Patents Assigned to UBS AG
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Patent number: 7580970Abstract: Computer network system for building and/or synchronising a second database from/with a first database, accesses by work units being carried out at least on the first database from at least one application workstation, to generate, change or delete contents of the database, with at least one first server to guide and maintain the first database, said server being connected to the at least one application workstation, at least one second server to guide and maintain the second database, at least one data connection which connects the two servers, a software program module being provided, and being set up and programmed to carry out a comparison between the first and second databases, to obtain a statement about the equality of the information content of the two databases, and starting from the data comparison, an error log file about the errored and/or missing records being produced, and an error detection and processing function correcting the errored and/or missing records.Type: GrantFiled: March 27, 2006Date of Patent: August 25, 2009Assignee: UBS AGInventors: Marcel Bank, Hansbeat Loacker
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Patent number: 7577685Abstract: In a computer-implemented system for managing a database system with structured data records, two internal databases separate from one another are maintained, an interface for an input at least of parts of a structured data record into one of the databases is provided, at least one interface for communicating with an external database system is provided, in order to communicate between one of the internal databases and the external database.Type: GrantFiled: July 12, 2006Date of Patent: August 18, 2009Assignee: UBS AGInventors: Guido Meier, Michael Thaler
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Patent number: 7577687Abstract: Computer-supported method for building and/or synchronising a second database from/with a first database, accesses by work units being carried out at least on the first database from at least one application workstation, to generate, change or delete contents of the database, with at least one first server to guide and maintain the first database, said server being connected to at least one application workstation, at least one second server to guide and maintain the second database, at least one data connection which connects the two servers, a software program component being provided by which, in the case of a transaction which is initiated from one application workstation on the first database, a sister transaction can be called up on the second database and vice versa—in which case, from the point of view of the application workstation, the sister transaction on the side of the second database behaves analogously to its counterpart on the side of the first database.Type: GrantFiled: March 30, 2006Date of Patent: August 18, 2009Assignee: UBS AGInventors: Marcel Bank, Hansbeat Loacker
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Patent number: 7577601Abstract: A computerized system and method to manage and monitor leverage relating to financial transactions whereby counterparty credit risks are enhanced and capital and credit efficiency is promoted by taking a perfected security interest in the counterparty. An aggregate net exposure relating to financial positions held by an identified counterparty is calculated, wherein positions can be held in multiple market segments. A value is determined for collateral dedicated to offset the net exposure. Leverage relating to the ratio of the collateral value and the exposure can be managed to offset the exposure. Monitoring of leverage can be accomplished in real time, or on a predetermined schedule. Exposure can be quantified as a monetary value in a local currency and/or quantified according to market data.Type: GrantFiled: June 20, 2000Date of Patent: August 18, 2009Assignee: UBS AGInventors: Robert Rademacher, David Adkisson, David Maloy
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Publication number: 20090144518Abstract: A system and method for monitoring the storage estate of an organization using an interactive website that is configured to produce and display a novel set of key performance indicators (KPIs) related to the storage estate, including KPIs related to data collected from at least one of storage area network data and network attached storage data. In one embodiment, the novel set of KPIs includes one or more of protection efficiency, application efficiency, and snapshot overhead, where protection efficiency is calculated as a ratio of logical addressable data storage volume to total physical volume of data storage for storage area network data of the organization, application efficiency is calculated as a fraction of disk storage allocated to end user devices that is actually used by the end user devices for storage area network data, and snapshot overhead is calculated as a ratio of a volume of storage allocated for replicated copies of data to allocated storage for network attached storage data.Type: ApplicationFiled: August 18, 2008Publication date: June 4, 2009Applicant: UBS AGInventors: Brian LEWIS, Peter MULBERRY, Alex MCMULLAN, Jonathan LUNT, Martin BARKER, Gary VINCENT
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Patent number: 7526576Abstract: Computer network system for building and/or synchronising a second database from/with a first database, accesses by work units being carried out at least on the first database from at least one application workstation, to generate, change or delete contents of the database, with at least one first server to guide and maintain the first database, said server being connected to at least one application workstation, at least one second server to guide and maintain the second database, at least one data connection which connects the two servers, the accesses by the work units to the first database taking place by means of an encapsulation module, which is set up and programmed so that the work units are passed to it, work units which it accepts are decomposed into one or more messages, the messages are entered in the first database and the messages are sent to the second database.Type: GrantFiled: March 29, 2006Date of Patent: April 28, 2009Assignee: UBS AGInventors: Marcel Bank, Hansbeat Loacker
