    Abstract: A system for implementing a compliance program in a financial institution is provided and includes a list database for storing material information regarding a plurality of entities that is known to said financial institution. Also included is a list manager that receives a compliance query from an affiliate of the financial institution having a status. The list manager provides a compliance response to the affiliate based on the plurality of entities and according to the status of the affiliate.
    Type: Grant
    Filed: October 20, 2009
    Date of Patent: June 14, 2011
    Assignee: UBS AG
    Inventors: Frederic Greenbaum, Michael Cortese, Waikit Ng