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Patent number: 7516218Abstract: The invention relates to a network component comprising one, two or more server units 12, 14. Each server unit 12, 14 serves a group of distributed network components CC. The network component comprises a hosting unit for hosting for a specific group of network components a plurality of program code portions including a program code portion for generating a graphical user interface having a control element for creating or updating electronic dossiers. The network component additionally comprises a database 20, 22 for storing a plurality of electronic dossiers for a specific group of distributed network components and a report generation processor having access to the database 20, 22. The report generation processors is configured to automatically generate an electronic report by processing standardized data included in the plurality of electronic dossiers.Type: GrantFiled: January 2, 2003Date of Patent: April 7, 2009Assignee: UBS AGInventor: Frederic Besson
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Patent number: 7510114Abstract: A data processing method for the time-optimized calculation and placing to the account of prices for a performance rendered for a customer by an enterprise. The price is calculated and placed to the account in accordance with a price model with at least the following processing steps: (1) calculating the price for the respective performance rendered by means of the price model applicable for the customer; (2) storing the calculated price; (3) examining by means of the price model whether the performance rendered for this business case has to be placed to the account of the customer with value date immediately on performance of the business, or at a later point of time; and (4) immediate placing of the calculated price to the account of the customer with value date if the price determined for the business case has to be placed to the account with immediate value date on performance of the business.Type: GrantFiled: September 21, 2005Date of Patent: March 31, 2009Assignee: UBS AGInventor: Kurt Amstad
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Publication number: 20090077006Abstract: In one implementation, a computer-implemented system is provided in a network comprised of several node computers and a plurality of program components, having access to a highly available, persistent database system to effect reading, writing and/or mutating accesses to one or more databases, the one or more databases having a minimum access time. A data space system may also be provided which is organized as one or more data space system segments. The data space system has a minimum access time which is lower than the minimum access time of the database system.Type: ApplicationFiled: October 17, 2007Publication date: March 19, 2009Applicant: UBS AGInventor: Tobias Schmid
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Publication number: 20090024405Abstract: A configurable system and method for controlling the generation and/or distribution of publications, in particular for use by a financial institution, e.g. a bank, comprising the steps of: (a) providing a plurality of different text elements, and/or graphic elements, and/or table elements (202, 203, 204), or of data representing the respective elements (202, 203, 204), respectively, on one or a plurality of databases (12); (b) using at least one of said elements (202, 203, 204) or of the data representing said at least one element (202, 203, 204), respectively, for generating a plurality of different, configurable publications.Type: ApplicationFiled: October 12, 2007Publication date: January 22, 2009Applicant: UBS AGInventors: Roland Brandes, Jan Lassig
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Patent number: 7409388Abstract: A mechanism is described for the computer-aided generation of anonymized data records (44) for developing and testing application programs that are intended for use in a productive network. A method according to the invention comprises the provision of at least one productive database containing data records (40) that contain productive data elements to be anonymized, the provision of at least one non-productive database containing data records (42) that, in regard to the character string length of the data elements contained therein, at least partly correspond to the productive data records, the determination of a first data record (40) from the productive database and of a second data record (42) from the non-productive database and also the generation of anonymized data records (44) by replacing the data elements to be anonymized in the first data record (40) by data elements of the second data record (44).Type: GrantFiled: August 8, 2005Date of Patent: August 5, 2008Assignee: UBS AGInventors: Peter Dunki, Christoph Frei
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Patent number: 7398242Abstract: A method is provided for managing risk associated with at least one financial transaction wherein each of the at least one financial transactions having at least a first risk factor and a second risk factor. The method includes a first step of receiving one of the at least one financial transactions. Next, in a second step, the first risk factor is transferred to a first risk book. The second risk factor is then transferred to a second risk book, in a third step. Next, in a fourth step, another of the at least one financial transactions is received. Finally, the second through fourth steps are repeated for each of the at least one financial transactions.Type: GrantFiled: June 25, 2001Date of Patent: July 8, 2008Assignee: UBS AGInventors: Stephane Laederich, Peter Marty
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Patent number: 7346667Abstract: A method and system for presenting a requested web page selected from a plurality of web pages is provided and includes the step of performing at least one processing task associated with the requested web page. Next, at least one content bean for retrieving content required for the requested web page is invoked. Next, the content required for the requested web page is stored in at least one model bean. Next, the content from said at least one model bean is received. Next, at least one view bean for rendering said requested web page is invoked. Finally, the requested web page including the content is presented.Type: GrantFiled: July 31, 2001Date of Patent: March 18, 2008Assignee: UBS AGInventors: Stephen Ashcroft, Andrew Witney, Ian Malpas
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Patent number: 7340430Abstract: A method and system is provided for managing risk associated with providing real-time trading services and includes the step of providing a plurality of dealing quotes wherein each of the plurality of dealing quotes having a duration. Next, an exposure associated with each of the dealing quotes during the respective durations is calculated. Next, a total exposure based on the exposures for all of the dealing quotes that have not expired is calculated. Finally, future dealing quotes are adjusted based on the total exposure.Type: GrantFiled: September 26, 2001Date of Patent: March 4, 2008Assignee: UBS AGInventors: Charles Mulinder, Markus Reichenbach, Clyde Dawson, Roland Egli, Chris Bruner, Hiren Parikh
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Patent number: 7315839Abstract: A system for adjusting a price for a security, the price having a spread, and including a pricing engine for providing to a client a price quote for the security. Also included is a past trades database for storing at least one past trade executed by the client. A price adjustment module in communications with the pricing engine is included for adjusting the spread provided to the client based on the at least one past trade.Type: GrantFiled: September 20, 2001Date of Patent: January 1, 2008Assignee: UBS AGInventor: Barry McQuain
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Patent number: 7296149Abstract: The invention relates to a method of performing user and data authentication over a client (22) in communication via a network (14) with a server infrastructure (16). The client (22) has access via a user-controllable card reader (24) to a smart card (26) on which at least one signature key is stored. The method comprises a user authentication step which includes displaying by the card reader (24) an authentication context, controlling the card reader to request the user for signature approval, and, in the case of signature approval, submitting a challenge, if required together with context data, or data derived therefrom to the smart card (26) for signing. The method further comprises a data authentication step which includes displaying by the card reader (24) the data to be authenticated, controlling the card reader (24) to request the user for signature approval, and, in the case of signature approval, submitting the data to be authenticated, or data derived therefrom, to the smart card (26) for signing.Type: GrantFiled: September 6, 2002Date of Patent: November 13, 2007Assignee: UBS AGInventor: Alain P. Hiltgen
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Patent number: 7296160Abstract: The invention relates to a method of performing user authentication in a network system (10) that comprises a client (22) in communication via a first network (14) with a server infrastructure (16) including an entrance point of a second network and an application server in the second network. The client (22) has access via a user-controllable card reader (24) to a smart card (26). A first authentication key is associated with the smart card (26) and a second authentication key is associated with the card reader (24). In a first step user authentication is performed in context with an encryption process between the client (22) and the server infrastructure (16) using the first authentication key. A second user authentication step is performed between the client (22) and the application server using both the first authentication key and the second authentication key. Data authentication (secure signing) can be performed in addition to the user authentication described above.Type: GrantFiled: September 9, 2002Date of Patent: November 13, 2007Assignee: UBS AGInventor: Alain P. Hiltgen
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Publication number: 20070198592Abstract: In a computer-implemented system for managing a database system with structured data records, two internal databases separate from one another are maintained, an interface for an input at least of parts of a structured data record into one of the databases is provided, at least one interface for communicating with an external database system is provided, in order to communicate between one of the internal databases and the external database.Type: ApplicationFiled: July 12, 2006Publication date: August 23, 2007Applicant: UBS AGInventors: Guido Meier, Michael Thaler
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Patent number: 7200806Abstract: A method for generating pre-populated forms with stored data. A user identity and a customer identity are obtained where the user identity and customer identity identify a user and a customer, respectively. The identified user is verified as being authorized to access information related to the identified customer. If the identified user is verified, a form type identifier is obtained that identifies one of one or more types of forms, each of which has one or more input fields for receiving information. Then, a populated form of the type matching the form type identifier is generated with at least some of the input fields of the generated form being populated with data related to the identified customer. Finally, the generated form is transmitted as a byte stream to a user interface device where the byte stream is used to recreate the generated form.Type: GrantFiled: October 25, 2002Date of Patent: April 3, 2007Assignee: UBS AGInventor: Smita Sahu
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Publication number: 20070067308Abstract: An approach to workflow-based data processing is described, wherein as part of the workflow a multiplicity of display pages is executed interactively by means of workflow control commands. A suitable computer system comprises at least one user terminal with a user interface for page display (802) and for input of user data and workflow control commands, one or more basic systems with associated basic databases, containing basic data, at least one cache database in which the user data and a selected extract from the basic data are cached (806), one or more service systems with services (810) for performing data processing steps on the basis of data sourced from the cache database and a mechanism (804) for generating a request directed at the invocation of at least one service (810) as a response to a workflow control command.Type: ApplicationFiled: July 10, 2006Publication date: March 22, 2007Applicant: UBS AGInventors: Peter Amrhein, Rene Walser